GPTs and Language Barrier: A Cross-Lingual Legal QA Examination

In this paper, we explore the application of Generative Pre-trained Transformers (GPTs) in cross-lingual legal Question-Answering (QA) systems using the COLIEE Task 4 dataset. In the COLIEE Task 4, given a statement and a set of related legal articles that serve as context, the objective is to determine whether the statement is legally valid, i.e., if it can be inferred from the provided contextual articles or not, which is also known as an entailment task. By benchmarking four different combinations of English and Japanese prompts and data, we provide valuable insights into GPTs' performance in multilingual legal QA scenarios, contributing to the development of more efficient and accurate cross-lingual QA solutions in the legal domain.

Enhancing Legal Document Retrieval: A Multi-Phase Approach with Large Language Models

Large language models with billions of parameters, such as GPT-3.5, GPT-4, and LLaMA, are increasingly prevalent. Numerous studies have explored effective prompting techniques to harness the power of these LLMs for various research problems. Retrieval, specifically in the legal data domain, poses a challenging task for the direct application of Prompting techniques due to the large number and substantial length of legal articles. This research focuses on maximizing the potential of prompting by placing it as the final phase of the retrieval system, preceded by the support of two phases: BM25 Pre-ranking and BERT-based Re-ranking. Experiments on the COLIEE 2023 dataset demonstrate that integrating prompting techniques on LLMs into the retrieval system significantly improves retrieval accuracy. However, error analysis reveals several existing issues in the retrieval system that still need resolution.

Balancing Exploration and Exploitation in LLM using Soft RLLF for Enhanced Negation Understanding

Finetuning approaches in NLP often focus on exploitation rather than exploration, which may lead to suboptimal models. Given the vast search space of natural language, this limited exploration can restrict their performance in complex, high-stakes domains, where accurate negation understanding and logical reasoning abilities are crucial. To address this issue, we leverage Reinforcement Learning from Logical Feedback (RLLF) to create an effective balance between exploration and exploitation in LLMs. Our approach employs an appropriate benchmark dataset for training and evaluation, highlighting the importance of exploration in enhancing negation understanding capabilities. We compare the performance of our RLLF-enhanced LLMs with baseline models trained without RLLF, demonstrating the value of this balanced approach. Furthermore, we showcase the potential of our method in legal AI applications by employing transfer learning and evaluating its impact on negation understanding. Our experimental results exhibit the effectiveness of balancing exploration and exploitation with RLLF in improving LLMs' negation capabilities. This has implications for the development of more accurate, reliable, and logically consistent language models in high-stakes domains.

Enhancing Logical Reasoning in Large Language Models to Facilitate Legal Applications

Language serves as a vehicle for conveying thought, enabling communication among individuals. The ability to distinguish between diverse concepts, identify fairness and injustice, and comprehend a range of legal notions fundamentally relies on logical reasoning. Large Language Models (LLMs) attempt to emulate human language understanding and generation, but their competency in logical reasoning remains limited. This paper seeks to address the philosophical question: How can we effectively teach logical reasoning to LLMs while maintaining a deep understanding of the intricate relationship between language and logic? By focusing on bolstering LLMs' capabilities in logical reasoning, we aim to expand their applicability in law and other logic-intensive disciplines. To this end, we propose a Reinforcement Learning from Logical Feedback (RLLF) approach, which serves as a potential framework for refining LLMs' reasoning capacities. Through RLLF and a revised evaluation methodology, we explore new avenues for research in this domain and contribute to the development of LLMs capable of handling complex legal reasoning tasks while acknowledging the fundamental connection between language and logic.

Encoded Summarization: Summarizing Documents into Continuous Vector Space for Legal Case Retrieval

We present our method for tackling a legal case retrieval task by introducing our method of encoding documents by summarizing them into continuous vector space via our phrase scoring framework utilizing deep neural networks. On the other hand, we explore the benefits from combining lexical features and latent features generated with neural networks. Our experiments show that lexical features and latent features generated with neural networks complement each other to improve the retrieval system performance. Furthermore, our experimental results suggest the importance of case summarization in different aspects: using provided summaries and performing encoded summarization. Our approach achieved F1 of 65.6% and 57.6% on the experimental datasets of legal case retrieval tasks.

