AI for DevSecOps: A Landscape and Future Opportunities

DevOps has emerged as one of the most rapidly evolving software development paradigms. With the growing concerns surrounding security in software systems, the DevSecOps paradigm has gained prominence, urging practitioners to incorporate security practices seamlessly into the DevOps workflow. However, integrating security into the DevOps workflow can impact agility and impede delivery speed. Recently, the advancement of artificial intelligence (AI) has revolutionized automation in various software domains, including software security. AI-driven security approaches, particularly those leveraging machine learning or deep learning, hold promise in automating security workflows. They reduce manual efforts, which can be integrated into DevOps to ensure uninterrupted delivery speed and align with the DevSecOps paradigm simultaneously. This paper seeks to contribute to the critical intersection of AI and DevSecOps by presenting a comprehensive landscape of AI-driven security techniques applicable to DevOps and identifying avenues for enhancing security, trust, and efficiency in software development processes. We analyzed 99 research papers spanning from 2017 to 2023. Specifically, we address two key research questions (RQs). In RQ1, we identified 12 security tasks associated with the DevOps process and reviewed existing AI-driven security approaches. In RQ2, we discovered 15 challenges encountered by existing AI-driven security approaches and derived future research opportunities. Drawing insights from our findings, we discussed the state-of-the-art AI-driven security approaches, highlighted challenges in existing research, and proposed avenues for future opportunities.

Navigating Fairness: Practitioners' Understanding, Challenges, and Strategies in AI/ML Development

The rise in the use of AI/ML applications across industries has sparked more discussions about the fairness of AI/ML in recent times. While prior research on the fairness of AI/ML exists, there is a lack of empirical studies focused on understanding the views and experiences of AI practitioners in developing a fair AI/ML. Understanding AI practitioners' views and experiences on the fairness of AI/ML is important because they are directly involved in its development and deployment and their insights can offer valuable real-world perspectives on the challenges associated with ensuring fairness in AI/ML. We conducted semi-structured interviews with 22 AI practitioners to investigate their understanding of what a 'fair AI/ML' is, the challenges they face in developing a fair AI/ML, the consequences of developing an unfair AI/ML, and the strategies they employ to ensure AI/ML fairness. We developed a framework showcasing the relationship between AI practitioners' understanding of 'fair AI/ML' and (i) their challenges in its development, (ii) the consequences of developing an unfair AI/ML, and (iii) strategies used to ensure AI/ML fairness. Additionally, we also identify areas for further investigation and offer recommendations to aid AI practitioners and AI companies in navigating fairness.

Practitioners' Challenges and Perceptions of CI Build Failure Predictions at Atlassian

Continuous Integration (CI) build failures could significantly impact the software development process and teams, such as delaying the release of new features and reducing developers' productivity. In this work, we report on an empirical study that investigates CI build failures throughout product development at Atlassian. Our quantitative analysis found that the repository dimension is the key factor influencing CI build failures. In addition, our qualitative survey revealed that Atlassian developers perceive CI build failures as challenging issues in practice. Furthermore, we found that the CI build prediction can not only provide proactive insight into CI build failures but also facilitate the team's decision-making. Our study sheds light on the challenges and expectations involved in integrating CI build prediction tools into the Bitbucket environment, providing valuable insights for enhancing CI processes.

Pitfalls in Language Models for Code Intelligence: A Taxonomy and Survey

Modern language models (LMs) have been successfully employed in source code generation and understanding, leading to a significant increase in research focused on learning-based code intelligence, such as automated bug repair, and test case generation. Despite their great potential, language models for code intelligence (LM4Code) are susceptible to potential pitfalls, which hinder realistic performance and further impact their reliability and applicability in real-world deployment. Such challenges drive the need for a comprehensive understanding - not just identifying these issues but delving into their possible implications and existing solutions to build more reliable language models tailored to code intelligence. Based on a well-defined systematic research approach, we conducted an extensive literature review to uncover the pitfalls inherent in LM4Code. Finally, 67 primary studies from top-tier venues have been identified. After carefully examining these studies, we designed a taxonomy of pitfalls in LM4Code research and conducted a systematic study to summarize the issues, implications, current solutions, and challenges of different pitfalls for LM4Code systems. We developed a comprehensive classification scheme that dissects pitfalls across four crucial aspects: data collection and labeling, system design and learning, performance evaluation, and deployment and maintenance. Through this study, we aim to provide a roadmap for researchers and practitioners, facilitating their understanding and utilization of LM4Code in reliable and trustworthy ways.

