Why Performance Metrics Overpromise in Auditory Attention Decoding: an Information-Theoretic Reappraisal

Auditory attention decoding (AAD) algorithms are predominantly evaluated in a steady state where a listener continuously attends to the same speaker, using metrics such as accuracy and information transfer rate. However, such metrics fail to account for the (in-)dependence of an AAD prediction with respect to previous predictions. In this paper, we argue that failing to take this dependence into account in the algorithm evaluation can lead to severe misrepresentations of the true performance of an AAD algorithm. We therefore introduce the relative Incremental Mutual Information (rIMI); the rate at which a new prediction removes the remaining uncertainty about the identity of the attended speaker. This allows us to track how much new, useful information a prediction actually generates on top of the information already obtained from previous predictions. By investigating the rIMI and the behaviour of AAD models around attention switches, we demonstrate that recent direct-classification AAD algorithms are not superior to traditional AAD algorithms based on stimulus reconstruction, despite what accuracy alone may suggest. We also demonstrate how these direct-classification AAD predictions are severely influenced by irrelevant feature drifts, which artificially inflates accuracies by leaking information across windows, and even across trials.

Modeling and Interpreting Correlations, Null Distributions and Significance Levels in Neural Tracking of Natural Stimuli

Neural tracking - the time-locking of neural responses to continuous stimuli such as speech, music, and video - is widely used to study how the brain processes natural input. Tracking strength is typically quantified as the correlation between the recorded neural response and the stimulus, decoded and/or encoded through data-driven models, and this correlation is routinely used to compare stimulus features, models, or settings. However, its magnitude depends not only on how strongly the brain tracks the stimulus, but also on the statistical properties of the signals being correlated. For example, a smallband speech envelope carrying almost no information about speech content yields among the highest correlations, simply because it is easier to reconstruct. Meaningful interpretation therefore requires comparing each correlation to its null distribution: the correlations expected without any stimulus-response relationship. We show that the randomization procedures commonly used to construct this null distribution are not interchangeable: each implicitly encodes a different null hypothesis, and we motivate stimulus-response misalignment as the most practical and appropriate choice. Because reliable null distributions require many permutations, we introduce a semi-parametric model using the normal distribution after the Fisher transform that yields accurate significance levels from only 3-5 min of data and predicts them across analysis window lengths. Building on this, we propose the null-normalized tracking score, an interpretable measure placing features and models on a common scale, which relates directly to the widely used match-mismatch accuracy. Applied to EEG from 121 participants listening to continuous speech, the framework reverses conclusions drawn from raw correlations, providing an efficient and principled methodology for interpreting neural tracking correlations.

Eccentricity Confound in EEG-based Visual Attention Decoding from Gaze-Fixated Neural Tracking of Motion in Natural Videos

Objective. Decoding visual attention from brain signals during naturalistic video viewing has emerged as a new direction in brain-computer interface research. Current methods assume that stronger coupling between object motion and neural activity indicates higher attention, but this can be confounded by eye movement artifacts and stimulus properties. This study investigates how visual eccentricity (the distance between a visual object and the fixation point) affects neural responses when eye movement artifacts are controlled. Approach. EEG signals were recorded across three tasks that manipulated object eccentricity and attention conditions while participants maintained gaze fixation. Correlation analysis and match-mismatch decoding were performed to quantify the neural tracking of object motion. Main results. The analysis supports three conclusions: (1) neural tracking of object motion in natural videos works under gaze fixation; (2) the strength of neural tracking under gaze fixation is predictive of attention; and (3) there exists a significant eccentricity confound in the EEG responses, with poorer neural tracking of motion at larger eccentricities. Significance. These results provide critical evidence that findings from previous free-viewing studies reflect genuine neural processing rather than mere oculomotor artifacts. However, the identified eccentricity effect highlights a major limitation for current decoding approaches that assume coupling strength reflects attention levels alone.

