Considerations on the Evaluation of Biometric Quality Assessment Algorithms

Quality assessment algorithms can be used to estimate the utility of a biometric sample for the purpose of biometric recognition. "Error versus Discard Characteristic" (EDC) plots, and "partial Area Under Curve" (pAUC) values of curves therein, are generally used by researchers to evaluate the predictive performance of such quality assessment algorithms. An EDC curve depends on an error type such as the "False Non Match Rate" (FNMR), a quality assessment algorithm, a biometric recognition system, a set of comparisons each corresponding to a biometric sample pair, and a comparison score threshold corresponding to a starting error. To compute an EDC curve, comparisons are progressively discarded based on the associated samples' lowest quality scores, and the error is computed for the remaining comparisons. Additionally, a discard fraction limit or range must be selected to compute pAUC values, which can then be used to quantitatively rank quality assessment algorithms. This paper discusses and analyses various details for this kind of quality assessment algorithm evaluation, including general EDC properties, interpretability improvements for pAUC values based on a hard lower error limit and a soft upper error limit, the use of relative instead of discrete rankings, stepwise vs. linear curve interpolation, and normalisation of quality scores to a [0, 100] integer range. We also analyse the stability of quantitative quality assessment algorithm rankings based on pAUC values across varying pAUC discard fraction limits and starting errors, concluding that higher pAUC discard fraction limits should be preferred. The analyses are conducted both with synthetic data and with real data for a face image quality assessment scenario, with a focus on general modality-independent conclusions for EDC evaluations.

Deep Learning in the Field of Biometric Template Protection: An Overview

Today, deep learning represents the most popular and successful form of machine learning. Deep learning has revolutionised the field of pattern recognition, including biometric recognition. Biometric systems utilising deep learning have been shown to achieve auspicious recognition accuracy, surpassing human performance. Apart from said breakthrough advances in terms of biometric performance, the use of deep learning was reported to impact different covariates of biometrics such as algorithmic fairness, vulnerability to attacks, or template protection. Technologies of biometric template protection are designed to enable a secure and privacy-preserving deployment of biometrics. In the recent past, deep learning techniques have been frequently applied in biometric template protection systems for various purposes. This work provides an overview of how advances in deep learning take influence on the field of biometric template protection. The interrelation between improved biometric performance rates and security in biometric template protection is elaborated. Further, the use of deep learning for obtaining feature representations that are suitable for biometric template protection is discussed. Novel methods that apply deep learning to achieve various goals of biometric template protection are surveyed along with deep learning-based attacks.

Pose Impact Estimation on Face Recognition using 3D-Aware Synthetic Data with Application to Quality Assessment

Evaluating the quality of facial images is essential for operating face recognition systems with sufficient accuracy. The recent advances in face quality standardisation (ISO/IEC WD 29794-5) recommend the usage of component quality measures for breaking down face quality into its individual factors, hence providing valuable feedback for operators to re-capture low-quality images. In light of recent advances in 3D-aware generative adversarial networks, we propose a novel dataset, "Syn-YawPitch", comprising 1,000 identities with varying yaw-pitch angle combinations. Utilizing this dataset, we demonstrate that pitch angles beyond 30 degrees have a significant impact on the biometric performance of current face recognition systems. Furthermore, we propose a lightweight and efficient pose quality predictor that adheres to the standards of ISO/IEC WD 29794-5 and is freely available for use at https://github.com/datasciencegrimmer/Syn-YawPitch/.

Benchmarking of Cancelable Biometrics for Deep Templates

In this paper, we benchmark several cancelable biometrics (CB) schemes on different biometric characteristics. We consider BioHashing, Multi-Layer Perceptron (MLP) Hashing, Bloom Filters, and two schemes based on Index-of-Maximum (IoM) Hashing (i.e., IoM-URP and IoM-GRP). In addition to the mentioned CB schemes, we introduce a CB scheme (as a baseline) based on user-specific random transformations followed by binarization. We evaluate the unlinkability, irreversibility, and recognition performance (which are the required criteria by the ISO/IEC 24745 standard) of these CB schemes on deep learning based templates extracted from different physiological and behavioral biometric characteristics including face, voice, finger vein, and iris. In addition, we provide an open-source implementation of all the experiments presented to facilitate the reproducibility of our results.

