Generalization from Low- to Moderate-Resolution Spectra with Neural Networks for Stellar Parameter Estimation: A Case Study with DESI

Cross-survey generalization is a critical challenge in stellar spectral analysis, particularly in cases such as transferring from low- to moderate-resolution surveys. We investigate this problem using pre-trained models, focusing on simple neural networks such as multilayer perceptrons (MLPs), with a case study transferring from LAMOST low-resolution spectra (LRS) to DESI medium-resolution spectra (MRS). Specifically, we pre-train MLPs on either LRS or their embeddings and fine-tune them for application to DESI stellar spectra. We compare MLPs trained directly on spectra with those trained on embeddings derived from transformer-based models (self-supervised foundation models pre-trained for multiple downstream tasks). We also evaluate different fine-tuning strategies, including residual-head adapters, LoRA, and full fine-tuning. We find that MLPs pre-trained on LAMOST LRS achieve strong performance, even without fine-tuning, and that modest fine-tuning with DESI spectra further improves the results. For iron abundance, embeddings from a transformer-based model yield advantages in the metal-rich ([Fe/H] > -1.0) regime, but underperform in the metal-poor regime compared to MLPs trained directly on LRS. We also show that the optimal fine-tuning strategy depends on the specific stellar parameter under consideration. These results highlight that simple pre-trained MLPs can provide competitive cross-survey generalization, while the role of spectral foundation models for cross-survey stellar parameter estimation requires further exploration.

SpecCLIP: Aligning and Translating Spectroscopic Measurements for Stars

In recent years, large language models (LLMs) have transformed natural language understanding through vast datasets and large-scale parameterization. Inspired by this success, we present SpecCLIP, a foundation model framework that extends LLM-inspired methodologies to stellar spectral analysis. Stellar spectra, akin to structured language, encode rich physical and chemical information about stars. By training foundation models on large-scale spectral datasets, our goal is to learn robust and informative embeddings that support diverse downstream applications. As a proof of concept, SpecCLIP involves pre-training on two spectral types--LAMOST low-resolution and Gaia XP--followed by contrastive alignment using the CLIP (Contrastive Language-Image Pre-training) framework, adapted to associate spectra from different instruments. This alignment is complemented by auxiliary decoders that preserve spectrum-specific information and enable translation (prediction) between spectral types, with the former achieved by maximizing mutual information between embeddings and input spectra. The result is a cross-spectrum framework enabling intrinsic calibration and flexible applications across instruments. We demonstrate that fine-tuning these models on moderate-sized labeled datasets improves adaptability to tasks such as stellar-parameter estimation and chemical-abundance determination. SpecCLIP also enhances the accuracy and precision of parameter estimates benchmarked against external survey data. Additionally, its similarity search and cross-spectrum prediction capabilities offer potential for anomaly detection. Our results suggest that contrastively trained foundation models enriched with spectrum-aware decoders can advance precision stellar spectroscopy.

Information-Ordered Bottlenecks for Adaptive Semantic Compression

We present the information-ordered bottleneck (IOB), a neural layer designed to adaptively compress data into latent variables ordered by likelihood maximization. Without retraining, IOB nodes can be truncated at any bottleneck width, capturing the most crucial information in the first latent variables. Unifying several previous approaches, we show that IOBs achieve near-optimal compression for a given encoding architecture and can assign ordering to latent signals in a manner that is semantically meaningful. IOBs demonstrate a remarkable ability to compress embeddings of image and text data, leveraging the performance of SOTA architectures such as CNNs, transformers, and diffusion models. Moreover, we introduce a novel theory for estimating global intrinsic dimensionality with IOBs and show that they recover SOTA dimensionality estimates for complex synthetic data. Furthermore, we showcase the utility of these models for exploratory analysis through applications on heterogeneous datasets, enabling computer-aided discovery of dataset complexity.