Sample-level EEG-based Selective Auditory Attention Decoding with Markov Switching Models

Selective auditory attention decoding aims to identify the speaker of interest from listeners' neural signals, such as electroencephalography (EEG), in the presence of multiple concurrent speakers. Most existing methods operate at the window level, facing a trade-off between temporal resolution and decoding accuracy. Recent work has shown that hidden Markov model (HMM)-based post-processing can smooth window-level decoder outputs to improve this trade-off. Instead of using a separate smoothing step, we propose to integrate the decoding and smoothing components into a single probabilistic framework using a Markov switching model (MSM). It directly models the relationship between the EEG and speech envelopes under each attention state while incorporating the temporal dynamics of attention. This formulation enables sample-level attention decoding, with model parameters and attention states jointly estimated via the expectation-maximization algorithm. Experimental results demonstrate that this integrated MSM formulation achieves comparable decoding accuracy to HMM post-processing while providing faster attention switch detection. The code for the proposed method is available at https://github.com/YYao-42/MSM.

Efficient Solutions for Mitigating Initialization Bias in Unsupervised Self-Adaptive Auditory Attention Decoding

Decoding the attended speaker in a multi-speaker environment from electroencephalography (EEG) has attracted growing interest in recent years, with neuro-steered hearing devices as a driver application. Current approaches typically rely on ground-truth labels of the attended speaker during training, necessitating calibration sessions for each user and each EEG set-up to achieve optimal performance. While unsupervised self-adaptive auditory attention decoding (AAD) for stimulus reconstruction has been developed to eliminate the need for labeled data, it suffers from an initialization bias that can compromise performance. Although an unbiased variant has been proposed to address this limitation, it introduces substantial computational complexity that scales with data size. This paper presents three computationally efficient alternatives that achieve comparable performance, but with a significantly lower and constant computational cost. The code for the proposed algorithms is available at https://github.com/YYao-42/Unsupervised_AAD.

A Direct Comparison of Simultaneously Recorded Scalp, Around-Ear, and In-Ear EEG for Neural Selective Auditory Attention Decoding to Speech

Current assistive hearing devices, such as hearing aids and cochlear implants, lack the ability to adapt to the listener's focus of auditory attention, limiting their effectiveness in complex acoustic environments like cocktail party scenarios where multiple conversations occur simultaneously. Neuro-steered hearing devices aim to overcome this limitation by decoding the listener's auditory attention from neural signals, such as electroencephalography (EEG). While many auditory attention decoding (AAD) studies have used high-density scalp EEG, such systems are impractical for daily use as they are bulky and uncomfortable. Therefore, AAD with wearable and unobtrusive EEG systems that are comfortable to wear and can be used for long-term recording are required. Around-ear EEG systems like cEEGrids have shown promise in AAD, but in-ear EEG, recorded via custom earpieces offering superior comfort, remains underexplored. We present a new AAD dataset with simultaneously recorded scalp, around-ear, and in-ear EEG, enabling a direct comparison. Using a classic linear stimulus reconstruction algorithm, a significant performance gap between all three systems exists, with AAD accuracies of 83.4% (scalp), 67.2% (around-ear), and 61.1% (in-ear) on 60s decision windows. These results highlight the trade-off between decoding performance and practical usability. Yet, while the ear-based systems using basic algorithms might currently not yield accurate enough performances for a decision speed-sensitive application in hearing aids, their significant performance suggests potential for attention monitoring on longer timescales. Furthermore, adding an external reference or a few scalp electrodes via greedy forward selection substantially and quickly boosts accuracy by over 10 percent point, especially for in-ear EEG. These findings position in-ear EEG as a promising component in EEG sensor networks for AAD.

Performance Modeling for Correlation-based Neural Decoding of Auditory Attention to Speech

Correlation-based auditory attention decoding (AAD) algorithms exploit neural tracking mechanisms to determine listener attention among competing speech sources via, e.g., electroencephalography signals. The correlation coefficients between the decoded neural responses and encoded speech stimuli of the different speakers then serve as AAD decision variables. A critical trade-off exists between the temporal resolution (the decision window length used to compute these correlations) and the AAD accuracy. This trade-off is typically characterized by evaluating AAD accuracy across multiple window lengths, leading to the performance curve. We propose a novel method to model this trade-off curve using labeled correlations from only a single decision window length. Our approach models the (un)attended correlations with a normal distribution after applying the Fisher transformation, enabling accurate AAD accuracy prediction across different window lengths. We validate the method on two distinct AAD implementations: a linear decoder and the non-linear VLAAI deep neural network, evaluated on separate datasets. Results show consistently low modeling errors of approximately 2 percent points, with 94% of true accuracies falling within estimated 95%-confidence intervals. The proposed method enables efficient performance curve modeling without extensive multi-window length evaluation, facilitating practical applications in, e.g., performance tracking in neuro-steered hearing devices to continuously adapt the system parameters over time.