Black-Box Analysis: GPTs Across Time in Legal Textual Entailment Task

The evolution of Generative Pre-trained Transformer (GPT) models has led to significant advancements in various natural language processing applications, particularly in legal textual entailment. We present an analysis of GPT-3.5 (ChatGPT) and GPT-4 performances on COLIEE Task 4 dataset, a prominent benchmark in this domain. The study encompasses data from Heisei 18 (2006) to Reiwa 3 (2021), exploring the models' abilities to discern entailment relationships within Japanese statute law across different periods. Our preliminary experimental results unveil intriguing insights into the models' strengths and weaknesses in handling legal textual entailment tasks, as well as the patterns observed in model performance. In the context of proprietary models with undisclosed architectures and weights, black-box analysis becomes crucial for evaluating their capabilities. We discuss the influence of training data distribution and the implications on the models' generalizability. This analysis serves as a foundation for future research, aiming to optimize GPT-based models and enable their successful adoption in legal information extraction and entailment applications.

A negation detection assessment of GPTs: analysis with the xNot360 dataset

Negation is a fundamental aspect of natural language, playing a critical role in communication and comprehension. Our study assesses the negation detection performance of Generative Pre-trained Transformer (GPT) models, specifically GPT-2, GPT-3, GPT-3.5, and GPT-4. We focus on the identification of negation in natural language using a zero-shot prediction approach applied to our custom xNot360 dataset. Our approach examines sentence pairs labeled to indicate whether the second sentence negates the first. Our findings expose a considerable performance disparity among the GPT models, with GPT-4 surpassing its counterparts and GPT-3.5 displaying a marked performance reduction. The overall proficiency of the GPT models in negation detection remains relatively modest, indicating that this task pushes the boundaries of their natural language understanding capabilities. We not only highlight the constraints of GPT models in handling negation but also emphasize the importance of logical reliability in high-stakes domains such as healthcare, science, and law.

Law to Binary Tree -- An Formal Interpretation of Legal Natural Language

Knowledge representation and reasoning in law are essential to facilitate the automation of legal analysis and decision-making tasks. In this paper, we propose a new approach based on legal science, specifically legal taxonomy, for representing and reasoning with legal documents. Our approach interprets the regulations in legal documents as binary trees, which facilitates legal reasoning systems to make decisions and resolve logical contradictions. The advantages of this approach are twofold. First, legal reasoning can be performed on the basis of the binary tree representation of the regulations. Second, the binary tree representation of the regulations is more understandable than the existing sentence-based representations. We provide an example of how our approach can be used to interpret the regulations in a legal document.

Transformer-based Approaches for Legal Text Processing

In this paper, we introduce our approaches using Transformer-based models for different problems of the COLIEE 2021 automatic legal text processing competition. Automated processing of legal documents is a challenging task because of the characteristics of legal documents as well as the limitation of the amount of data. With our detailed experiments, we found that Transformer-based pretrained language models can perform well with automated legal text processing problems with appropriate approaches. We describe in detail the processing steps for each task such as problem formulation, data processing and augmentation, pretraining, finetuning. In addition, we introduce to the community two pretrained models that take advantage of parallel translations in legal domain, NFSP and NMSP. In which, NFSP achieves the state-of-the-art result in Task 5 of the competition. Although the paper focuses on technical reporting, the novelty of its approaches can also be an useful reference in automated legal document processing using Transformer-based models.

JNLP Team: Deep Learning Approaches for Legal Processing Tasks in COLIEE 2021

COLIEE is an annual competition in automatic computerized legal text processing. Automatic legal document processing is an ambitious goal, and the structure and semantics of the law are often far more complex than everyday language. In this article, we survey and report our methods and experimental results in using deep learning in legal document processing. The results show the difficulties as well as potentials in this family of approaches.