Open-world Machine Learning: A Review and New Outlooks

Machine learning has achieved remarkable success in many applications. However, existing studies are largely based on the closed-world assumption, which assumes that the environment is stationary, and the model is fixed once deployed. In many real-world applications, this fundamental and rather naive assumption may not hold because an open environment is complex, dynamic, and full of unknowns. In such cases, rejecting unknowns, discovering novelties, and then incrementally learning them, could enable models to be safe and evolve continually as biological systems do. This paper provides a holistic view of open-world machine learning by investigating unknown rejection, novel class discovery, and class-incremental learning in a unified paradigm. The challenges, principles, and limitations of current methodologies are discussed in detail. Finally, we discuss several potential directions for future research. This paper aims to provide a comprehensive introduction to the emerging open-world machine learning paradigm, to help researchers build more powerful AI systems in their respective fields, and to promote the development of artificial general intelligence.

Revisiting Confidence Estimation: Towards Reliable Failure Prediction

Reliable confidence estimation is a challenging yet fundamental requirement in many risk-sensitive applications. However, modern deep neural networks are often overconfident for their incorrect predictions, i.e., misclassified samples from known classes, and out-of-distribution (OOD) samples from unknown classes. In recent years, many confidence calibration and OOD detection methods have been developed. In this paper, we find a general, widely existing but actually-neglected phenomenon that most confidence estimation methods are harmful for detecting misclassification errors. We investigate this problem and reveal that popular calibration and OOD detection methods often lead to worse confidence separation between correctly classified and misclassified examples, making it difficult to decide whether to trust a prediction or not. Finally, we propose to enlarge the confidence gap by finding flat minima, which yields state-of-the-art failure prediction performance under various settings including balanced, long-tailed, and covariate-shift classification scenarios. Our study not only provides a strong baseline for reliable confidence estimation but also acts as a bridge between understanding calibration, OOD detection, and failure prediction. The code is available at \url{https://github.com/Impression2805/FMFP}.

Unified Classification and Rejection: A One-versus-All Framework

Classifying patterns of known classes and rejecting ambiguous and novel (also called as out-of-distribution (OOD)) inputs are involved in open world pattern recognition. Deep neural network models usually excel in closed-set classification while performing poorly in rejecting OOD. To tackle this problem, numerous methods have been designed to perform open set recognition (OSR) or OOD rejection/detection tasks. Previous methods mostly take post-training score transformation or hybrid models to ensure low scores on OOD inputs while separating known classes. In this paper, we attempt to build a unified framework for building open set classifiers for both classification and OOD rejection. We formulate the open set recognition of $ K $-known-class as a $ (K + 1) $-class classification problem with model trained on known-class samples only. By decomposing the $ K $-class problem into $ K $ one-versus-all (OVA) binary classification tasks and binding some parameters, we show that combining the scores of OVA classifiers can give $ (K + 1) $-class posterior probabilities, which enables classification and OOD rejection in a unified framework. To maintain the closed-set classification accuracy of the OVA trained classifier, we propose a hybrid training strategy combining OVA loss and multi-class cross-entropy loss. We implement the OVA framework and hybrid training strategy on the recently proposed convolutional prototype network. Experiments on popular OSR and OOD detection datasets demonstrate that the proposed framework, using a single multi-class classifier, yields competitive performance in closed-set classification, OOD detection, and misclassification detection.

Towards Trustworthy Dataset Distillation

Efficiency and trustworthiness are two eternal pursuits when applying deep learning in real-world applications. With regard to efficiency, dataset distillation (DD) endeavors to reduce training costs by distilling the large dataset into a tiny synthetic dataset. However, existing methods merely concentrate on in-distribution (InD) classification in a closed-world setting, disregarding out-of-distribution (OOD) samples. On the other hand, OOD detection aims to enhance models' trustworthiness, which is always inefficiently achieved in full-data settings. For the first time, we simultaneously consider both issues and propose a novel paradigm called Trustworthy Dataset Distillation (TrustDD). By distilling both InD samples and outliers, the condensed datasets are capable to train models competent in both InD classification and OOD detection. To alleviate the requirement of real outlier data and make OOD detection more practical, we further propose to corrupt InD samples to generate pseudo-outliers and introduce Pseudo-Outlier Exposure (POE). Comprehensive experiments on various settings demonstrate the effectiveness of TrustDD, and the proposed POE surpasses state-of-the-art method Outlier Exposure (OE). Compared with the preceding DD, TrustDD is more trustworthy and applicable to real open-world scenarios. Our code will be publicly available.