Linear stimulus reconstruction works on the KU Leuven audiovisual, gaze-controlled auditory attention decoding dataset

In a recent paper, we presented the KU Leuven audiovisual, gaze-controlled auditory attention decoding (AV-GC-AAD) dataset, in which we recorded electroencephalography (EEG) signals of participants attending to one out of two competing speakers under various audiovisual conditions. The main goal of this dataset was to disentangle the direction of gaze from the direction of auditory attention, in order to reveal gaze-related shortcuts in existing spatial AAD algorithms that aim to decode the (direction of) auditory attention directly from the EEG. Various methods based on spatial AAD do not achieve significant above-chance performances on our AV-GC-AAD dataset, indicating that previously reported results were mainly driven by eye gaze confounds in existing datasets. Still, these adverse outcomes are often discarded for reasons that are attributed to the limitations of the AV-GC-AAD dataset, such as the limited amount of data to train a working model, too much data heterogeneity due to different audiovisual conditions, or participants allegedly being unable to focus their auditory attention under the complex instructions. In this paper, we present the results of the linear stimulus reconstruction AAD algorithm and show that high AAD accuracy can be obtained within each individual condition and that the model generalizes across conditions, across new subjects, and even across datasets. Therefore, we eliminate any doubts that the inadequacy of the AV-GC-AAD dataset is the primary reason for the (spatial) AAD algorithms failing to achieve above-chance performance when compared to other datasets. Furthermore, this report provides a simple baseline evaluation procedure (including source code) that can serve as the minimal benchmark for all future AAD algorithms evaluated on this dataset.

AADNet: An End-to-End Deep Learning Model for Auditory Attention Decoding

Auditory attention decoding (AAD) is the process of identifying the attended speech in a multi-talker environment using brain signals, typically recorded through electroencephalography (EEG). Over the past decade, AAD has undergone continuous development, driven by its promising application in neuro-steered hearing devices. Most AAD algorithms are relying on the increase in neural entrainment to the envelope of attended speech, as compared to unattended speech, typically using a two-step approach. First, the algorithm predicts representations of the attended speech signal envelopes; second, it identifies the attended speech by finding the highest correlation between the predictions and the representations of the actual speech signals. In this study, we proposed a novel end-to-end neural network architecture, named AADNet, which combines these two stages into a direct approach to address the AAD problem. We compare the proposed network against the traditional approaches, including linear stimulus reconstruction, canonical correlation analysis, and an alternative non-linear stimulus reconstruction using two different datasets. AADNet shows a significant performance improvement for both subject-specific and subject-independent models. Notably, the average subject-independent classification accuracies from 56.1 % to 82.7 % with analysis window lengths ranging from 1 to 40 seconds, respectively, show a significantly improved ability to generalize to data from unseen subjects. These results highlight the potential of deep learning models for advancing AAD, with promising implications for future hearing aids, assistive devices, and clinical assessments.

Stimulus-Informed Generalized Canonical Correlation Analysis for Group Analysis of Neural Responses

Various new brain-computer interface technologies or neuroscience applications require decoding stimulus-following neural responses to natural stimuli such as speech and video from, e.g., electroencephalography (EEG) signals. In this context, generalized canonical correlation analysis (GCCA) is often used as a group analysis technique, which allows the extraction of correlated signal components from the neural activity of multiple subjects attending to the same stimulus. GCCA can be used to improve the signal-to-noise ratio of the stimulus-following neural responses relative to all other irrelevant (non-)neural activity, or to quantify the correlated neural activity across multiple subjects in a group-wise coherence metric. However, the traditional GCCA technique is stimulus-unaware: no information about the stimulus is used to estimate the correlated components from the neural data of several subjects. Therefore, the GCCA technique might fail to extract relevant correlated signal components in practical situations where the amount of information is limited, for example, because of a limited amount of training data or group size. This motivates a new stimulus-informed GCCA (SI-GCCA) framework that allows taking the stimulus into account to extract the correlated components. We show that SI-GCCA outperforms GCCA in various practical settings, for both auditory and visual stimuli. Moreover, we showcase how SI-GCCA can be used to steer the estimation of the components towards the stimulus. As such, SI-GCCA substantially improves upon GCCA for various purposes, ranging from preprocessing to quantifying attention.