CaseLink: Inductive Graph Learning for Legal Case Retrieval

In case law, the precedents are the relevant cases that are used to support the decisions made by the judges and the opinions of lawyers towards a given case. This relevance is referred to as the case-to-case reference relation. To efficiently find relevant cases from a large case pool, retrieval tools are widely used by legal practitioners. Existing legal case retrieval models mainly work by comparing the text representations of individual cases. Although they obtain a decent retrieval accuracy, the intrinsic case connectivity relationships among cases have not been well exploited for case encoding, therefore limiting the further improvement of retrieval performance. In a case pool, there are three types of case connectivity relationships: the case reference relationship, the case semantic relationship, and the case legal charge relationship. Due to the inductive manner in the task of legal case retrieval, using case reference as input is not applicable for testing. Thus, in this paper, a CaseLink model based on inductive graph learning is proposed to utilise the intrinsic case connectivity for legal case retrieval, a novel Global Case Graph is incorporated to represent both the case semantic relationship and the case legal charge relationship. A novel contrastive objective with a regularisation on the degree of case nodes is proposed to leverage the information carried by the case reference relationship to optimise the model. Extensive experiments have been conducted on two benchmark datasets, which demonstrate the state-of-the-art performance of CaseLink. The code has been released on https://github.com/yanran-tang/CaseLink.

PUMA: Efficient Continual Graph Learning with Graph Condensation

When handling streaming graphs, existing graph representation learning models encounter a catastrophic forgetting problem, where previously learned knowledge of these models is easily overwritten when learning with newly incoming graphs. In response, Continual Graph Learning emerges as a novel paradigm enabling graph representation learning from static to streaming graphs. Our prior work, CaT is a replay-based framework with a balanced continual learning procedure, which designs a small yet effective memory bank for replaying data by condensing incoming graphs. Although the CaT alleviates the catastrophic forgetting problem, there exist three issues: (1) The graph condensation algorithm derived in CaT only focuses on labelled nodes while neglecting abundant information carried by unlabelled nodes; (2) The continual training scheme of the CaT overemphasises on the previously learned knowledge, limiting the model capacity to learn from newly added memories; (3) Both the condensation process and replaying process of the CaT are time-consuming. In this paper, we propose a psudo-label guided memory bank (PUMA) CGL framework, extending from the CaT to enhance its efficiency and effectiveness by overcoming the above-mentioned weaknesses and limits. To fully exploit the information in a graph, PUMA expands the coverage of nodes during graph condensation with both labelled and unlabelled nodes. Furthermore, a training-from-scratch strategy is proposed to upgrade the previous continual learning scheme for a balanced training between the historical and the new graphs. Besides, PUMA uses a one-time prorogation and wide graph encoders to accelerate the graph condensation and the graph encoding process in the training stage to improve the efficiency of the whole framework. Extensive experiments on four datasets demonstrate the state-of-the-art performance and efficiency over existing methods.

CaseGNN: Graph Neural Networks for Legal Case Retrieval with Text-Attributed Graphs

Legal case retrieval is an information retrieval task in the legal domain, which aims to retrieve relevant cases with a given query case. Recent research of legal case retrieval mainly relies on traditional bag-of-words models and language models. Although these methods have achieved significant improvement in retrieval accuracy, there are still two challenges: (1) Legal structural information neglect. Previous neural legal case retrieval models mostly encode the unstructured raw text of case into a case representation, which causes the lack of important legal structural information in a case and leads to poor case representation; (2) Lengthy legal text limitation. When using the powerful BERT-based models, there is a limit of input text lengths, which inevitably requires to shorten the input via truncation or division with a loss of legal context information. In this paper, a graph neural networks-based legal case retrieval model, CaseGNN, is developed to tackle these challenges. To effectively utilise the legal structural information during encoding, a case is firstly converted into a Text-Attributed Case Graph (TACG), followed by a designed Edge Graph Attention Layer and a readout function to obtain the case graph representation. The CaseGNN model is optimised with a carefully designed contrastive loss with easy and hard negative sampling. Since the text attributes in the case graph come from individual sentences, the restriction of using language models is further avoided without losing the legal context. Extensive experiments have been conducted on two benchmarks from COLIEE 2022 and COLIEE 2023, which demonstrate that CaseGNN outperforms other state-of-the-art legal case retrieval methods. The code has been released on https://github.com/yanran-tang/CaseGNN.

CaT: Balanced Continual Graph Learning with Graph Condensation

Continual graph learning (CGL) is purposed to continuously update a graph model with graph data being fed in a streaming manner. Since the model easily forgets previously learned knowledge when training with new-coming data, the catastrophic forgetting problem has been the major focus in CGL. Recent replay-based methods intend to solve this problem by updating the model using both (1) the entire new-coming data and (2) a sampling-based memory bank that stores replayed graphs to approximate the distribution of historical data. After updating the model, a new replayed graph sampled from the incoming graph will be added to the existing memory bank. Despite these methods are intuitive and effective for the CGL, two issues are identified in this paper. Firstly, most sampling-based methods struggle to fully capture the historical distribution when the storage budget is tight. Secondly, a significant data imbalance exists in terms of the scales of the complex new-coming graph data and the lightweight memory bank, resulting in unbalanced training. To solve these issues, a Condense and Train (CaT) framework is proposed in this paper. Prior to each model update, the new-coming graph is condensed to a small yet informative synthesised replayed graph, which is then stored in a Condensed Graph Memory with historical replay graphs. In the continual learning phase, a Training in Memory scheme is used to update the model directly with the Condensed Graph Memory rather than the whole new-coming graph, which alleviates the data imbalance problem. Extensive experiments conducted on four benchmark datasets successfully demonstrate superior performances of the proposed CaT framework in terms of effectiveness and efficiency. The code has been released on https://github.com/superallen13/CaT-CGL.

