Decoding Recommendation Behaviors of In-Context Learning LLMs Through Gradient Descent

Recently, there has been a growing trend in utilizing large language models (LLMs) for recommender systems, referred to as LLMRec. A notable approach within this trend is not to fine-tune these models directly but instead to leverage In-Context Learning (ICL) methods tailored for LLMRec, denoted as LLM-ICL Rec. Many contemporary techniques focus on harnessing ICL content to enhance LLMRec performance. However, optimizing LLMRec with ICL content presents unresolved challenges. Specifically, two key issues stand out: (1) the limited understanding of why using a few demonstrations without model fine-tuning can lead to better performance compared to zero-shot recommendations. (2) the lack of evaluation metrics for demonstrations in LLM-ICL Rec and the absence of the theoretical analysis and practical design for optimizing the generation of ICL content for recommendation contexts. To address these two main issues, we propose a theoretical model, the LLM-ICL Recommendation Equivalent Gradient Descent model (LRGD) in this paper, which connects recommendation generation with gradient descent dynamics. We demonstrate that the ICL inference process in LLM aligns with the training procedure of its dual model, producing token predictions equivalent to the dual model's testing outputs. Building on these theoretical insights, we propose an evaluation metric for assessing demonstration quality. We integrate perturbations and regularizations in LRGD to enhance the robustness of the recommender system. To further improve demonstration effectiveness, prevent performance collapse, and ensure long-term adaptability, we also propose a two-stage optimization process in practice. Extensive experiments and detailed analysis on three Amazon datasets validate the theoretical equivalence and support the effectiveness of our theoretical analysis and practical module design.

SyLeR: A Framework for Explicit Syllogistic Legal Reasoning in Large Language Models

Syllogistic reasoning is a fundamental aspect of legal decision-making, enabling logical conclusions by connecting general legal principles with specific case facts. Although existing large language models (LLMs) can generate responses to legal questions, they fail to perform explicit syllogistic reasoning, often producing implicit and unstructured answers that lack explainability and trustworthiness. To address this limitation, we propose SyLeR, a novel framework that empowers LLMs to engage in explicit syllogistic legal reasoning. SyLeR integrates a tree-structured hierarchical retrieval mechanism to effectively combine relevant legal statutes and precedent cases, forming comprehensive major premises. This is followed by a two-stage fine-tuning process: supervised fine-tuning warm-up establishes a foundational understanding of syllogistic reasoning, while reinforcement learning with a structure-aware reward mechanism refines the ability of the model to generate diverse logically sound and well-structured reasoning paths. We conducted extensive experiments across various dimensions, including in-domain and cross-domain user groups (legal laypersons and practitioners), multiple languages (Chinese and French), and different LLM backbones (legal-specific and open-domain LLMs). The results show that SyLeR significantly improves response accuracy and consistently delivers explicit, explainable, and trustworthy legal reasoning.

QE-RAG: A Robust Retrieval-Augmented Generation Benchmark for Query Entry Errors

Retriever-augmented generation (RAG) has become a widely adopted approach for enhancing the factual accuracy of large language models (LLMs). While current benchmarks evaluate the performance of RAG methods from various perspectives, they share a common assumption that user queries used for retrieval are error-free. However, in real-world interactions between users and LLMs, query entry errors such as keyboard proximity errors, visual similarity errors, and spelling errors are frequent. The impact of these errors on current RAG methods against such errors remains largely unexplored. To bridge this gap, we propose QE-RAG, the first robust RAG benchmark designed specifically to evaluate performance against query entry errors. We augment six widely used datasets by injecting three common types of query entry errors into randomly selected user queries at rates of 20\% and 40\%, simulating typical user behavior in real-world scenarios. We analyze the impact of these errors on LLM outputs and find that corrupted queries degrade model performance, which can be mitigated through query correction and training a robust retriever for retrieving relevant documents. Based on these insights, we propose a contrastive learning-based robust retriever training method and a retrieval-augmented query correction method. Extensive in-domain and cross-domain experiments reveal that: (1) state-of-the-art RAG methods including sequential, branching, and iterative methods, exhibit poor robustness to query entry errors; (2) our method significantly enhances the robustness of RAG when handling query entry errors and it's compatible with existing RAG methods, further improving their robustness.