Adaptive Sparse Pairwise Loss for Object Re-Identification

Object re-identification (ReID) aims to find instances with the same identity as the given probe from a large gallery. Pairwise losses play an important role in training a strong ReID network. Existing pairwise losses densely exploit each instance as an anchor and sample its triplets in a mini-batch. This dense sampling mechanism inevitably introduces positive pairs that share few visual similarities, which can be harmful to the training. To address this problem, we propose a novel loss paradigm termed Sparse Pairwise (SP) loss that only leverages few appropriate pairs for each class in a mini-batch, and empirically demonstrate that it is sufficient for the ReID tasks. Based on the proposed loss framework, we propose an adaptive positive mining strategy that can dynamically adapt to diverse intra-class variations. Extensive experiments show that SP loss and its adaptive variant AdaSP loss outperform other pairwise losses, and achieve state-of-the-art performance across several ReID benchmarks. Code is available at https://github.com/Astaxanthin/AdaSP.

OpenMix: Exploring Outlier Samples for Misclassification Detection

Reliable confidence estimation for deep neural classifiers is a challenging yet fundamental requirement in high-stakes applications. Unfortunately, modern deep neural networks are often overconfident for their erroneous predictions. In this work, we exploit the easily available outlier samples, i.e., unlabeled samples coming from non-target classes, for helping detect misclassification errors. Particularly, we find that the well-known Outlier Exposure, which is powerful in detecting out-of-distribution (OOD) samples from unknown classes, does not provide any gain in identifying misclassification errors. Based on these observations, we propose a novel method called OpenMix, which incorporates open-world knowledge by learning to reject uncertain pseudo-samples generated via outlier transformation. OpenMix significantly improves confidence reliability under various scenarios, establishing a strong and unified framework for detecting both misclassified samples from known classes and OOD samples from unknown classes. The code is publicly available at https://github.com/Impression2805/OpenMix.

Toward DNN of LUTs: Learning Efficient Image Restoration with Multiple Look-Up Tables

The widespread usage of high-definition screens on edge devices stimulates a strong demand for efficient image restoration algorithms. The way of caching deep learning models in a look-up table (LUT) is recently introduced to respond to this demand. However, the size of a single LUT grows exponentially with the increase of its indexing capacity, which restricts its receptive field and thus the performance. To overcome this intrinsic limitation of the single-LUT solution, we propose a universal method to construct multiple LUTs like a neural network, termed MuLUT. Firstly, we devise novel complementary indexing patterns, as well as a general implementation for arbitrary patterns, to construct multiple LUTs in parallel. Secondly, we propose a re-indexing mechanism to enable hierarchical indexing between cascaded LUTs. Finally, we introduce channel indexing to allow cross-channel interaction, enabling LUTs to process color channels jointly. In these principled ways, the total size of MuLUT is linear to its indexing capacity, yielding a practical solution to obtain superior performance with the enlarged receptive field. We examine the advantage of MuLUT on various image restoration tasks, including super-resolution, demosaicing, denoising, and deblocking. MuLUT achieves a significant improvement over the single-LUT solution, e.g., up to 1.1dB PSNR for super-resolution and up to 2.8dB PSNR for grayscale denoising, while preserving its efficiency, which is 100$\times$ less in energy cost compared with lightweight deep neural networks. Our code and trained models are publicly available at https://github.com/ddlee-cn/MuLUT.

Rethinking Confidence Calibration for Failure Prediction

Reliable confidence estimation for the predictions is important in many safety-critical applications. However, modern deep neural networks are often overconfident for their incorrect predictions. Recently, many calibration methods have been proposed to alleviate the overconfidence problem. With calibrated confidence, a primary and practical purpose is to detect misclassification errors by filtering out low-confidence predictions (known as failure prediction). In this paper, we find a general, widely-existed but actually-neglected phenomenon that most confidence calibration methods are useless or harmful for failure prediction. We investigate this problem and reveal that popular confidence calibration methods often lead to worse confidence separation between correct and incorrect samples, making it more difficult to decide whether to trust a prediction or not. Finally, inspired by the natural connection between flat minima and confidence separation, we propose a simple hypothesis: flat minima is beneficial for failure prediction. We verify this hypothesis via extensive experiments and further boost the performance by combining two different flat minima techniques. Our code is available at https://github.com/Impression2805/FMFP

Average of Pruning: Improving Performance and Stability of Out-of-Distribution Detection

Detecting Out-of-distribution (OOD) inputs have been a critical issue for neural networks in the open world. However, the unstable behavior of OOD detection along the optimization trajectory during training has not been explored clearly. In this paper, we first find the performance of OOD detection suffers from overfitting and instability during training: 1) the performance could decrease when the training error is near zero, and 2) the performance would vary sharply in the final stage of training. Based on our findings, we propose Average of Pruning (AoP), consisting of model averaging and pruning, to mitigate the unstable behaviors. Specifically, model averaging can help achieve a stable performance by smoothing the landscape, and pruning is certified to eliminate the overfitting by eliminating redundant features. Comprehensive experiments on various datasets and architectures are conducted to verify the effectiveness of our method.