Abstract:Nowadays, regulatory compliance has become a cornerstone of corporate governance, ensuring adherence to systematic legal frameworks. At its core, financial regulations often comprise highly intricate provisions, layered logical structures, and numerous exceptions, which inevitably result in labor-intensive or comprehension challenges. To mitigate this, recent Regulatory Technology (RegTech) and Large Language Models (LLMs) have gained significant attention in automating the conversion of regulatory text into executable compliance logic. However, their performance remains suboptimal particularly when applied to Chinese-language financial regulations, due to three key limitations: (1) incomplete domain-specific knowledge representation, (2) insufficient hierarchical reasoning capabilities, and (3) failure to maintain temporal and logical coherence. One promising solution is to develop a domain specific and code-oriented datasets for model training. Existing datasets such as LexGLUE, LegalBench, and CODE-ACCORD are often English-focused, domain-mismatched, or lack fine-grained granularity for compliance code generation. To fill these gaps, we present Compliance-to-Code, the first large-scale Chinese dataset dedicated to financial regulatory compliance. Covering 1,159 annotated clauses from 361 regulations across ten categories, each clause is modularly structured with four logical elements-subject, condition, constraint, and contextual information-along with regulation relations. We provide deterministic Python code mappings, detailed code reasoning, and code explanations to facilitate automated auditing. To demonstrate utility, we present FinCheck: a pipeline for regulation structuring, code generation, and report generation.
Abstract:In recent years, with the significant evolution of multi-modal large models, many recommender researchers realized the potential of multi-modal information for user interest modeling. In industry, a wide-used modeling architecture is a cascading paradigm: (1) first pre-training a multi-modal model to provide omnipotent representations for downstream services; (2) The downstream recommendation model takes the multi-modal representation as additional input to fit real user-item behaviours. Although such paradigm achieves remarkable improvements, however, there still exist two problems that limit model performance: (1) Representation Unmatching: The pre-trained multi-modal model is always supervised by the classic NLP/CV tasks, while the recommendation models are supervised by real user-item interaction. As a result, the two fundamentally different tasks' goals were relatively separate, and there was a lack of consistent objective on their representations; (2) Representation Unlearning: The generated multi-modal representations are always stored in cache store and serve as extra fixed input of recommendation model, thus could not be updated by recommendation model gradient, further unfriendly for downstream training. Inspired by the two difficulties challenges in downstream tasks usage, we introduce a quantitative multi-modal framework to customize the specialized and trainable multi-modal information for different downstream models.