LexPam: Legal Procedure Awareness-Guided Mathematical Reasoning

The legal mathematical reasoning ability of LLMs is crucial when applying them to real-world scenarios, as it directly affects the credibility of the LLM. While existing legal LLMs can perform general judicial question answering, their legal mathematical reasoning capabilities have not been trained. Open-domain reasoning models, though able to generate detailed calculation steps, do not follow the reasoning logic required for legal scenarios. Additionally, there is currently a lack of legal mathematical reasoning datasets to help validate and enhance LLMs' reasoning abilities in legal contexts. To address these issues, we propose the first Chinese legal Mathematical Reasoning Dataset, LexNum, which includes three common legal mathematical reasoning scenarios: economic compensation, work injury compensation, and traffic accident compensation. Based on LexNum, we tested the performance of existing legal LLMs and reasoning LLMs, and introduced LexPam, a reinforcement learning algorithm guided by legal procedural awareness to train LLMs, enhancing their mathematical reasoning abilities in legal scenarios. Experiments on tasks in the three legal scenarios show that the performance of existing legal LLMs and reasoning models in legal mathematical reasoning tasks is unsatisfactory. LexPam can enhance the LLM's ability in these tasks.

MAPS: Motivation-Aware Personalized Search via LLM-Driven Consultation Alignment

Personalized product search aims to retrieve and rank items that match users' preferences and search intent. Despite their effectiveness, existing approaches typically assume that users' query fully captures their real motivation. However, our analysis of a real-world e-commerce platform reveals that users often engage in relevant consultations before searching, indicating they refine intents through consultations based on motivation and need. The implied motivation in consultations is a key enhancing factor for personalized search. This unexplored area comes with new challenges including aligning contextual motivations with concise queries, bridging the category-text gap, and filtering noise within sequence history. To address these, we propose a Motivation-Aware Personalized Search (MAPS) method. It embeds queries and consultations into a unified semantic space via LLMs, utilizes a Mixture of Attention Experts (MoAE) to prioritize critical semantics, and introduces dual alignment: (1) contrastive learning aligns consultations, reviews, and product features; (2) bidirectional attention integrates motivation-aware embeddings with user preferences. Extensive experiments on real and synthetic data show MAPS outperforms existing methods in both retrieval and ranking tasks.

ReARTeR: Retrieval-Augmented Reasoning with Trustworthy Process Rewarding

Retrieval-Augmented Generation (RAG) systems for Large Language Models (LLMs) hold promise in knowledge-intensive tasks but face limitations in complex multi-step reasoning. While recent methods have integrated RAG with chain-of-thought reasoning or test-time search using Process Reward Models (PRMs), these approaches encounter challenges such as a lack of explanations, bias in PRM training data, early-step bias in PRM scores, and insufficient post-training optimization of reasoning potential. To address these issues, we propose Retrieval-Augmented Reasoning through Trustworthy Process Rewarding (ReARTeR), a framework that enhances RAG systems' reasoning capabilities through post-training and test-time scaling. At test time, ReARTeR introduces Trustworthy Process Rewarding via a Process Reward Model for accurate scalar scoring and a Process Explanation Model (PEM) for generating natural language explanations, enabling step refinement. During post-training, it utilizes Monte Carlo Tree Search guided by Trustworthy Process Rewarding to collect high-quality step-level preference data, optimized through Iterative Preference Optimization. ReARTeR addresses three core challenges: (1) misalignment between PRM and PEM, tackled through off-policy preference learning; (2) bias in PRM training data, mitigated by balanced annotation methods and stronger annotations for challenging examples; and (3) early-step bias in PRM, resolved through a temporal-difference-based look-ahead search strategy. Experimental results on multi-step reasoning benchmarks demonstrate significant improvements, underscoring ReARTeR's potential to advance the reasoning capabilities of RAG systems.

