Selecting which Dense Retriever to use for Zero-Shot Search

We propose the new problem of choosing which dense retrieval model to use when searching on a new collection for which no labels are available, i.e. in a zero-shot setting. Many dense retrieval models are readily available. Each model however is characterized by very differing search effectiveness -- not just on the test portion of the datasets in which the dense representations have been learned but, importantly, also across different datasets for which data was not used to learn the dense representations. This is because dense retrievers typically require training on a large amount of labeled data to achieve satisfactory search effectiveness in a specific dataset or domain. Moreover, effectiveness gains obtained by dense retrievers on datasets for which they are able to observe labels during training, do not necessarily generalise to datasets that have not been observed during training. This is however a hard problem: through empirical experimentation we show that methods inspired by recent work in unsupervised performance evaluation with the presence of domain shift in the area of computer vision and machine learning are not effective for choosing highly performing dense retrievers in our setup. The availability of reliable methods for the selection of dense retrieval models in zero-shot settings that do not require the collection of labels for evaluation would allow to streamline the widespread adoption of dense retrieval. This is therefore an important new problem we believe the information retrieval community should consider. Implementation of methods, along with raw result files and analysis scripts are made publicly available at https://www.github.com/anonymized.

Exploring the Representation Power of SPLADE Models

The SPLADE (SParse Lexical AnD Expansion) model is a highly effective approach to learned sparse retrieval, where documents are represented by term impact scores derived from large language models. During training, SPLADE applies regularization to ensure postings lists are kept sparse -- with the aim of mimicking the properties of natural term distributions -- allowing efficient and effective lexical matching and ranking. However, we hypothesize that SPLADE may encode additional signals into common postings lists to further improve effectiveness. To explore this idea, we perform a number of empirical analyses where we re-train SPLADE with different, controlled vocabularies and measure how effective it is at ranking passages. Our findings suggest that SPLADE can effectively encode useful ranking signals in documents even when the vocabulary is constrained to terms that are not traditionally useful for ranking, such as stopwords or even random words.

Beyond CO2 Emissions: The Overlooked Impact of Water Consumption of Information Retrieval Models

As in other fields of artificial intelligence, the information retrieval community has grown interested in investigating the power consumption associated with neural models, particularly models of search. This interest has become particularly relevant as the energy consumption of information retrieval models has risen with new neural models based on large language models, leading to an associated increase of CO2 emissions, albeit relatively low compared to fields such as natural language processing.

Augmenting Passage Representations with Query Generation for Enhanced Cross-Lingual Dense Retrieval

Effective cross-lingual dense retrieval methods that rely on multilingual pre-trained language models (PLMs) need to be trained to encompass both the relevance matching task and the cross-language alignment task. However, cross-lingual data for training is often scarcely available. In this paper, rather than using more cross-lingual data for training, we propose to use cross-lingual query generation to augment passage representations with queries in languages other than the original passage language. These augmented representations are used at inference time so that the representation can encode more information across the different target languages. Training of a cross-lingual query generator does not require additional training data to that used for the dense retriever. The query generator training is also effective because the pre-training task for the generator (T5 text-to-text training) is very similar to the fine-tuning task (generation of a query). The use of the generator does not increase query latency at inference and can be combined with any cross-lingual dense retrieval method. Results from experiments on a benchmark cross-lingual information retrieval dataset show that our approach can improve the effectiveness of existing cross-lingual dense retrieval methods. Implementation of our methods, along with all generated query files are made publicly available at https://github.com/ielab/xQG4xDR.

Typos-aware Bottlenecked Pre-Training for Robust Dense Retrieval

Current dense retrievers (DRs) are limited in their ability to effectively process misspelled queries, which constitute a significant portion of query traffic in commercial search engines. The main issue is that the pre-trained language model-based encoders used by DRs are typically trained and fine-tuned using clean, well-curated text data. Misspelled queries are typically not found in the data used for training these models, and thus misspelled queries observed at inference time are out-of-distribution compared to the data used for training and fine-tuning. Previous efforts to address this issue have focused on \textit{fine-tuning} strategies, but their effectiveness on misspelled queries remains lower than that of pipelines that employ separate state-of-the-art spell-checking components. To address this challenge, we propose ToRoDer (TypOs-aware bottlenecked pre-training for RObust DEnse Retrieval), a novel \textit{pre-training} strategy for DRs that increases their robustness to misspelled queries while preserving their effectiveness in downstream retrieval tasks. ToRoDer utilizes an encoder-decoder architecture where the encoder takes misspelled text with masked tokens as input and outputs bottlenecked information to the decoder. The decoder then takes as input the bottlenecked embeddings, along with token embeddings of the original text with the misspelled tokens masked out. The pre-training task is to recover the masked tokens for both the encoder and decoder. Our extensive experimental results and detailed ablation studies show that DRs pre-trained with ToRoDer exhibit significantly higher effectiveness on misspelled queries, sensibly closing the gap with pipelines that use a separate, complex spell-checker component, while retaining their effectiveness on correctly spelled queries.

