Interpretable Topic Extraction and Word Embedding Learning using row-stochastic DEDICOM

The DEDICOM algorithm provides a uniquely interpretable matrix factorization method for symmetric and asymmetric square matrices. We employ a new row-stochastic variation of DEDICOM on the pointwise mutual information matrices of text corpora to identify latent topic clusters within the vocabulary and simultaneously learn interpretable word embeddings. We introduce a method to efficiently train a constrained DEDICOM algorithm and a qualitative evaluation of its topic modeling and word embedding performance.

Towards Automated Regulatory Compliance Verification in Financial Auditing with Large Language Models

The auditing of financial documents, historically a labor-intensive process, stands on the precipice of transformation. AI-driven solutions have made inroads into streamlining this process by recommending pertinent text passages from financial reports to align with the legal requirements of accounting standards. However, a glaring limitation remains: these systems commonly fall short in verifying if the recommended excerpts indeed comply with the specific legal mandates. Hence, in this paper, we probe the efficiency of publicly available Large Language Models (LLMs) in the realm of regulatory compliance across different model configurations. We place particular emphasis on comparing cutting-edge open-source LLMs, such as Llama-2, with their proprietary counterparts like OpenAI's GPT models. This comparative analysis leverages two custom datasets provided by our partner PricewaterhouseCoopers (PwC) Germany. We find that the open-source Llama-2 70 billion model demonstrates outstanding performance in detecting non-compliance or true negative occurrences, beating all their proprietary counterparts. Nevertheless, proprietary models such as GPT-4 perform the best in a broad variety of scenarios, particularly in non-English contexts.

Kernel $k$-Medoids as General Vector Quantization

Vector Quantization (VQ) is a widely used technique in machine learning and data compression, valued for its simplicity and interpretability. Among hard VQ methods, $k$-medoids clustering and Kernel Density Estimation (KDE) approaches represent two prominent yet seemingly unrelated paradigms -- one distance-based, the other rooted in probability density matching. In this paper, we investigate their connection through the lens of Quadratic Unconstrained Binary Optimization (QUBO). We compare a heuristic QUBO formulation for $k$-medoids, which balances centrality and diversity, with a principled QUBO derived from minimizing Maximum Mean Discrepancy in KDE-based VQ. Surprisingly, we show that the KDE-QUBO is a special case of the $k$-medoids-QUBO under mild assumptions on the kernel's feature map. This reveals a deeper structural relationship between these two approaches and provides new insight into the geometric interpretation of the weighting parameters used in QUBO formulations for VQ.

Efficient Quantum Convolutional Neural Networks for Image Classification: Overcoming Hardware Constraints

While classical convolutional neural networks (CNNs) have revolutionized image classification, the emergence of quantum computing presents new opportunities for enhancing neural network architectures. Quantum CNNs (QCNNs) leverage quantum mechanical properties and hold potential to outperform classical approaches. However, their implementation on current noisy intermediate-scale quantum (NISQ) devices remains challenging due to hardware limitations. In our research, we address this challenge by introducing an encoding scheme that significantly reduces the input dimensionality. We demonstrate that a primitive QCNN architecture with 49 qubits is sufficient to directly process $28\times 28$ pixel MNIST images, eliminating the need for classical dimensionality reduction pre-processing. Additionally, we propose an automated framework based on expressibility, entanglement, and complexity characteristics to identify the building blocks of QCNNs, parameterized quantum circuits (PQCs). Our approach demonstrates advantages in accuracy and convergence speed with a similar parameter count compared to both hybrid QCNNs and classical CNNs. We validated our experiments on IBM's Heron r2 quantum processor, achieving $96.08\%$ classification accuracy, surpassing the $71.74\%$ benchmark of traditional approaches under identical training conditions. These results represent one of the first implementations of image classifications on real quantum hardware and validate the potential of quantum computing in this area.

CFIRE: A General Method for Combining Local Explanations

We propose a novel eXplainable AI algorithm to compute faithful, easy-to-understand, and complete global decision rules from local explanations for tabular data by combining XAI methods with closed frequent itemset mining. Our method can be used with any local explainer that indicates which dimensions are important for a given sample for a given black-box decision. This property allows our algorithm to choose among different local explainers, addressing the disagreement problem, \ie the observation that no single explanation method consistently outperforms others across models and datasets. Unlike usual experimental methodology, our evaluation also accounts for the Rashomon effect in model explainability. To this end, we demonstrate the robustness of our approach in finding suitable rules for nearly all of the 700 black-box models we considered across 14 benchmark datasets. The results also show that our method exhibits improved runtime, high precision and F1-score while generating compact and complete rules.