Beyond Guilt: Legal Judgment Prediction with Trichotomous Reasoning

In legal practice, judges apply the trichotomous dogmatics of criminal law, sequentially assessing the elements of the offense, unlawfulness, and culpability to determine whether an individual's conduct constitutes a crime. Although current legal large language models (LLMs) show promising accuracy in judgment prediction, they lack trichotomous reasoning capabilities due to the absence of an appropriate benchmark dataset, preventing them from predicting innocent outcomes. As a result, every input is automatically assigned a charge, limiting their practical utility in legal contexts. To bridge this gap, we introduce LJPIV, the first benchmark dataset for Legal Judgment Prediction with Innocent Verdicts. Adhering to the trichotomous dogmatics, we extend three widely-used legal datasets through LLM-based augmentation and manual verification. Our experiments with state-of-the-art legal LLMs and novel strategies that integrate trichotomous reasoning into zero-shot prompting and fine-tuning reveal: (1) current legal LLMs have significant room for improvement, with even the best models achieving an F1 score of less than 0.3 on LJPIV; and (2) our strategies notably enhance both in-domain and cross-domain judgment prediction accuracy, especially for cases resulting in an innocent verdict.

CitaLaw: Enhancing LLM with Citations in Legal Domain

In this paper, we propose CitaLaw, the first benchmark designed to evaluate LLMs' ability to produce legally sound responses with appropriate citations. CitaLaw features a diverse set of legal questions for both laypersons and practitioners, paired with a comprehensive corpus of law articles and precedent cases as a reference pool. This framework enables LLM-based systems to retrieve supporting citations from the reference corpus and align these citations with the corresponding sentences in their responses. Moreover, we introduce syllogism-inspired evaluation methods to assess the legal alignment between retrieved references and LLM-generated responses, as well as their consistency with user questions. Extensive experiments on 2 open-domain and 7 legal-specific LLMs demonstrate that integrating legal references substantially enhances response quality. Furthermore, our proposed syllogism-based evaluation method exhibits strong agreement with human judgments.

ReDeEP: Detecting Hallucination in Retrieval-Augmented Generation via Mechanistic Interpretability

Retrieval-Augmented Generation (RAG) models are designed to incorporate external knowledge, reducing hallucinations caused by insufficient parametric (internal) knowledge. However, even with accurate and relevant retrieved content, RAG models can still produce hallucinations by generating outputs that conflict with the retrieved information. Detecting such hallucinations requires disentangling how Large Language Models (LLMs) utilize external and parametric knowledge. Current detection methods often focus on one of these mechanisms or without decoupling their intertwined effects, making accurate detection difficult. In this paper, we investigate the internal mechanisms behind hallucinations in RAG scenarios. We discover hallucinations occur when the Knowledge FFNs in LLMs overemphasize parametric knowledge in the residual stream, while Copying Heads fail to effectively retain or integrate external knowledge from retrieved content. Based on these findings, we propose ReDeEP, a novel method that detects hallucinations by decoupling LLM's utilization of external context and parametric knowledge. Our experiments show that ReDeEP significantly improves RAG hallucination detection accuracy. Additionally, we introduce AARF, which mitigates hallucinations by modulating the contributions of Knowledge FFNs and Copying Heads.

Generating Model Parameters for Controlling: Parameter Diffusion for Controllable Multi-Task Recommendation

Commercial recommender systems face the challenge that task requirements from platforms or users often change dynamically (e.g., varying preferences for accuracy or diversity). Ideally, the model should be re-trained after resetting a new objective function, adapting to these changes in task requirements. However, in practice, the high computational costs associated with retraining make this process impractical for models already deployed to online environments. This raises a new challenging problem: how to efficiently adapt the learning model to different task requirements by controlling model parameters after deployment, without the need for retraining. To address this issue, we propose a novel controllable learning approach via Parameter Diffusion for controllable multi-task Recommendation (PaDiRec), which allows the customization and adaptation of recommendation model parameters to new task requirements without retraining. Specifically, we first obtain the optimized model parameters through adapter tunning based on the feasible task requirements. Then, we utilize the diffusion model as a parameter generator, employing classifier-free guidance in conditional training to learn the distribution of optimized model parameters under various task requirements. Finally, the diffusion model is applied to effectively generate model parameters in a test-time adaptation manner given task requirements. As a model-agnostic approach, PaDiRec can leverage existing recommendation models as backbones to enhance their controllability. Extensive experiments on public datasets and a dataset from a commercial app, indicate that PaDiRec can effectively enhance controllability through efficient model parameter generation. The code is released at https://anonymous.4open.science/r/PaDiRec-DD13.