Taming Self-Supervised Learning for Presentation Attack Detection: In-Image De-Folding and Out-of-Image De-Mixing

Biometric systems are vulnerable to the Presentation Attacks (PA) performed using various Presentation Attack Instruments (PAIs). Even though there are numerous Presentation Attack Detection (PAD) techniques based on both deep learning and hand-crafted features, the generalization of PAD for unknown PAI is still a challenging problem. The common problem with existing deep learning-based PAD techniques is that they may struggle with local optima, resulting in weak generalization against different PAs. In this work, we propose to use self-supervised learning to find a reasonable initialization against local trap, so as to improve the generalization ability in detecting PAs on the biometric system.The proposed method, denoted as IF-OM, is based on a global-local view coupled with De-Folding and De-Mixing to derive the task-specific representation for PAD.During De-Folding, the proposed technique will learn region-specific features to represent samples in a local pattern by explicitly maximizing cycle consistency. While, De-Mixing drives detectors to obtain the instance-specific features with global information for more comprehensive representation by maximizing topological consistency. Extensive experimental results show that the proposed method can achieve significant improvements in terms of both face and fingerprint PAD in more complicated and hybrid datasets, when compared with the state-of-the-art methods. Specifically, when training in CASIA-FASD and Idiap Replay-Attack, the proposed method can achieve 18.60% Equal Error Rate (EER) in OULU-NPU and MSU-MFSD, exceeding baseline performance by 9.54%. Code will be made publicly available.

Feature Fusion Methods for Indexing and Retrieval of Biometric Data: Application to Face Recognition with Privacy Protection

Computationally efficient, accurate, and privacy-preserving data storage and retrieval are among the key challenges faced by practical deployments of biometric identification systems worldwide. In this work, a method of protected indexing of biometric data is presented. By utilising feature-level fusion of intelligently paired templates, a multi-stage search structure is created. During retrieval, the list of potential candidate identities is successively pre-filtered, thereby reducing the number of template comparisons necessary for a biometric identification transaction. Protection of the biometric probe templates, as well as the stored reference templates and the created index is carried out using homomorphic encryption. The proposed method is extensively evaluated in closed-set and open-set identification scenarios on publicly available databases using two state-of-the-art open-source face recognition systems. With respect to a typical baseline algorithm utilising an exhaustive search-based retrieval algorithm, the proposed method enables a reduction of the computational workload associated with a biometric identification transaction by 90%, while simultaneously suffering no degradation of the biometric performance. Furthermore, by facilitating a seamless integration of template protection with open-source homomorphic encryption libraries, the proposed method guarantees unlinkability, irreversibility, and renewability of the protected biometric data.

Synthetic Periocular Iris PAI from a Small Set of Near-Infrared-Images

Biometric has been increasing in relevance these days since it can be used for several applications such as access control for instance. Unfortunately, with the increased deployment of biometric applications, we observe an increase of attacks. Therefore, algorithms to detect such attacks (Presentation Attack Detection (PAD)) have been increasing in relevance. The LivDet-2020 competition which focuses on Presentation Attacks Detection (PAD) algorithms have shown still open problems, specially for unknown attacks scenarios. In order to improve the robustness of biometric systems, it is crucial to improve PAD methods. This can be achieved by augmenting the number of presentation attack instruments (PAI) and bona fide images that are used to train such algorithms. Unfortunately, the capture and creation of presentation attack instruments and even the capture of bona fide images is sometimes complex to achieve. This paper proposes a novel PAI synthetically created (SPI-PAI) using four state-of-the-art GAN algorithms (cGAN, WGAN, WGAN-GP, and StyleGAN2) and a small set of periocular NIR images. A benchmark between GAN algorithms is performed using the Frechet Inception Distance (FID) between the generated images and the original images used for training. The best PAD algorithm reported by the LivDet-2020 competition was tested for us using the synthetic PAI which was obtained with the StyleGAN2 algorithm. Surprisingly, The PAD algorithm was not able to detect the synthetic images as a Presentation Attack, categorizing all of them as bona fide. Such results demonstrated the feasibility of synthetic images to fool presentation attacks detection algorithms and the need for such algorithms to be constantly updated and trained with a larger number of images and PAI scenarios.

Demographic Fairness in Face Identification: The Watchlist Imbalance Effect

Recently, different researchers have found that the gallery composition of a face database can induce performance differentials to facial identification systems in which a probe image is compared against up to all stored reference images to reach a biometric decision. This negative effect is referred to as "watchlist imbalance effect". In this work, we present a method to theoretically estimate said effect for a biometric identification system given its verification performance across demographic groups and the composition of the used gallery. Further, we report results for identification experiments on differently composed demographic subsets, i.e. females and males, of the public academic MORPH database using the open-source ArcFace face recognition system. It is shown that the database composition has a huge impact on performance differentials in biometric identification systems, even if performance differentials are less pronounced in the verification scenario. This study represents the first detailed analysis of the watchlist imbalance effect which is expected to be of high interest for future research in the field of facial recognition.

