Submodel Partitioning in Hierarchical Federated Learning: Algorithm Design and Convergence Analysis

Hierarchical federated learning (HFL) has demonstrated promising scalability advantages over the traditional "star-topology" architecture-based federated learning (FL). However, HFL still imposes significant computation, communication, and storage burdens on the edge, especially when training a large-scale model over resource-constrained Internet of Things (IoT) devices. In this paper, we propose hierarchical independent submodel training (HIST), a new FL methodology that aims to address these issues in hierarchical settings. The key idea behind HIST is a hierarchical version of model partitioning, where we partition the global model into disjoint submodels in each round, and distribute them across different cells, so that each cell is responsible for training only one partition of the full model. This enables each client to save computation/storage costs while alleviating the communication loads throughout the hierarchy. We characterize the convergence behavior of HIST for non-convex loss functions under mild assumptions, showing the impact of several attributes (e.g., number of cells, local and global aggregation frequency) on the performance-efficiency tradeoff. Finally, through numerical experiments, we verify that HIST is able to save communication costs by a wide margin while achieving the same target testing accuracy.

Communication-Efficient Stochastic Zeroth-Order Optimization for Federated Learning

Federated learning (FL), as an emerging edge artificial intelligence paradigm, enables many edge devices to collaboratively train a global model without sharing their private data. To enhance the training efficiency of FL, various algorithms have been proposed, ranging from first-order to second-order methods. However, these algorithms cannot be applied in scenarios where the gradient information is not available, e.g., federated black-box attack and federated hyperparameter tuning. To address this issue, in this paper we propose a derivative-free federated zeroth-order optimization (FedZO) algorithm featured by performing multiple local updates based on stochastic gradient estimators in each communication round and enabling partial device participation. Under the non-convex setting, we derive the convergence performance of the FedZO algorithm and characterize the impact of the numbers of local iterates and participating edge devices on the convergence. To enable communication-efficient FedZO over wireless networks, we further propose an over-the-air computation (AirComp) assisted FedZO algorithm. With an appropriate transceiver design, we show that the convergence of AirComp-assisted FedZO can still be preserved under certain signal-to-noise ratio conditions. Simulation results demonstrate the effectiveness of the FedZO algorithm and validate the theoretical observations.

Over-the-Air Computation via Reconfigurable Intelligent Surface

Over-the-air computation (AirComp) is a disruptive technique for fast wireless data aggregation in Internet of Things (IoT) networks via exploiting the waveform superposition property of multiple-access channels. However, the performance of AirComp is bottlenecked by the worst channel condition among all links between the IoT devices and the access point. In this paper, a reconfigurable intelligent surface (RIS) assisted AirComp system is proposed to boost the received signal power and thus mitigate the performance bottleneck by reconfiguring the propagation channels. With an objective to minimize the AirComp distortion, we propose a joint design of AirComp transceivers and RIS phase-shifts, which however turns out to be a highly intractable non-convex programming problem. To this end, we develop a novel alternating minimization framework in conjunction with the successive convex approximation technique, which is proved to converge monotonically. To reduce the computational complexity, we transform the subproblem in each alternation as a smooth convex-concave saddle point problem, which is then tackled by proposing a Mirror-Prox method that only involves a sequence of closed-form updates. Simulations show that the computation time of the proposed algorithm can be two orders of magnitude smaller than that of the state-of-the-art algorithms, while achieving a similar distortion performance.

Optimal Receive Beamforming for Over-the-Air Computation

In this paper, we consider fast wireless data aggregation via over-the-air computation (AirComp) in Internet of Things (IoT) networks, where an access point (AP) with multiple antennas aim to recover the arithmetic mean of sensory data from multiple IoT devices. To minimize the estimation distortion, we formulate a mean-squared-error (MSE) minimization problem that involves the joint optimization of the transmit scalars at the IoT devices as well as the denoising factor and the receive beamforming vector at the AP. To this end, we derive the transmit scalars and the denoising factor in closed-form, resulting in a non-convex quadratic constrained quadratic programming (QCQP) problem concerning the receive beamforming vector.Different from the existing studies that only obtain sub-optimal beamformers, we propose a branch and bound (BnB) algorithm to design the globally optimal receive beamformer.Extensive simulations demonstrate the superior performance of the proposed algorithm in terms of MSE. Moreover, the proposed BnB algorithm can serve as a benchmark to evaluate the performance of the existing sub-optimal algorithms.