Towards Inclusive Face Recognition Through Synthetic Ethnicity Alteration

Numerous studies have shown that existing Face Recognition Systems (FRS), including commercial ones, often exhibit biases toward certain ethnicities due to under-represented data. In this work, we explore ethnicity alteration and skin tone modification using synthetic face image generation methods to increase the diversity of datasets. We conduct a detailed analysis by first constructing a balanced face image dataset representing three ethnicities: Asian, Black, and Indian. We then make use of existing Generative Adversarial Network-based (GAN) image-to-image translation and manifold learning models to alter the ethnicity from one to another. A systematic analysis is further conducted to assess the suitability of such datasets for FRS by studying the realistic skin-tone representation using Individual Typology Angle (ITA). Further, we also analyze the quality characteristics using existing Face image quality assessment (FIQA) approaches. We then provide a holistic FRS performance analysis using four different systems. Our findings pave the way for future research works in (i) developing both specific ethnicity and general (any to any) ethnicity alteration models, (ii) expanding such approaches to create databases with diverse skin tones, (iii) creating datasets representing various ethnicities which further can help in mitigating bias while addressing privacy concerns.

A Comparison of Differential Performance Metrics for the Evaluation of Automatic Speaker Verification Fairness

When decisions are made and when personal data is treated by automated processes, there is an expectation of fairness -- that members of different demographic groups receive equitable treatment. This expectation applies to biometric systems such as automatic speaker verification (ASV). We present a comparison of three candidate fairness metrics and extend previous work performed for face recognition, by examining differential performance across a range of different ASV operating points. Results show that the Gini Aggregation Rate for Biometric Equitability (GARBE) is the only one which meets three functional fairness measure criteria. Furthermore, a comprehensive evaluation of the fairness and verification performance of five state-of-the-art ASV systems is also presented. Our findings reveal a nuanced trade-off between fairness and verification accuracy underscoring the complex interplay between system design, demographic inclusiveness, and verification reliability.

Impact of Synthetic Images on Morphing Attack Detection Using a Siamese Network

This paper evaluated the impact of synthetic images on Morphing Attack Detection (MAD) using a Siamese network with a semi-hard-loss function. Intra and cross-dataset evaluations were performed to measure synthetic image generalisation capabilities using a cross-dataset for evaluation. Three different pre-trained networks were used as feature extractors from traditional MobileNetV2, MobileNetV3 and EfficientNetB0. Our results show that MAD trained on EfficientNetB0 from FERET, FRGCv2, and FRLL can reach a lower error rate in comparison with SOTA. Conversely, worse performances were reached when the system was trained only with synthetic images. A mixed approach (synthetic + digital) database may help to improve MAD and reduce the error rate. This fact shows that we still need to keep going with our efforts to include synthetic images in the training process.

Efficient Expression Neutrality Estimation with Application to Face Recognition Utility Prediction

The recognition performance of biometric systems strongly depends on the quality of the compared biometric samples. Motivated by the goal of establishing a common understanding of face image quality and enabling system interoperability, the committee draft of ISO/IEC 29794-5 introduces expression neutrality as one of many component quality elements affecting recognition performance. In this study, we train classifiers to assess facial expression neutrality using seven datasets. We conduct extensive performance benchmarking to evaluate their classification and face recognition utility prediction abilities. Our experiments reveal significant differences in how each classifier distinguishes "neutral" from "non-neutral" expressions. While Random Forests and AdaBoost classifiers are most suitable for distinguishing neutral from non-neutral facial expressions with high accuracy, they underperform compared to Support Vector Machines in predicting face recognition utility.

Double Trouble? Impact and Detection of Duplicates in Face Image Datasets

Various face image datasets intended for facial biometrics research were created via web-scraping, i.e. the collection of images publicly available on the internet. This work presents an approach to detect both exactly and nearly identical face image duplicates, using file and image hashes. The approach is extended through the use of face image preprocessing. Additional steps based on face recognition and face image quality assessment models reduce false positives, and facilitate the deduplication of the face images both for intra- and inter-subject duplicate sets. The presented approach is applied to five datasets, namely LFW, TinyFace, Adience, CASIA-WebFace, and C-MS-Celeb (a cleaned MS-Celeb-1M variant). Duplicates are detected within every dataset, with hundreds to hundreds of thousands of duplicates for all except LFW. Face recognition and quality assessment experiments indicate a minor impact on the results through the duplicate removal. The final deduplication data is publicly available.