Immersive Explainability: Visualizing Robot Navigation Decisions through XAI Semantic Scene Projections in Virtual Reality

End-to-end robot policies achieve high performance through neural networks trained via reinforcement learning (RL). Yet, their black box nature and abstract reasoning pose challenges for human-robot interaction (HRI), because humans may experience difficulty in understanding and predicting the robot's navigation decisions, hindering trust development. We present a virtual reality (VR) interface that visualizes explainable AI (XAI) outputs and the robot's lidar perception to support intuitive interpretation of RL-based navigation behavior. By visually highlighting objects based on their attribution scores, the interface grounds abstract policy explanations in the scene context. This XAI visualization bridges the gap between obscure numerical XAI attribution scores and a human-centric semantic level of explanation. A within-subjects study with 24 participants evaluated the effectiveness of our interface for four visualization conditions combining XAI and lidar. Participants ranked scene objects across navigation scenarios based on their importance to the robot, followed by a questionnaire assessing subjective understanding and predictability. Results show that semantic projection of attributions significantly enhances non-expert users' objective understanding and subjective awareness of robot behavior. In addition, lidar visualization further improves perceived predictability, underscoring the value of integrating XAI and sensor for transparent, trustworthy HRI.

Pointer-Guided Pre-Training: Infusing Large Language Models with Paragraph-Level Contextual Awareness

We introduce "pointer-guided segment ordering" (SO), a novel pre-training technique aimed at enhancing the contextual understanding of paragraph-level text representations in large language models. Our methodology leverages a self-attention-driven pointer network to restore the original sequence of shuffled text segments, addressing the challenge of capturing the structural coherence and contextual dependencies within documents. This pre-training approach is complemented by a fine-tuning methodology that incorporates dynamic sampling, augmenting the diversity of training instances and improving sample efficiency for various downstream applications. We evaluate our method on a diverse set of datasets, demonstrating its efficacy in tasks requiring sequential text classification across scientific literature and financial reporting domains. Our experiments show that pointer-guided pre-training significantly enhances the model's ability to understand complex document structures, leading to state-of-the-art performance in downstream classification tasks.

Model-agnostic Body Part Relevance Assessment for Pedestrian Detection

Model-agnostic explanation methods for deep learning models are flexible regarding usability and availability. However, due to the fact that they can only manipulate input to see changes in output, they suffer from weak performance when used with complex model architectures. For models with large inputs as, for instance, in object detection, sampling-based methods like KernelSHAP are inefficient due to many computation-heavy forward passes through the model. In this work, we present a framework for using sampling-based explanation models in a computer vision context by body part relevance assessment for pedestrian detection. Furthermore, we introduce a novel sampling-based method similar to KernelSHAP that shows more robustness for lower sampling sizes and, thus, is more efficient for explainability analyses on large-scale datasets.

SugarViT -- Multi-objective Regression of UAV Images with Vision Transformers and Deep Label Distribution Learning Demonstrated on Disease Severity Prediction in Sugar Beet

Remote sensing and artificial intelligence are pivotal technologies of precision agriculture nowadays. The efficient retrieval of large-scale field imagery combined with machine learning techniques shows success in various tasks like phenotyping, weeding, cropping, and disease control. This work will introduce a machine learning framework for automatized large-scale plant-specific trait annotation for the use case disease severity scoring for Cercospora Leaf Spot (CLS) in sugar beet. With concepts of Deep Label Distribution Learning (DLDL), special loss functions, and a tailored model architecture, we develop an efficient Vision Transformer based model for disease severity scoring called SugarViT. One novelty in this work is the combination of remote sensing data with environmental parameters of the experimental sites for disease severity prediction. Although the model is evaluated on this special use case, it is held as generic as possible to also be applicable to various image-based classification and regression tasks. With our framework, it is even possible to learn models on multi-objective problems as we show by a pretraining on environmental metadata.

Controlled Randomness Improves the Performance of Transformer Models

During the pre-training step of natural language models, the main objective is to learn a general representation of the pre-training dataset, usually requiring large amounts of textual data to capture the complexity and diversity of natural language. Contrasting this, in most cases, the size of the data available to solve the specific downstream task is often dwarfed by the aforementioned pre-training dataset, especially in domains where data is scarce. We introduce controlled randomness, i.e. noise, into the training process to improve fine-tuning language models and explore the performance of targeted noise in addition to the parameters of these models. We find that adding such noise can improve the performance in our two downstream tasks of joint named entity recognition and relation extraction and text summarization.