Factors affecting the in-context learning abilities of LLMs for dialogue state tracking

This study explores the application of in-context learning (ICL) to the dialogue state tracking (DST) problem and investigates the factors that influence its effectiveness. We use a sentence embedding based k-nearest neighbour method to retrieve the suitable demonstrations for ICL. The selected demonstrations, along with the test samples, are structured within a template as input to the LLM. We then conduct a systematic study to analyse the impact of factors related to demonstration selection and prompt context on DST performance. This work is conducted using the MultiWoZ2.4 dataset and focuses primarily on the OLMo-7B-instruct, Mistral-7B-Instruct-v0.3, and Llama3.2-3B-Instruct models. Our findings provide several useful insights on in-context learning abilities of LLMs for dialogue state tracking.

Approaching Dialogue State Tracking via Aligning Speech Encoders and LLMs

In this work, we approach spoken Dialogue State Tracking (DST) by bridging the representation spaces of speech encoders and LLMs via a small connector module, with a focus on fully open-sourced and open-data components (WavLM-large, OLMo). We focus on ablating different aspects of such systems including full/LoRA adapter fine-tuning, the effect of agent turns in the dialogue history, as well as fuzzy matching-based output post-processing, which greatly improves performance of our systems on named entities in the dialogue slot values. We conduct our experiments on the SpokenWOZ dataset, and additionally utilize the Speech-Aware MultiWOZ dataset to augment our training data. Ultimately, our best-performing WavLM + connector + OLMo-1B aligned models achieve state of the art on the SpokenWOZ test set (34.66% JGA), and our system with Gemma-2-9B-instruct further surpasses this result, reaching 42.17% JGA on SpokenWOZ test.

DiCoW: Diarization-Conditioned Whisper for Target Speaker Automatic Speech Recognition

Speaker-attributed automatic speech recognition (ASR) in multi-speaker environments remains a significant challenge, particularly when systems conditioned on speaker embeddings fail to generalize to unseen speakers. In this work, we propose Diarization-Conditioned Whisper (DiCoW), a novel approach to target-speaker ASR that leverages speaker diarization outputs as conditioning information. DiCoW extends the pre-trained Whisper model by integrating diarization labels directly, eliminating reliance on speaker embeddings and reducing the need for extensive speaker-specific training data. Our method introduces frame-level diarization-dependent transformations (FDDT) and query-key biasing (QKb) techniques to refine the model's focus on target speakers while effectively handling overlapping speech. By leveraging diarization outputs as conditioning signals, DiCoW simplifies the workflow for multi-speaker ASR, improves generalization to unseen speakers and enables more reliable transcription in real-world multi-speaker recordings. Additionally, we explore the integration of a connectionist temporal classification (CTC) head to Whisper and demonstrate its ability to improve transcription efficiency through hybrid decoding. Notably, we show that our approach is not limited to Whisper; it also provides similar benefits when applied to the Branchformer model. We validate DiCoW on real-world datasets, including AMI and NOTSOFAR-1 from CHiME-8 challenge, as well as synthetic benchmarks such as Libri2Mix and LibriCSS, enabling direct comparisons with previous methods. Results demonstrate that DiCoW enhances the model's target-speaker ASR capabilities while maintaining Whisper's accuracy and robustness on single-speaker data.

Speculative Speech Recognition by Audio-Prefixed Low-Rank Adaptation of Language Models

This paper explores speculative speech recognition (SSR), where we empower conventional automatic speech recognition (ASR) with speculation capabilities, allowing the recognizer to run ahead of audio. We introduce a metric for measuring SSR performance and we propose a model which does SSR by combining a RNN-Transducer-based ASR system with an audio-prefixed language model (LM). The ASR system transcribes ongoing audio and feeds the resulting transcripts, along with an audio-dependent prefix, to the LM, which speculates likely completions for the transcriptions. We experiment with a variety of ASR datasets on which show the efficacy our method and the feasibility of SSR as a method of reducing ASR latency.

Pretraining End-to-End Keyword Search with Automatically Discovered Acoustic Units

End-to-end (E2E) keyword search (KWS) has emerged as an alternative and complimentary approach to conventional keyword search which depends on the output of automatic speech recognition (ASR) systems. While E2E methods greatly simplify the KWS pipeline, they generally have worse performance than their ASR-based counterparts, which can benefit from pretraining with untranscribed data. In this work, we propose a method for pretraining E2E KWS systems with untranscribed data, which involves using acoustic unit discovery (AUD) to obtain discrete units for untranscribed data and then learning to locate sequences of such units in the speech. We conduct experiments across languages and AUD systems: we show that finetuning such a model significantly outperforms a model trained from scratch, and the performance improvements are generally correlated with the quality of the AUD system used for pretraining.

