Analyzing the Efficacy of an LLM-Only Approach for Image-based Document Question Answering

Recent document question answering models consist of two key components: the vision encoder, which captures layout and visual elements in images, and a Large Language Model (LLM) that helps contextualize questions to the image and supplements them with external world knowledge to generate accurate answers. However, the relative contributions of the vision encoder and the language model in these tasks remain unclear. This is especially interesting given the effectiveness of instruction-tuned LLMs, which exhibit remarkable adaptability to new tasks. To this end, we explore the following aspects in this work: (1) The efficacy of an LLM-only approach on document question answering tasks (2) strategies for serializing textual information within document images and feeding it directly to an instruction-tuned LLM, thus bypassing the need for an explicit vision encoder (3) thorough quantitative analysis on the feasibility of such an approach. Our comprehensive analysis encompasses six diverse benchmark datasets, utilizing LLMs of varying scales. Our findings reveal that a strategy exclusively reliant on the LLM yields results that are on par with or closely approach state-of-the-art performance across a range of datasets. We posit that this evaluation framework will serve as a guiding resource for selecting appropriate datasets for future research endeavors that emphasize the fundamental importance of layout and image content information.

Is it an i or an l: Test-time Adaptation of Text Line Recognition Models

Recognizing text lines from images is a challenging problem, especially for handwritten documents due to large variations in writing styles. While text line recognition models are generally trained on large corpora of real and synthetic data, such models can still make frequent mistakes if the handwriting is inscrutable or the image acquisition process adds corruptions, such as noise, blur, compression, etc. Writing style is generally quite consistent for an individual, which can be leveraged to correct mistakes made by such models. Motivated by this, we introduce the problem of adapting text line recognition models during test time. We focus on a challenging and realistic setting where, given only a single test image consisting of multiple text lines, the task is to adapt the model such that it performs better on the image, without any labels. We propose an iterative self-training approach that uses feedback from the language model to update the optical model, with confident self-labels in each iteration. The confidence measure is based on an augmentation mechanism that evaluates the divergence of the prediction of the model in a local region. We perform rigorous evaluation of our method on several benchmark datasets as well as their corrupted versions. Experimental results on multiple datasets spanning multiple scripts show that the proposed adaptation method offers an absolute improvement of up to 8% in character error rate with just a few iterations of self-training at test time.

Weakly supervised information extraction from inscrutable handwritten document images

State-of-the-art information extraction methods are limited by OCR errors. They work well for printed text in form-like documents, but unstructured, handwritten documents still remain a challenge. Adapting existing models to domain-specific training data is quite expensive, because of two factors, 1) limited availability of the domain-specific documents (such as handwritten prescriptions, lab notes, etc.), and 2) annotations become even more challenging as one needs domain-specific knowledge to decode inscrutable handwritten document images. In this work, we focus on the complex problem of extracting medicine names from handwritten prescriptions using only weakly labeled data. The data consists of images along with the list of medicine names in it, but not their location in the image. We solve the problem by first identifying the regions of interest, i.e., medicine lines from just weak labels and then injecting a domain-specific medicine language model learned using only synthetically generated data. Compared to off-the-shelf state-of-the-art methods, our approach performs >2.5x better in medicine names extraction from prescriptions.

Novel Class Discovery without Forgetting

Humans possess an innate ability to identify and differentiate instances that they are not familiar with, by leveraging and adapting the knowledge that they have acquired so far. Importantly, they achieve this without deteriorating the performance on their earlier learning. Inspired by this, we identify and formulate a new, pragmatic problem setting of NCDwF: Novel Class Discovery without Forgetting, which tasks a machine learning model to incrementally discover novel categories of instances from unlabeled data, while maintaining its performance on the previously seen categories. We propose 1) a method to generate pseudo-latent representations which act as a proxy for (no longer available) labeled data, thereby alleviating forgetting, 2) a mutual-information based regularizer which enhances unsupervised discovery of novel classes, and 3) a simple Known Class Identifier which aids generalized inference when the testing data contains instances form both seen and unseen categories. We introduce experimental protocols based on CIFAR-10, CIFAR-100 and ImageNet-1000 to measure the trade-off between knowledge retention and novel class discovery. Our extensive evaluations reveal that existing models catastrophically forget previously seen categories while identifying novel categories, while our method is able to effectively balance between the competing objectives. We hope our work will attract further research into this newly identified pragmatic problem setting.

Spacing Loss for Discovering Novel Categories

Novel Class Discovery (NCD) is a learning paradigm, where a machine learning model is tasked to semantically group instances from unlabeled data, by utilizing labeled instances from a disjoint set of classes. In this work, we first characterize existing NCD approaches into single-stage and two-stage methods based on whether they require access to labeled and unlabeled data together while discovering new classes. Next, we devise a simple yet powerful loss function that enforces separability in the latent space using cues from multi-dimensional scaling, which we refer to as Spacing Loss. Our proposed formulation can either operate as a standalone method or can be plugged into existing methods to enhance them. We validate the efficacy of Spacing Loss with thorough experimental evaluation across multiple settings on CIFAR-10 and CIFAR-100 datasets.