AgAsk: An Agent to Help Answer Farmer's Questions From Scientific Documents

Decisions in agriculture are increasingly data-driven; however, valuable agricultural knowledge is often locked away in free-text reports, manuals and journal articles. Specialised search systems are needed that can mine agricultural information to provide relevant answers to users' questions. This paper presents AgAsk -- an agent able to answer natural language agriculture questions by mining scientific documents. We carefully survey and analyse farmers' information needs. On the basis of these needs we release an information retrieval test collection comprising real questions, a large collection of scientific documents split in passages, and ground truth relevance assessments indicating which passages are relevant to each question. We implement and evaluate a number of information retrieval models to answer farmers questions, including two state-of-the-art neural ranking models. We show that neural rankers are highly effective at matching passages to questions in this context. Finally, we propose a deployment architecture for AgAsk that includes a client based on the Telegram messaging platform and retrieval model deployed on commodity hardware. The test collection we provide is intended to stimulate more research in methods to match natural language to answers in scientific documents. While the retrieval models were evaluated in the agriculture domain, they are generalisable and of interest to others working on similar problems. The test collection is available at: \url{https://github.com/ielab/agvaluate}.

Bridging the Gap Between Indexing and Retrieval for Differentiable Search Index with Query Generation

The Differentiable Search Index (DSI) is a new, emerging paradigm for information retrieval. Unlike traditional retrieval architectures where index and retrieval are two different and separate components, DSI uses a single transformer model to perform both indexing and retrieval. In this paper, we identify and tackle an important issue of current DSI models: the data distribution mismatch that occurs between the DSI indexing and retrieval processes. Specifically, we argue that, at indexing, current DSI methods learn to build connections between long document texts and their identifies, but then at retrieval, short query texts are provided to DSI models to perform the retrieval of the document identifiers. This problem is further exacerbated when using DSI for cross-lingual retrieval, where document text and query text are in different languages. To address this fundamental problem of current DSI models we propose a simple yet effective indexing framework for DSI called DSI-QG. In DSI-QG, documents are represented by a number of relevant queries generated by a query generation model at indexing time. This allows DSI models to connect a document identifier to a set of query texts when indexing, hence mitigating data distribution mismatches present between the indexing and the retrieval phases. Empirical results on popular mono-lingual and cross-lingual passage retrieval benchmark datasets show that DSI-QG significantly outperforms the original DSI model.

To Interpolate or not to Interpolate: PRF, Dense and Sparse Retrievers

Current pre-trained language model approaches to information retrieval can be broadly divided into two categories: sparse retrievers (to which belong also non-neural approaches such as bag-of-words methods, e.g., BM25) and dense retrievers. Each of these categories appears to capture different characteristics of relevance. Previous work has investigated how relevance signals from sparse retrievers could be combined with those from dense retrievers via interpolation. Such interpolation would generally lead to higher retrieval effectiveness. In this paper we consider the problem of combining the relevance signals from sparse and dense retrievers in the context of Pseudo Relevance Feedback (PRF). This context poses two key challenges: (1) When should interpolation occur: before, after, or both before and after the PRF process? (2) Which sparse representation should be considered: a zero-shot bag-of-words model (BM25), or a learnt sparse representation? To answer these questions we perform a thorough empirical evaluation considering an effective and scalable neural PRF approach (Vector-PRF), three effective dense retrievers (ANCE, TCTv2, DistillBERT), and one state-of-the-art learnt sparse retriever (uniCOIL). The empirical findings from our experiments suggest that, regardless of sparse representation and dense retriever, interpolation both before and after PRF achieves the highest effectiveness across most datasets and metrics.

Implicit Feedback for Dense Passage Retrieval: A Counterfactual Approach

In this paper we study how to effectively exploit implicit feedback in Dense Retrievers (DRs). We consider the specific case in which click data from a historic click log is available as implicit feedback. We then exploit such historic implicit interactions to improve the effectiveness of a DR. A key challenge that we study is the effect that biases in the click signal, such as position bias, have on the DRs. To overcome the problems associated with the presence of such bias, we propose the Counterfactual Rocchio (CoRocchio) algorithm for exploiting implicit feedback in Dense Retrievers. We demonstrate both theoretically and empirically that dense query representations learnt with CoRocchio are unbiased with respect to position bias and lead to higher retrieval effectiveness.

CharacterBERT and Self-Teaching for Improving the Robustness of Dense Retrievers on Queries with Typos

Previous work has shown that dense retrievers are not robust to out-of-domain and outlier queries, i.e. their effectiveness on these queries is much poorer than what expected. In this paper, we consider a specific instance of such queries: queries that contain typos. We show that a small character level perturbation in queries (as caused by typos) highly impacts the effectiveness of dense retrievers. We then demonstrate that the root cause of this resides in the input tokenization strategy employed by BERT. In BERT, tokenization is performed using the BERT's WordPiece tokenizer and we show that a token with a typo will significantly change the token distributions obtained after tokenization. This distribution change translates to changes in the input embeddings passed to the BERT-based query encoder of dense retrievers. We then turn our attention to devising dense retriever methods that are robust to such typo queries, while still being as performant as previous methods on queries without typos. For this, we use CharacterBERT as the backbone encoder and an efficient yet effective training method, called Self-Teaching (ST), that distills knowledge from queries without typos into the queries with typos. Experimental results show that CharacterBERT in combination with ST achieves significantly higher effectiveness on queries with typos compared to previous methods. Along with these results and the open-sourced implementation of the methods, we also provide a new passage retrieval dataset consisting of real-world queries with typos and associated relevance assessments on the MS MARCO corpus, thus supporting the research community in the investigation of effective and robust dense retrievers.