Written Term Detection Improves Spoken Term Detection

End-to-end (E2E) approaches to keyword search (KWS) are considerably simpler in terms of training and indexing complexity when compared to approaches which use the output of automatic speech recognition (ASR) systems. This simplification however has drawbacks due to the loss of modularity. In particular, where ASR-based KWS systems can benefit from external unpaired text via a language model, current formulations of E2E KWS systems have no such mechanism. Therefore, in this paper, we propose a multitask training objective which allows unpaired text to be integrated into E2E KWS without complicating indexing and search. In addition to training an E2E KWS model to retrieve text queries from spoken documents, we jointly train it to retrieve text queries from masked written documents. We show empirically that this approach can effectively leverage unpaired text for KWS, with significant improvements in search performance across a wide variety of languages. We conduct analysis which indicates that these improvements are achieved because the proposed method improves document representations for words in the unpaired text. Finally, we show that the proposed method can be used for domain adaptation in settings where in-domain paired data is scarce or nonexistent.

End-to-End Open Vocabulary Keyword Search With Multilingual Neural Representations

Conventional keyword search systems operate on automatic speech recognition (ASR) outputs, which causes them to have a complex indexing and search pipeline. This has led to interest in ASR-free approaches to simplify the search procedure. We recently proposed a neural ASR-free keyword search model which achieves competitive performance while maintaining an efficient and simplified pipeline, where queries and documents are encoded with a pair of recurrent neural network encoders and the encodings are combined with a dot-product. In this article, we extend this work with multilingual pretraining and detailed analysis of the model. Our experiments show that the proposed multilingual training significantly improves the model performance and that despite not matching a strong ASR-based conventional keyword search system for short queries and queries comprising in-vocabulary words, the proposed model outperforms the ASR-based system for long queries and queries that do not appear in the training data.

On-the-fly Text Retrieval for End-to-End ASR Adaptation

End-to-end speech recognition models are improved by incorporating external text sources, typically by fusion with an external language model. Such language models have to be retrained whenever the corpus of interest changes. Furthermore, since they store the entire corpus in their parameters, rare words can be challenging to recall. In this work, we propose augmenting a transducer-based ASR model with a retrieval language model, which directly retrieves from an external text corpus plausible completions for a partial ASR hypothesis. These completions are then integrated into subsequent predictions by an adapter, which is trained once, so that the corpus of interest can be switched without incurring the computational overhead of retraining. Our experiments show that the proposed model significantly improves the performance of a transducer baseline on a pair of question-answering datasets. Further, it outperforms shallow fusion on recognition of named entities by about 7 relative; when the two are combined, the relative improvement increases to 13%.

USTED: Improving ASR with a Unified Speech and Text Encoder-Decoder

Improving end-to-end speech recognition by incorporating external text data has been a longstanding research topic. There has been a recent focus on training E2E ASR models that get the performance benefits of external text data without incurring the extra cost of evaluating an external language model at inference time. In this work, we propose training ASR model jointly with a set of text-to-text auxiliary tasks with which it shares a decoder and parts of the encoder. When we jointly train ASR and masked language model with the 960-hour Librispeech and Opensubtitles data respectively, we observe WER reductions of 16% and 20% on test-other and test-clean respectively over an ASR-only baseline without any extra cost at inference time, and reductions of 6% and 8% compared to a stronger MUTE-L baseline which trains the decoder with the same text data as our model. We achieve further improvements when we train masked language model on Librispeech data or when we use machine translation as the auxiliary task, without significantly sacrificing performance on the task itself.

End-to-End Open Vocabulary Keyword Search

Recently, neural approaches to spoken content retrieval have become popular. However, they tend to be restricted in their vocabulary or in their ability to deal with imbalanced test settings. These restrictions limit their applicability in keyword search, where the set of queries is not known beforehand, and where the system should return not just whether an utterance contains a query but the exact location of any such occurrences. In this work, we propose a model directly optimized for keyword search. The model takes a query and an utterance as input and returns a sequence of probabilities for each frame of the utterance of the query having occurred in that frame. Experiments show that the proposed model not only outperforms similar end-to-end models on a task where the ratio of positive and negative trials is artificially balanced, but it is also able to deal with the far more challenging task of keyword search with its inherent imbalance. Furthermore, using our system to rescore the outputs an LVCSR-based keyword search system leads to significant improvements on the latter.