SITA: Single Image Test-time Adaptation

In Test-time Adaptation (TTA), given a model trained on some source data, the goal is to adapt it to make better predictions for test instances from a different distribution. Crucially, TTA assumes no access to the source data or even any additional labeled/unlabeled samples from the target distribution to finetune the source model. In this work, we consider TTA in a more pragmatic setting which we refer to as SITA (Single Image Test-time Adaptation). Here, when making each prediction, the model has access only to the given single test instance, rather than a batch of instances, as has typically been considered in the literature. This is motivated by the realistic scenarios where inference is needed in an on-demand fashion that may not be delayed to "batch-ify" incoming requests or the inference is happening on an edge device (like mobile phone) where there is no scope for batching. The entire adaptation process in SITA should be extremely fast as it happens at inference time. To address this, we propose a novel approach AugBN for the SITA setting that requires only forward propagation. The approach can adapt any off-the-shelf trained model to individual test instances for both classification and segmentation tasks. AugBN estimates normalisation statistics of the unseen test distribution from the given test image using only one forward pass with label-preserving transformations. Since AugBN does not involve any back-propagation, it is significantly faster compared to other recent methods. To the best of our knowledge, this is the first work that addresses this hard adaptation problem using only a single test image. Despite being very simple, our framework is able to achieve significant performance gains compared to directly applying the source model on the target instances, as reflected in our extensive experiments and ablation studies.

Unsupervised Adaptation of Semantic Segmentation Models without Source Data

We consider the novel problem of unsupervised domain adaptation of source models, without access to the source data for semantic segmentation. Unsupervised domain adaptation aims to adapt a model learned on the labeled source data, to a new unlabeled target dataset. Existing methods assume that the source data is available along with the target data during adaptation. However, in practical scenarios, we may only have access to the source model and the unlabeled target data, but not the labeled source, due to reasons such as privacy, storage, etc. In this work, we propose a self-training approach to extract the knowledge from the source model. To compensate for the distribution shift from source to target, we first update only the normalization parameters of the network with the unlabeled target data. Then we employ confidence-filtered pseudo labeling and enforce consistencies against certain transformations. Despite being very simple and intuitive, our framework is able to achieve significant performance gains compared to directly applying the source model on the target data as reflected in our extensive experiments and ablation studies. In fact, the performance is just a few points away from the recent state-of-the-art methods which use source data for adaptation. We further demonstrate the generalisability of the proposed approach for fully test-time adaptation setting, where we do not need any target training data and adapt only during test-time.

Learning Few-shot Open-set Classifiers using Exemplar Reconstruction

We study the problem of how to identify samples from unseen categories (open-set classification) when there are only a few samples given from the seen categories (few-shot setting). The challenge of learning a good abstraction for a class with very few samples makes it extremely difficult to detect samples from the unseen categories; consequently, open-set recognition has received minimal attention in the few-shot setting. Most open-set few-shot classification methods regularize the softmax score to indicate uniform probability for open class samples but we argue that this approach is often inaccurate, especially at a fine-grained level. Instead, we propose a novel exemplar reconstruction-based meta-learning strategy for jointly detecting open class samples, as well as, categorizing samples from seen classes via metric-based classification. The exemplars, which act as representatives of a class, can either be provided in the training dataset or estimated in the feature domain. Our framework, named Reconstructing Exemplar based Few-shot Open-set ClaSsifier (ReFOCS), is tested on a wide variety of datasets and the experimental results clearly highlight our method as the new state of the art.

Cross-domain Imitation from Observations

Imitation learning seeks to circumvent the difficulty in designing proper reward functions for training agents by utilizing expert behavior. With environments modeled as Markov Decision Processes (MDP), most of the existing imitation algorithms are contingent on the availability of expert demonstrations in the same MDP as the one in which a new imitation policy is to be learned. In this paper, we study the problem of how to imitate tasks when there exist discrepancies between the expert and agent MDP. These discrepancies across domains could include differing dynamics, viewpoint, or morphology; we present a novel framework to learn correspondences across such domains. Importantly, in contrast to prior works, we use unpaired and unaligned trajectories containing only states in the expert domain, to learn this correspondence. We utilize a cycle-consistency constraint on both the state space and a domain agnostic latent space to do this. In addition, we enforce consistency on the temporal position of states via a normalized position estimator function, to align the trajectories across the two domains. Once this correspondence is found, we can directly transfer the demonstrations on one domain to the other and use it for imitation. Experiments across a wide variety of challenging domains demonstrate the efficacy of our approach.

Unsupervised Multi-source Domain Adaptation Without Access to Source Data

Unsupervised Domain Adaptation (UDA) aims to learn a predictor model for an unlabeled domain by transferring knowledge from a separate labeled source domain. However, most of these conventional UDA approaches make the strong assumption of having access to the source data during training, which may not be very practical due to privacy, security and storage concerns. A recent line of work addressed this problem and proposed an algorithm that transfers knowledge to the unlabeled target domain from a single source model without requiring access to the source data. However, for adaptation purposes, if there are multiple trained source models available to choose from, this method has to go through adapting each and every model individually, to check for the best source. Thus, we ask the question: can we find the optimal combination of source models, with no source data and without target labels, whose performance is no worse than the single best source? To answer this, we propose a novel and efficient algorithm which automatically combines the source models with suitable weights in such a way that it performs at least as good as the best source model. We provide intuitive theoretical insights to justify our claim. Furthermore, extensive experiments are conducted on several benchmark datasets to show the effectiveness of our algorithm, where in most cases, our method not only reaches best source accuracy but also outperforms it.