Ethics in the Age of AI: An Analysis of AI Practitioners' Awareness and Challenges

Ethics in AI has become a debated topic of public and expert discourse in recent years. But what do people who build AI - AI practitioners - have to say about their understanding of AI ethics and the challenges associated with incorporating it in the AI-based systems they develop? Understanding AI practitioners' views on AI ethics is important as they are the ones closest to the AI systems and can bring about changes and improvements. We conducted a survey aimed at understanding AI practitioners' awareness of AI ethics and their challenges in incorporating ethics. Based on 100 AI practitioners' responses, our findings indicate that majority of AI practitioners had a reasonable familiarity with the concept of AI ethics, primarily due to workplace rules and policies. Privacy protection and security was the ethical principle that majority of them were aware of. Formal education/training was considered somewhat helpful in preparing practitioners to incorporate AI ethics. The challenges that AI practitioners faced in the development of ethical AI-based systems included (i) general challenges, (ii) technology-related challenges and (iii) human-related challenges. We also identified areas needing further investigation and provided recommendations to assist AI practitioners and companies in incorporating ethics into AI development.

Learning to Quantize Vulnerability Patterns and Match to Locate Statement-Level Vulnerabilities

Deep learning (DL) models have become increasingly popular in identifying software vulnerabilities. Prior studies found that vulnerabilities across different vulnerable programs may exhibit similar vulnerable scopes, implicitly forming discernible vulnerability patterns that can be learned by DL models through supervised training. However, vulnerable scopes still manifest in various spatial locations and formats within a program, posing challenges for models to accurately identify vulnerable statements. Despite this challenge, state-of-the-art vulnerability detection approaches fail to exploit the vulnerability patterns that arise in vulnerable programs. To take full advantage of vulnerability patterns and unleash the ability of DL models, we propose a novel vulnerability-matching approach in this paper, drawing inspiration from program analysis tools that locate vulnerabilities based on pre-defined patterns. Specifically, a vulnerability codebook is learned, which consists of quantized vectors representing various vulnerability patterns. During inference, the codebook is iterated to match all learned patterns and predict the presence of potential vulnerabilities within a given program. Our approach was extensively evaluated on a real-world dataset comprising more than 188,000 C/C++ functions. The evaluation results show that our approach achieves an F1-score of 94% (6% higher than the previous best) and 82% (19% higher than the previous best) for function and statement-level vulnerability identification, respectively. These substantial enhancements highlight the effectiveness of our approach to identifying vulnerabilities. The training code and pre-trained models are available at https://github.com/optimatch/optimatch.

Syntax-Aware On-the-Fly Code Completion

Code completion aims to help improve developers' productivity by suggesting the next code tokens from a given context. Various approaches have been proposed to incorporate abstract syntax tree (AST) information for model training, ensuring that code completion is aware of the syntax of the programming languages. However, existing syntax-aware code completion approaches are not on-the-fly, as we found that for every two-thirds of characters that developers type, AST fails to be extracted because it requires the syntactically correct source code, limiting its practicality in real-world scenarios. On the other hand, existing on-the-fly code completion does not consider syntactic information yet. In this paper, we propose PyCoder to leverage token types, a kind of lightweight syntactic information, which is readily available and aligns with the natural order of source code. Our PyCoder is trained in a multi-task training manner so that by learning the supporting task of predicting token types during the training phase, the models achieve better performance on predicting tokens and lines of code without the need for token types in the inference phase. Comprehensive experiments show that PyCoder achieves the first rank on the CodeXGLUE leaderboard with an accuracy of 77.12% for the token-level predictions, which is 0.43%-24.25% more accurate than baselines. In addition, PyCoder achieves an exact match of 43.37% for the line-level predictions, which is 3.63%-84.73% more accurate than baselines. These results lead us to conclude that token type information (an alternative to syntactic information) that is rarely used in the past can greatly improve the performance of code completion approaches, without requiring the syntactically correct source code like AST-based approaches do. Our PyCoder is publicly available on HuggingFace.

