Querying Easily Flip-flopped Samples for Deep Active Learning

Active learning is a machine learning paradigm that aims to improve the performance of a model by strategically selecting and querying unlabeled data. One effective selection strategy is to base it on the model's predictive uncertainty, which can be interpreted as a measure of how informative a sample is. The sample's distance to the decision boundary is a natural measure of predictive uncertainty, but it is often intractable to compute, especially for complex decision boundaries formed in multiclass classification tasks. To address this issue, this paper proposes the {\it least disagree metric} (LDM), defined as the smallest probability of disagreement of the predicted label, and an estimator for LDM proven to be asymptotically consistent under mild assumptions. The estimator is computationally efficient and can be easily implemented for deep learning models using parameter perturbation. The LDM-based active learning is performed by querying unlabeled data with the smallest LDM. Experimental results show that our LDM-based active learning algorithm obtains state-of-the-art overall performance on all considered datasets and deep architectures.

Large Catapults in Momentum Gradient Descent with Warmup: An Empirical Study

Although gradient descent with momentum is widely used in modern deep learning, a concrete understanding of its effects on the training trajectory still remains elusive. In this work, we empirically show that momentum gradient descent with a large learning rate and learning rate warmup displays large catapults, driving the iterates towards flatter minima than those found by gradient descent. We then provide empirical evidence and theoretical intuition that the large catapult is caused by momentum "amplifying" the self-stabilization effect (Damian et al., 2023).

Fair Streaming Principal Component Analysis: Statistical and Algorithmic Viewpoint

Fair Principal Component Analysis (PCA) is a problem setting where we aim to perform PCA while making the resulting representation fair in that the projected distributions, conditional on the sensitive attributes, match one another. However, existing approaches to fair PCA have two main problems: theoretically, there has been no statistical foundation of fair PCA in terms of learnability; practically, limited memory prevents us from using existing approaches, as they explicitly rely on full access to the entire data. On the theoretical side, we rigorously formulate fair PCA using a new notion called \emph{probably approximately fair and optimal} (PAFO) learnability. On the practical side, motivated by recent advances in streaming algorithms for addressing memory limitation, we propose a new setting called \emph{fair streaming PCA} along with a memory-efficient algorithm, fair noisy power method (FNPM). We then provide its {\it statistical} guarantee in terms of PAFO-learnability, which is the first of its kind in fair PCA literature. Lastly, we verify the efficacy and memory efficiency of our algorithm on real-world datasets.

Improved Regret Bounds of (Multinomial) Logistic Bandits via Regret-to-Confidence-Set Conversion

Logistic bandit is a ubiquitous framework of modeling users' choices, e.g., click vs. no click for advertisement recommender system. We observe that the prior works overlook or neglect dependencies in $S \geq \lVert \theta_\star \rVert_2$, where $\theta_\star \in \mathbb{R}^d$ is the unknown parameter vector, which is particularly problematic when $S$ is large, e.g., $S \geq d$. In this work, we improve the dependency on $S$ via a novel approach called {\it regret-to-confidence set conversion (R2CS)}, which allows us to construct a convex confidence set based on only the \textit{existence} of an online learning algorithm with a regret guarantee. Using R2CS, we obtain a strict improvement in the regret bound w.r.t. $S$ in logistic bandits while retaining computational feasibility and the dependence on other factors such as $d$ and $T$. We apply our new confidence set to the regret analyses of logistic bandits with a new martingale concentration step that circumvents an additional factor of $S$. We then extend this analysis to multinomial logistic bandits and obtain similar improvements in the regret, showing the efficacy of R2CS. While we applied R2CS to the (multinomial) logistic model, R2CS is a generic approach for developing confidence sets that can be used for various models, which can be of independent interest.

Optimizing Layerwise Polynomial Approximation for Efficient Private Inference on Fully Homomorphic Encryption: A Dynamic Programming Approach

Recent research has explored the implementation of privacy-preserving deep neural networks solely using fully homomorphic encryption. However, its practicality has been limited because of prolonged inference times. When using a pre-trained model without retraining, a major factor contributing to these prolonged inference times is the high-degree polynomial approximation of activation functions such as the ReLU function. The high-degree approximation consumes a substantial amount of homomorphic computational resources, resulting in slower inference. Unlike the previous works approximating activation functions uniformly and conservatively, this paper presents a \emph{layerwise} degree optimization of activation functions to aggressively reduce the inference time while maintaining classification accuracy by taking into account the characteristics of each layer. Instead of the minimax approximation commonly used in state-of-the-art private inference models, we employ the weighted least squares approximation method with the input distributions of activation functions. Then, we obtain the layerwise optimized degrees for activation functions through the \emph{dynamic programming} algorithm, considering how each layer's approximation error affects the classification accuracy of the deep neural network. Furthermore, we propose modulating the ciphertext moduli-chain layerwise to reduce the inference time. By these proposed layerwise optimization methods, we can reduce inference times for the ResNet-20 model and the ResNet-32 model by 3.44 times and 3.16 times, respectively, in comparison to the prior implementations employing uniform degree polynomials and a consistent ciphertext modulus.

