Abstract:Clinical events captured in Electronic Health Records (EHR) are irregularly sampled and may consist of a mixture of discrete events and numerical measurements, such as laboratory values or treatment dosages. The sequential nature of EHR, analogous to natural language, has motivated the use of next-token prediction to train prior EHR Foundation Models (FMs) over events. However, this training fails to capture the full structure of EHR. We propose ORA, a marked time-to-event pretraining objective that jointly models event timing and associated measurements. Across multiple datasets, downstream tasks, and model architectures, this objective consistently yields more generalizable representations than next-token prediction and pretraining losses that ignore continuous measurements. Importantly, the proposed objective yields improvements beyond traditional classification evaluation, including better regression and time-to-event prediction. Beyond introducing a new family of FMs, our results suggest a broader takeaway: pretraining objectives that account for EHR structure are critical for expanding downstream capabilities and generalizability
Abstract:When training machine learning (ML) models for potential deployment in a healthcare setting, it is essential to ensure that they do not replicate or exacerbate existing healthcare biases. Although many definitions of fairness exist, we focus on path-specific causal fairness, which allows us to better consider the social and medical contexts in which biases occur (e.g., direct discrimination by a clinician or model versus bias due to differential access to the healthcare system) and to characterize how these biases may appear in learned models. In this work, we map the structural fairness model to the observational healthcare setting and create a generalizable pipeline for training causally fair models. The pipeline explicitly considers specific healthcare context and disparities to define a target "fair" model. Our work fills two major gaps: first, we expand on characterizations of the "fairness-accuracy" tradeoff by detangling direct and indirect sources of bias and jointly presenting these fairness considerations alongside considerations of accuracy in the context of broadly known biases. Second, we demonstrate how a foundation model trained without fairness constraints on observational health data can be leveraged to generate causally fair downstream predictions in tasks with known social and medical disparities. This work presents a model-agnostic pipeline for training causally fair machine learning models that address both direct and indirect forms of healthcare bias.
Abstract:Foundation models hold significant promise in healthcare, given their capacity to extract meaningful representations independent of downstream tasks. This property has enabled state-of-the-art performance across several clinical applications trained on structured electronic health record (EHR) data, even in settings with limited labeled data, a prevalent challenge in healthcare. However, there is little consensus on these models' potential for clinical utility due to the lack of desiderata of comprehensive and meaningful tasks and sufficiently diverse evaluations to characterize the benefit over conventional supervised learning. To address this gap, we propose a suite of clinically meaningful tasks spanning patient outcomes, early prediction of acute and chronic conditions, including desiderata for robust evaluations. We evaluate state-of-the-art foundation models on EHR data consisting of 5 million patients from Columbia University Irving Medical Center (CUMC), a large urban academic medical center in New York City, across 14 clinically relevant tasks. We measure overall accuracy, calibration, and subpopulation performance to surface tradeoffs based on the choice of pre-training, tokenization, and data representation strategies. Our study aims to advance the empirical evaluation of structured EHR foundation models and guide the development of future healthcare foundation models.