Semantic Segmentation of Periocular Near-Infra-Red Eye Images Under Alcohol Effects

This paper proposes a new framework to detect, segment, and estimate the localization of the eyes from a periocular Near-Infra-Red iris image under alcohol consumption. The purpose of the system is to measure the fitness for duty. Fitness systems allow us to determine whether a person is physically or psychologically able to perform their tasks. Our framework is based on an object detector trained from scratch to detect both eyes from a single image. Then, two efficient networks were used for semantic segmentation; a Criss-Cross attention network and DenseNet10, with only 122,514 and 210,732 parameters, respectively. These networks can find the pupil, iris, and sclera. In the end, the binary output eye mask is used for pupil and iris diameter estimation with high precision. Five state-of-the-art algorithms were used for this purpose. A mixed proposal reached the best results. A second contribution is establishing an alcohol behavior curve to detect the alcohol presence utilizing a stream of images captured from an iris instance. Also, a manually labeled database with more than 20k images was created. Our best method obtains a mean Intersection-over-Union of 94.54% with DenseNet10 with only 210,732 parameters and an error of only 1-pixel on average.

Demographic Fairness in Biometric Systems: What do the Experts say?

Algorithmic decision systems have frequently been labelled as "biased", "racist", "sexist", or "unfair" by numerous media outlets, organisations, and researchers. There is an ongoing debate about whether such assessments are justified and whether citizens and policymakers should be concerned. These and other related matters have recently become a hot topic in the context of biometric technologies, which are ubiquitous in personal, commercial, and governmental applications. Biometrics represent an essential component of many surveillance, access control, and operational identity management systems, thus directly or indirectly affecting billions of people all around the world. Recently, the European Association for Biometrics organised an event series with "demographic fairness in biometric systems" as an overarching theme. The events featured presentations by international experts from academic, industry, and governmental organisations and facilitated interactions and discussions between the experts and the audience. Further consultation of experts was undertaken by means of a questionnaire. This work summarises opinions of experts and findings of said events on the topic of demographic fairness in biometric systems including several important aspects such as the developments of evaluation metrics and standards as well as related issues, e.g. the need for transparency and explainability in biometric systems or legal and ethical issues.

Iris Liveness Detection using a Cascade of Dedicated Deep Learning Networks

Iris pattern recognition has significantly improved the biometric authentication field due to its high stability and uniqueness. Such physical characteristics have played an essential role in security and other related areas. However, presentation attacks, also known as spoofing techniques, can bypass biometric authentication systems using artefacts such as printed images, artificial eyes, textured contact lenses, etc. Many liveness detection methods that improve the security of these systems have been proposed. The first International Iris Liveness Detection competition, where the effectiveness of liveness detection methods is evaluated, was first launched in 2013, and its latest iteration was held in 2020. This paper proposes a serial architecture based on a MobileNetV2 modification, trained from scratch to classify bona fide iris images versus presentation attack images. The bona fide class consists of live iris images, whereas the attack presentation instrument classes are comprised of cadaver, printed, and contact lenses images, for a total of four scenarios. All the images were pre-processed and weighted per class to present a fair evaluation. This proposal won the LivDet-Iris 2020 competition using two-class scenarios. Additionally, we present new three-class and four-class scenarios that further improve the competition results. This approach is primarily focused in detecting the bona fide class over improving the detection of presentation attack instruments. For the two, three, and four classes scenarios, an Equal Error Rate (EER) of 4.04\%, 0.33\%, and 4,53\% was obtained respectively. Overall, the best serial model proposed, using three scenarios, reached an ERR of 0.33\% with an Attack Presentation Classification Error Rate (APCER) of 0.0100 and a Bona Fide Classification Error Rate (BPCER) of 0.000. This work outperforms the LivDet-Iris 2020 competition results.

Learned Smartphone ISP on Mobile NPUs with Deep Learning, Mobile AI 2021 Challenge: Report

As the quality of mobile cameras starts to play a crucial role in modern smartphones, more and more attention is now being paid to ISP algorithms used to improve various perceptual aspects of mobile photos. In this Mobile AI challenge, the target was to develop an end-to-end deep learning-based image signal processing (ISP) pipeline that can replace classical hand-crafted ISPs and achieve nearly real-time performance on smartphone NPUs. For this, the participants were provided with a novel learned ISP dataset consisting of RAW-RGB image pairs captured with the Sony IMX586 Quad Bayer mobile sensor and a professional 102-megapixel medium format camera. The runtime of all models was evaluated on the MediaTek Dimensity 1000+ platform with a dedicated AI processing unit capable of accelerating both floating-point and quantized neural networks. The proposed solutions are fully compatible with the above NPU and are capable of processing Full HD photos under 60-100 milliseconds while achieving high fidelity results. A detailed description of all models developed in this challenge is provided in this paper.

On the Applicability of Synthetic Data for Face Recognition

Face verification has come into increasing focus in various applications including the European Entry/Exit System, which integrates face recognition mechanisms. At the same time, the rapid advancement of biometric authentication requires extensive performance tests in order to inhibit the discriminatory treatment of travellers due to their demographic background. However, the use of face images collected as part of border controls is restricted by the European General Data Protection Law to be processed for no other reason than its original purpose. Therefore, this paper investigates the suitability of synthetic face images generated with StyleGAN and StyleGAN2 to compensate for the urgent lack of publicly available large-scale test data. Specifically, two deep learning-based (SER-FIQ, FaceQnet v1) and one standard-based (ISO/IEC TR 29794-5) face image quality assessment algorithm is utilized to compare the applicability of synthetic face images compared to real face images extracted from the FRGC dataset. Finally, based on the analysis of impostor score distributions and utility score distributions, our experiments reveal negligible differences between StyleGAN vs. StyleGAN2, and further also minor discrepancies compared to real face images.