An Information-Theoretic and Contrastive Learning-based Approach for Identifying Code Statements Causing Software Vulnerability

Software vulnerabilities existing in a program or function of computer systems are a serious and crucial concern. Typically, in a program or function consisting of hundreds or thousands of source code statements, there are only few statements causing the corresponding vulnerabilities. Vulnerability labeling is currently done on a function or program level by experts with the assistance of machine learning tools. Extending this approach to the code statement level is much more costly and time-consuming and remains an open problem. In this paper we propose a novel end-to-end deep learning-based approach to identify the vulnerability-relevant code statements of a specific function. Inspired by the specific structures observed in real world vulnerable code, we first leverage mutual information for learning a set of latent variables representing the relevance of the source code statements to the corresponding function's vulnerability. We then propose novel clustered spatial contrastive learning in order to further improve the representation learning and the robust selection process of vulnerability-relevant code statements. Experimental results on real-world datasets of 200k+ C/C++ functions show the superiority of our method over other state-of-the-art baselines. In general, our method obtains a higher performance in VCP, VCA, and Top-10 ACC measures of between 3\% to 14\% over the baselines when running on real-world datasets in an unsupervised setting. Our released source code samples are publicly available at \href{https://github.com/vannguyennd/livuitcl}{https://github.com/vannguyennd/livuitcl.}

Cross Project Software Vulnerability Detection via Domain Adaptation and Max-Margin Principle

Software vulnerabilities (SVs) have become a common, serious and crucial concern due to the ubiquity of computer software. Many machine learning-based approaches have been proposed to solve the software vulnerability detection (SVD) problem. However, there are still two open and significant issues for SVD in terms of i) learning automatic representations to improve the predictive performance of SVD, and ii) tackling the scarcity of labeled vulnerabilities datasets that conventionally need laborious labeling effort by experts. In this paper, we propose a novel end-to-end approach to tackle these two crucial issues. We first exploit the automatic representation learning with deep domain adaptation for software vulnerability detection. We then propose a novel cross-domain kernel classifier leveraging the max-margin principle to significantly improve the transfer learning process of software vulnerabilities from labeled projects into unlabeled ones. The experimental results on real-world software datasets show the superiority of our proposed method over state-of-the-art baselines. In short, our method obtains a higher performance on F1-measure, the most important measure in SVD, from 1.83% to 6.25% compared to the second highest method in the used datasets. Our released source code samples are publicly available at https://github.com/vannguyennd/dam2p

Deep Learning for Android Malware Defenses: a Systematic Literature Review

Malicious applications (especially in the Android platform) are a serious threat to developers and end-users. Many research efforts have hence been devoted to developing effective approaches to defend Android malware. However, with the explosive growth of Android malware and the continuous advancement of malicious evasion technologies like obfuscation and reflection, android malware defenses based on manual rules or traditional machine learning may not be effective due to limited apriori knowledge. In recent years, a dominant research field of deep learning (DL) with the powerful feature abstraction ability has demonstrated a compelling and promising performance in various fields, like Nature Language processing and image processing. To this end, employing deep learning techniques to thwart the attack of Android malware has recently gained considerable research attention. Yet, there exists no systematic literature review that focuses on deep learning approaches for Android Malware defenses. In this paper, we conducted a systematic literature review to search and analyze how deep learning approaches have been applied in the context of malware defenses in the Android environment. As a result, a total of 104 studies were identified over the period 2014-2020. The results of our investigation show that even though most of these studies still mainly consider DL-based on Android malware detection, 35 primary studies (33.7\%) design the defenses approaches based on other scenarios. This review also describes research trends, research focuses, challenges, and future research directions in DL-based Android malware defenses.