TetraLoss: Improving the Robustness of Face Recognition against Morphing Attacks

Face recognition systems are widely deployed in high-security applications such as for biometric verification at border controls. Despite their high accuracy on pristine data, it is well-known that digital manipulations, such as face morphing, pose a security threat to face recognition systems. Malicious actors can exploit the facilities offered by the identity document issuance process to obtain identity documents containing morphed images. Thus, subjects who contributed to the creation of the morphed image can with high probability use the identity document to bypass automated face recognition systems. In recent years, no-reference (i.e., single image) and differential morphing attack detectors have been proposed to tackle this risk. These systems are typically evaluated in isolation from the face recognition system that they have to operate jointly with and do not consider the face recognition process. Contrary to most existing works, we present a novel method for adapting deep learning-based face recognition systems to be more robust against face morphing attacks. To this end, we introduce TetraLoss, a novel loss function that learns to separate morphed face images from its contributing subjects in the embedding space while still preserving high biometric verification performance. In a comprehensive evaluation, we show that the proposed method can significantly enhance the original system while also significantly outperforming other tested baseline methods.

Robust Sclera Segmentation for Skin-tone Agnostic Face Image Quality Assessment

Face image quality assessment (FIQA) is crucial for obtaining good face recognition performance. FIQA algorithms should be robust and insensitive to demographic factors. The eye sclera has a consistent whitish color in all humans regardless of their age, ethnicity and skin-tone. This work proposes a robust sclera segmentation method that is suitable for face images in the enrolment and the border control face recognition scenarios. It shows how the statistical analysis of the sclera pixels produces features that are invariant to skin-tone, age and ethnicity and thus can be incorporated into FIQA algorithms to make them agnostic to demographic factors.

EGAIN: Extended GAn INversion

Generative Adversarial Networks (GANs) have witnessed significant advances in recent years, generating increasingly higher quality images, which are non-distinguishable from real ones. Recent GANs have proven to encode features in a disentangled latent space, enabling precise control over various semantic attributes of the generated facial images such as pose, illumination, or gender. GAN inversion, which is projecting images into the latent space of a GAN, opens the door for the manipulation of facial semantics of real face images. This is useful for numerous applications such as evaluating the performance of face recognition systems. In this work, EGAIN, an architecture for constructing GAN inversion models, is presented. This architecture explicitly addresses some of the shortcomings in previous GAN inversion models. A specific model with the same name, egain, based on this architecture is also proposed, demonstrating superior reconstruction quality over state-of-the-art models, and illustrating the validity of the EGAIN architecture.

General Framework to Evaluate Unlinkability in Biometric Template Protection Systems

The wide deployment of biometric recognition systems in the last two decades has raised privacy concerns regarding the storage and use of biometric data. As a consequence, the ISO/IEC 24745 international standard on biometric information protection has established two main requirements for protecting biometric templates: irreversibility and unlinkability. Numerous efforts have been directed to the development and analysis of irreversible templates. However, there is still no systematic quantitative manner to analyse the unlinkability of such templates. In this paper we address this shortcoming by proposing a new general framework for the evaluation of biometric templates' unlinkability. To illustrate the potential of the approach, it is applied to assess the unlinkability of four state-of-the-art techniques for biometric template protection: biometric salting, Bloom filters, Homomorphic Encryption and block re-mapping. For the last technique, the proposed framework is compared with other existing metrics to show its advantages.

Log-Likelihood Score Level Fusion for Improved Cross-Sensor Smartphone Periocular Recognition

The proliferation of cameras and personal devices results in a wide variability of imaging conditions, producing large intra-class variations and a significant performance drop when images from heterogeneous environments are compared. However, many applications require to deal with data from different sources regularly, thus needing to overcome these interoperability problems. Here, we employ fusion of several comparators to improve periocular performance when images from different smartphones are compared. We use a probabilistic fusion framework based on linear logistic regression, in which fused scores tend to be log-likelihood ratios, obtaining a reduction in cross-sensor EER of up to 40% due to the fusion. Our framework also provides an elegant and simple solution to handle signals from different devices, since same-sensor and cross-sensor score distributions are aligned and mapped to a common probabilistic domain. This allows the use of Bayes thresholds for optimal decision-making, eliminating the need of sensor-specific thresholds, which is essential in operational conditions because the threshold setting critically determines the accuracy of the authentication process in many applications.