Analyzing the Efficacy of an LLM-Only Approach for Image-based Document Question Answering

Recent document question answering models consist of two key components: the vision encoder, which captures layout and visual elements in images, and a Large Language Model (LLM) that helps contextualize questions to the image and supplements them with external world knowledge to generate accurate answers. However, the relative contributions of the vision encoder and the language model in these tasks remain unclear. This is especially interesting given the effectiveness of instruction-tuned LLMs, which exhibit remarkable adaptability to new tasks. To this end, we explore the following aspects in this work: (1) The efficacy of an LLM-only approach on document question answering tasks (2) strategies for serializing textual information within document images and feeding it directly to an instruction-tuned LLM, thus bypassing the need for an explicit vision encoder (3) thorough quantitative analysis on the feasibility of such an approach. Our comprehensive analysis encompasses six diverse benchmark datasets, utilizing LLMs of varying scales. Our findings reveal that a strategy exclusively reliant on the LLM yields results that are on par with or closely approach state-of-the-art performance across a range of datasets. We posit that this evaluation framework will serve as a guiding resource for selecting appropriate datasets for future research endeavors that emphasize the fundamental importance of layout and image content information.

FineDeb: A Debiasing Framework for Language Models

As language models are increasingly included in human-facing machine learning tools, bias against demographic subgroups has gained attention. We propose FineDeb, a two-phase debiasing framework for language models that starts with contextual debiasing of embeddings learned by pretrained language models. The model is then fine-tuned on a language modeling objective. Our results show that FineDeb offers stronger debiasing in comparison to other methods which often result in models as biased as the original language model. Our framework is generalizable for demographics with multiple classes, and we demonstrate its effectiveness through extensive experiments and comparisons with state of the art techniques. We release our code and data on GitHub.

Long Term Fairness for Minority Groups via Performative Distributionally Robust Optimization

Fairness researchers in machine learning (ML) have coalesced around several fairness criteria which provide formal definitions of what it means for an ML model to be fair. However, these criteria have some serious limitations. We identify four key shortcomings of these formal fairness criteria, and aim to help to address them by extending performative prediction to include a distributionally robust objective.

Resonance in Weight Space: Covariate Shift Can Drive Divergence of SGD with Momentum

Most convergence guarantees for stochastic gradient descent with momentum (SGDm) rely on iid sampling. Yet, SGDm is often used outside this regime, in settings with temporally correlated input samples such as continual learning and reinforcement learning. Existing work has shown that SGDm with a decaying step-size can converge under Markovian temporal correlation. In this work, we show that SGDm under covariate shift with a fixed step-size can be unstable and diverge. In particular, we show SGDm under covariate shift is a parametric oscillator, and so can suffer from a phenomenon known as resonance. We approximate the learning system as a time varying system of ordinary differential equations, and leverage existing theory to characterize the system's divergence/convergence as resonant/nonresonant modes. The theoretical result is limited to the linear setting with periodic covariate shift, so we empirically supplement this result to show that resonance phenomena persist even under non-periodic covariate shift, nonlinear dynamics with neural networks, and optimizers other than SGDm.

Multi Type Mean Field Reinforcement Learning

Mean field theory provides an effective way of scaling multiagent reinforcement learning algorithms to environments with many agents that can be abstracted by a virtual mean agent. In this paper, we extend mean field multiagent algorithms to multiple types. The types enable the relaxation of a core assumption in mean field games, which is that all agents in the environment are playing almost similar strategies and have the same goal. We conduct experiments on three different testbeds for the field of many agent reinforcement learning, based on the standard MAgents framework. We consider two different kinds of mean field games: a) Games where agents belong to predefined types that are known a priori and b) Games where the type of each agent is unknown and therefore must be learned based on observations. We introduce new algorithms for each type of game and demonstrate their superior performance over state of the art algorithms that assume that all agents belong to the same type and other baseline algorithms in the MAgent framework.

Private Q-Learning with Functional Noise in Continuous Spaces

We consider privacy-preserving algorithms for deep reinforcement learning. State-of-the-art methods that guarantee differential privacy are not extendable to very large state spaces because the noise level necessary to ensure privacy would scale to infinity. We address the problem of providing differential privacy in Q-learning where a function approximation through a neural network is used for parametrization. We develop a rigorous and efficient algorithm by inspecting the reproducing kernel Hilbert space in which the neural network is embedded. Our approach uses functional noise to guarantee privacy, while the noise level scales linearly with the complexity of the neural network architecture. There are no known theoretical guarantees on the performance of deep reinforcement learning, but we gain some insight by providing a utility analysis under the discrete space setting.

The Price of Privacy in Untrusted Recommendation Engines

Recent increase in online privacy concerns prompts the following question: can a recommender system be accurate if users do not entrust it with their private data? To answer this, we study the problem of learning item-clusters under local differential privacy, a powerful, formal notion of data privacy. We develop bounds on the sample-complexity of learning item-clusters from privatized user inputs. Significantly, our results identify a sample-complexity separation between learning in an information-rich and an information-scarce regime, thereby highlighting the interaction between privacy and the amount of information (ratings) available to each user. In the information-rich regime, where each user rates at least a constant fraction of items, a spectral clustering approach is shown to achieve a sample-complexity lower bound derived from a simple information-theoretic argument based on Fano's inequality. However, the information-scarce regime, where each user rates only a vanishing fraction of items, is found to require a fundamentally different approach both for lower bounds and algorithms. To this end, we develop new techniques for bounding mutual information under a notion of channel-mismatch, and also propose a new algorithm, MaxSense, and show that it achieves optimal sample-complexity in this setting. The techniques we develop for bounding mutual information may be of broader interest. To illustrate this, we show their applicability to $(i)$ learning based on 1-bit sketches, and $(ii)$ adaptive learning, where queries can be adapted based on answers to past queries.