Parameter-Efficient Transfer Learning under Federated Learning for Automatic Speech Recognition

This work explores the challenge of enhancing Automatic Speech Recognition (ASR) model performance across various user-specific domains while preserving user data privacy. We employ federated learning and parameter-efficient domain adaptation methods to solve the (1) massive data requirement of ASR models from user-specific scenarios and (2) the substantial communication cost between servers and clients during federated learning. We demonstrate that when equipped with proper adapters, ASR models under federated tuning can achieve similar performance compared with centralized tuning ones, thus providing a potential direction for future privacy-preserved ASR services. Besides, we investigate the efficiency of different adapters and adapter incorporation strategies under the federated learning setting.

Learning from straggler clients in federated learning

How well do existing federated learning algorithms learn from client devices that return model updates with a significant time delay? Is it even possible to learn effectively from clients that report back minutes, hours, or days after being scheduled? We answer these questions by developing Monte Carlo simulations of client latency that are guided by real-world applications. We study synchronous optimization algorithms like FedAvg and FedAdam as well as the asynchronous FedBuff algorithm, and observe that all these existing approaches struggle to learn from severely delayed clients. To improve upon this situation, we experiment with modifications, including distillation regularization and exponential moving averages of model weights. Finally, we introduce two new algorithms, FARe-DUST and FeAST-on-MSG, based on distillation and averaging, respectively. Experiments with the EMNIST, CIFAR-100, and StackOverflow benchmark federated learning tasks demonstrate that our new algorithms outperform existing ones in terms of accuracy for straggler clients, while also providing better trade-offs between training time and total accuracy.

Unintended Memorization in Large ASR Models, and How to Mitigate It

It is well-known that neural networks can unintentionally memorize their training examples, causing privacy concerns. However, auditing memorization in large non-auto-regressive automatic speech recognition (ASR) models has been challenging due to the high compute cost of existing methods such as hardness calibration. In this work, we design a simple auditing method to measure memorization in large ASR models without the extra compute overhead. Concretely, we speed up randomly-generated utterances to create a mapping between vocal and text information that is difficult to learn from typical training examples. Hence, accurate predictions only for sped-up training examples can serve as clear evidence for memorization, and the corresponding accuracy can be used to measure memorization. Using the proposed method, we showcase memorization in the state-of-the-art ASR models. To mitigate memorization, we tried gradient clipping during training to bound the influence of any individual example on the final model. We empirically show that clipping each example's gradient can mitigate memorization for sped-up training examples with up to 16 repetitions in the training set. Furthermore, we show that in large-scale distributed training, clipping the average gradient on each compute core maintains neutral model quality and compute cost while providing strong privacy protection.

Heterogeneous Federated Learning Using Knowledge Codistillation

Federated Averaging, and many federated learning algorithm variants which build upon it, have a limitation: all clients must share the same model architecture. This results in unused modeling capacity on many clients, which limits model performance. To address this issue, we propose a method that involves training a small model on the entire pool and a larger model on a subset of clients with higher capacity. The models exchange information bidirectionally via knowledge distillation, utilizing an unlabeled dataset on a server without sharing parameters. We present two variants of our method, which improve upon federated averaging on image classification and language modeling tasks. We show this technique can be useful even if only out-of-domain or limited in-domain distillation data is available. Additionally, the bi-directional knowledge distillation allows for domain transfer between the models when different pool populations introduce domain shift.

The Gift of Feedback: Improving ASR Model Quality by Learning from User Corrections through Federated Learning

Automatic speech recognition (ASR) models are typically trained on large datasets of transcribed speech. As language evolves and new terms come into use, these models can become outdated and stale. In the context of models trained on the server but deployed on edge devices, errors may result from the mismatch between server training data and actual on-device usage. In this work, we seek to continually learn from on-device user corrections through Federated Learning (FL) to address this issue. We explore techniques to target fresh terms that the model has not previously encountered, learn long-tail words, and mitigate catastrophic forgetting. In experimental evaluations, we find that the proposed techniques improve model recognition of fresh terms, while preserving quality on the overall language distribution.