Communication-Efficient Collaborative Heterogeneous Bandits in Networks

The multi-agent multi-armed bandit problem has been studied extensively due to its ubiquity in many real-life applications, such as online recommendation systems and wireless networking. We consider the setting where agents should minimize their group regret while collaborating over a given graph via some communication protocol and where each agent is given a different set of arms. Previous literature on this problem only considered one of the two desired features separately: agents with the same arm set communicate over a general graph, or agents with different arm sets communicate over a fully connected graph. In this work, we introduce a more general problem setting that encompasses all the desired features. For this novel setting, we first provide a rigorous regret analysis for the standard flooding protocol combined with the UCB policy. Then, to mitigate the issue of high communication costs incurred by flooding, we propose a new protocol called Flooding with Absorption (FWA). We provide a theoretical analysis of the regret bound and intuitions on the advantages of using FWA over flooding. Lastly, we verify empirically that using FWA leads to significantly lower communication costs despite minimal regret performance loss compared to flooding.

Nearly Optimal Latent State Decoding in Block MDPs

We investigate the problems of model estimation and reward-free learning in episodic Block MDPs. In these MDPs, the decision maker has access to rich observations or contexts generated from a small number of latent states. We are first interested in estimating the latent state decoding function (the mapping from the observations to latent states) based on data generated under a fixed behavior policy. We derive an information-theoretical lower bound on the error rate for estimating this function and present an algorithm approaching this fundamental limit. In turn, our algorithm also provides estimates of all the components of the MDP. We then study the problem of learning near-optimal policies in the reward-free framework. Based on our efficient model estimation algorithm, we show that we can infer a policy converging (as the number of collected samples grows large) to the optimal policy at the best possible rate. Interestingly, our analysis provides necessary and sufficient conditions under which exploiting the block structure yields improvements in the sample complexity for identifying near-optimal policies. When these conditions are met, the sample complexity in the minimax reward-free setting is improved by a multiplicative factor $n$, where $n$ is the number of possible contexts.

Fast and Efficient MMD-based Fair PCA via Optimization over Stiefel Manifold

This paper defines fair principal component analysis (PCA) as minimizing the maximum mean discrepancy (MMD) between dimensionality-reduced conditional distributions of different protected classes. The incorporation of MMD naturally leads to an exact and tractable mathematical formulation of fairness with good statistical properties. We formulate the problem of fair PCA subject to MMD constraints as a non-convex optimization over the Stiefel manifold and solve it using the Riemannian Exact Penalty Method with Smoothing (REPMS; Liu and Boumal, 2019). Importantly, we provide local optimality guarantees and explicitly show the theoretical effect of each hyperparameter in practical settings, extending previous results. Experimental comparisons based on synthetic and UCI datasets show that our approach outperforms prior work in explained variance, fairness, and runtime.

Privacy-Preserving Machine Learning with Fully Homomorphic Encryption for Deep Neural Network

Fully homomorphic encryption (FHE) is one of the prospective tools for privacypreserving machine learning (PPML), and several PPML models have been proposed based on various FHE schemes and approaches. Although the FHE schemes are known as suitable tools to implement PPML models, previous PPML models on FHE encrypted data are limited to only simple and non-standard types of machine learning models. These non-standard machine learning models are not proven efficient and accurate with more practical and advanced datasets. Previous PPML schemes replace non-arithmetic activation functions with simple arithmetic functions instead of adopting approximation methods and do not use bootstrapping, which enables continuous homomorphic evaluations. Thus, they could not use standard activation functions and could not employ a large number of layers. The maximum classification accuracy of the existing PPML model with the FHE for the CIFAR-10 dataset was only 77% until now. In this work, we firstly implement the standard ResNet-20 model with the RNS-CKKS FHE with bootstrapping and verify the implemented model with the CIFAR-10 dataset and the plaintext model parameters. Instead of replacing the non-arithmetic functions with the simple arithmetic function, we use state-of-the-art approximation methods to evaluate these non-arithmetic functions, such as the ReLU, with sufficient precision [1]. Further, for the first time, we use the bootstrapping technique of the RNS-CKKS scheme in the proposed model, which enables us to evaluate a deep learning model on the encrypted data. We numerically verify that the proposed model with the CIFAR-10 dataset shows 98.67% identical results to the original ResNet-20 model with non-encrypted data. The classification accuracy of the proposed model is 90.67%, which is pretty close to that of the original ResNet-20 CNN model...

Unsupervised CT Metal Artifact Learning using Attention-guided beta-CycleGAN

Metal artifact reduction (MAR) is one of the most important research topics in computed tomography (CT). With the advance of deep learning technology for image reconstruction,various deep learning methods have been also suggested for metal artifact removal, among which supervised learning methods are most popular. However, matched non-metal and metal image pairs are difficult to obtain in real CT acquisition. Recently, a promising unsupervised learning for MAR was proposed using feature disentanglement, but the resulting network architecture is complication and difficult to handle large size clinical images. To address this, here we propose a much simpler and much effective unsupervised MAR method for CT. The proposed method is based on a novel beta-cycleGAN architecture derived from the optimal transport theory for appropriate feature space disentanglement. Another important contribution is to show that attention mechanism is the key element to effectively remove the metal artifacts. Specifically, by adding the convolutional block attention module (CBAM) layers with a proper disentanglement parameter, experimental results confirm that we can get more improved MAR that preserves the detailed texture of the original image.