UQ at #SMM4H 2023: ALEX for Public Health Analysis with Social Media

As social media becomes increasingly popular, more and more activities related to public health emerge. Current techniques for public health analysis involve popular models such as BERT and large language models (LLMs). However, the costs of training in-domain LLMs for public health are especially expensive. Furthermore, such kinds of in-domain datasets from social media are generally imbalanced. To tackle these challenges, the data imbalance issue can be overcome by data augmentation and balanced training. Moreover, the ability of the LLMs can be effectively utilized by prompting the model properly. In this paper, a novel ALEX framework is proposed to improve the performance of public health analysis on social media by adopting an LLMs explanation mechanism. Results show that our ALEX model got the best performance among all submissions in both Task 2 and Task 4 with a high score in Task 1 in Social Media Mining for Health 2023 (SMM4H)[1]. Our code has been released at https:// github.com/YanJiangJerry/ALEX.

Balanced and Explainable Social Media Analysis for Public Health with Large Language Models

As social media becomes increasingly popular, more and more public health activities emerge, which is worth noting for pandemic monitoring and government decision-making. Current techniques for public health analysis involve popular models such as BERT and large language models (LLMs). Although recent progress in LLMs has shown a strong ability to comprehend knowledge by being fine-tuned on specific domain datasets, the costs of training an in-domain LLM for every specific public health task are especially expensive. Furthermore, such kinds of in-domain datasets from social media are generally highly imbalanced, which will hinder the efficiency of LLMs tuning. To tackle these challenges, the data imbalance issue can be overcome by sophisticated data augmentation methods for social media datasets. In addition, the ability of the LLMs can be effectively utilised by prompting the model properly. In light of the above discussion, in this paper, a novel ALEX framework is proposed for social media analysis on public health. Specifically, an augmentation pipeline is developed to resolve the data imbalance issue. Furthermore, an LLMs explanation mechanism is proposed by prompting an LLM with the predicted results from BERT models. Extensive experiments conducted on three tasks at the Social Media Mining for Health 2023 (SMM4H) competition with the first ranking in two tasks demonstrate the superior performance of the proposed ALEX method. Our code has been released in https://github.com/YanJiangJerry/ALEX.

Prompt-based Effective Input Reformulation for Legal Case Retrieval

Legal case retrieval plays an important role for legal practitioners to effectively retrieve relevant cases given a query case. Most existing neural legal case retrieval models directly encode the whole legal text of a case to generate a case representation, which is then utilised to conduct a nearest neighbour search for retrieval. Although these straightforward methods have achieved improvement over conventional statistical methods in retrieval accuracy, two significant challenges are identified in this paper: (1) Legal feature alignment: the usage of the whole case text as the input will generally incorporate redundant and noisy information because, from the legal perspective, the determining factor of relevant cases is the alignment of key legal features instead of whole text matching; (2) Legal context preservation: furthermore, since the existing text encoding models usually have an input length limit shorter than the case, the whole case text needs to be truncated or divided into paragraphs, which leads to the loss of the global context of legal information. In this paper, a novel legal case retrieval framework, PromptCase, is proposed to tackle these challenges. Firstly, legal facts and legal issues are identified and formally defined as the key features facilitating legal case retrieval based on a thorough study of the definition of relevant cases from a legal perspective. Secondly, with the determining legal features, a prompt-based encoding scheme is designed to conduct an effective encoding with language models. Extensive zero-shot experiments have been conducted on two benchmark datasets in legal case retrieval, which demonstrate the superior retrieval effectiveness of the proposed PromptCase. The code has been released on https://github.com/yanran-tang/PromptCase.

Beyond Double Ascent via Recurrent Neural Tangent Kernel in Sequential Recommendation

Overfitting has long been considered a common issue to large neural network models in sequential recommendation. In our study, an interesting phenomenon is observed that overfitting is temporary. When the model scale is increased, the trend of the performance firstly ascends, then descends (i.e., overfitting) and finally ascends again, which is named as double ascent in this paper. We therefore raise an assumption that a considerably larger model will generalise better with a higher performance. In an extreme case to infinite-width, performance is expected to reach the limit of this specific structure. Unfortunately, it is impractical to directly build a huge model due to the limit of resources. In this paper, we propose the Overparameterised Recommender (OverRec), which utilises a recurrent neural tangent kernel (RNTK) as a similarity measurement for user sequences to successfully bypass the restriction of hardware for huge models. We further prove that the RNTK for the tied input-output embeddings in recommendation is the same as the RNTK for general untied input-output embeddings, which makes RNTK theoretically suitable for recommendation. Since the RNTK is analytically derived, OverRec does not require any training, avoiding physically building the huge model. Extensive experiments are conducted on four datasets, which verifies the state-of-the-art performance of OverRec.