Recycling Scraps: Improving Private Learning by Leveraging Intermediate Checkpoints

All state-of-the-art (SOTA) differentially private machine learning (DP ML) methods are iterative in nature, and their privacy analyses allow publicly releasing the intermediate training checkpoints. However, DP ML benchmarks, and even practical deployments, typically use only the final training checkpoint to make predictions. In this work, for the first time, we comprehensively explore various methods that aggregate intermediate checkpoints to improve the utility of DP training. Empirically, we demonstrate that checkpoint aggregations provide significant gains in the prediction accuracy over the existing SOTA for CIFAR10 and StackOverflow datasets, and that these gains get magnified in settings with periodically varying training data distributions. For instance, we improve SOTA StackOverflow accuracies to 22.7% (+0.43% absolute) for $\epsilon=8.2$, and 23.84% (+0.43%) for $\epsilon=18.9$. Theoretically, we show that uniform tail averaging of checkpoints improves the empirical risk minimization bound compared to the last checkpoint of DP-SGD. Lastly, we initiate an exploration into estimating the uncertainty that DP noise adds in the predictions of DP ML models. We prove that, under standard assumptions on the loss function, the sample variance from last few checkpoints provides a good approximation of the variance of the final model of a DP run. Empirically, we show that the last few checkpoints can provide a reasonable lower bound for the variance of a converged DP model.

Large vocabulary speech recognition for languages of Africa: multilingual modeling and self-supervised learning

Almost none of the 2,000+ languages spoken in Africa have widely available automatic speech recognition systems, and the required data is also only available for a few languages. We have experimented with two techniques which may provide pathways to large vocabulary speech recognition for African languages: multilingual modeling and self-supervised learning. We gathered available open source data and collected data for 15 languages, and trained experimental models using these techniques. Our results show that pooling the small amounts of data available in multilingual end-to-end models, and pre-training on unsupervised data can help improve speech recognition quality for many African languages.

UserLibri: A Dataset for ASR Personalization Using Only Text

Personalization of speech models on mobile devices (on-device personalization) is an active area of research, but more often than not, mobile devices have more text-only data than paired audio-text data. We explore training a personalized language model on text-only data, used during inference to improve speech recognition performance for that user. We experiment on a user-clustered LibriSpeech corpus, supplemented with personalized text-only data for each user from Project Gutenberg. We release this User-Specific LibriSpeech (UserLibri) dataset to aid future personalization research. LibriSpeech audio-transcript pairs are grouped into 55 users from the test-clean dataset and 52 users from test-other. We are able to lower the average word error rate per user across both sets in streaming and nonstreaming models, including an improvement of 2.5 for the harder set of test-other users when streaming.

Mixed Federated Learning: Joint Decentralized and Centralized Learning

Federated learning (FL) enables learning from decentralized privacy-sensitive data, with computations on raw data confined to take place at edge clients. This paper introduces mixed FL, which incorporates an additional loss term calculated at the coordinating server (while maintaining FL's private data restrictions). There are numerous benefits. For example, additional datacenter data can be leveraged to jointly learn from centralized (datacenter) and decentralized (federated) training data and better match an expected inference data distribution. Mixed FL also enables offloading some intensive computations (e.g., embedding regularization) to the server, greatly reducing communication and client computation load. For these and other mixed FL use cases, we present three algorithms: PARALLEL TRAINING, 1-WAY GRADIENT TRANSFER, and 2-WAY GRADIENT TRANSFER. We state convergence bounds for each, and give intuition on which are suited to particular mixed FL problems. Finally we perform extensive experiments on three tasks, demonstrating that mixed FL can blend training data to achieve an oracle's accuracy on an inference distribution, and can reduce communication and computation overhead by over 90%. Our experiments confirm theoretical predictions of how algorithms perform under different mixed FL problem settings.

Online Model Compression for Federated Learning with Large Models

This paper addresses the challenges of training large neural network models under federated learning settings: high on-device memory usage and communication cost. The proposed Online Model Compression (OMC) provides a framework that stores model parameters in a compressed format and decompresses them only when needed. We use quantization as the compression method in this paper and propose three methods, (1) using per-variable transformation, (2) weight matrices only quantization, and (3) partial parameter quantization, to minimize the impact on model accuracy. According to our experiments on two recent neural networks for speech recognition and two different datasets, OMC can reduce memory usage and communication cost of model parameters by up to 59% while attaining comparable accuracy and training speed when compared with full-precision training.