Effect of Lossy Compression Algorithms on Face Image Quality and Recognition

Lossy face image compression can degrade the image quality and the utility for the purpose of face recognition. This work investigates the effect of lossy image compression on a state-of-the-art face recognition model, and on multiple face image quality assessment models. The analysis is conducted over a range of specific image target sizes. Four compression types are considered, namely JPEG, JPEG 2000, downscaled PNG, and notably the new JPEG XL format. Frontal color images from the ColorFERET database were used in a Region Of Interest (ROI) variant and a portrait variant. We primarily conclude that JPEG XL allows for superior mean and worst case face recognition performance especially at lower target sizes, below approximately 5kB for the ROI variant, while there appears to be no critical advantage among the compression types at higher target sizes. Quality assessments from modern models correlate well overall with the compression effect on face recognition performance.

Multi-Biometric Fuzzy Vault based on Face and Fingerprints

The fuzzy vault scheme has been established as cryptographic primitive suitable for privacy-preserving biometric authentication. To improve accuracy and privacy protection, biometric information of multiple characteristics can be fused at feature level prior to locking it in a fuzzy vault. We construct a multi-biometric fuzzy vault based on face and multiple fingerprints. On a multi-biometric database constructed from the FRGCv2 face and the MCYT-100 fingerprint databases, a perfect recognition accuracy is achieved at a false accept security above 30 bits. Further, we provide a formalisation of feature-level fusion in multi-biometric fuzzy vaults, on the basis of which relevant security issues are elaborated. Said security issues, for which we define countermeasures, are commonly ignored and may impair the overall system's security.

State of the Art of Quality Assessment of Facial Images

The goal of the project "Facial Metrics for EES" is to develop, implement and publish an open source algorithm for the quality assessment of facial images (OFIQ) for face recognition, in particular for border control scenarios.1 In order to stimulate the harmonization of the requirements and practices applied for QA for facial images, the insights gained and algorithms developed in the project will be contributed to the current (2022) revision of the ISO/IEC 29794-5 standard. Furthermore, the implemented quality metrics and algorithms will consider the recommendations and requirements from other relevant standards, in particular ISO/IEC 19794-5:2011, ISO/IEC 29794-5:2010, ISO/IEC 39794-5:2019 and Version 5.2 of the BSI Technical Guideline TR-03121 Part 3 Volume 1. In order to establish an informed basis for the selection of quality metrics and the development of corresponding quality assessment algorithms, the state of the art of methods and algorithms (defining a metric), implementations and datasets for quality assessment for facial images is surveyed. For all relevant quality aspects, this document summarizes the requirements of the aforementioned standards, known results on their impact on face recognition performance, publicly available datasets, proposed methods and algorithms and open source software implementations.

Synthetic Data in Human Analysis: A Survey

Deep neural networks have become prevalent in human analysis, boosting the performance of applications, such as biometric recognition, action recognition, as well as person re-identification. However, the performance of such networks scales with the available training data. In human analysis, the demand for large-scale datasets poses a severe challenge, as data collection is tedious, time-expensive, costly and must comply with data protection laws. Current research investigates the generation of \textit{synthetic data} as an efficient and privacy-ensuring alternative to collecting real data in the field. This survey introduces the basic definitions and methodologies, essential when generating and employing synthetic data for human analysis. We conduct a survey that summarises current state-of-the-art methods and the main benefits of using synthetic data. We also provide an overview of publicly available synthetic datasets and generation models. Finally, we discuss limitations, as well as open research problems in this field. This survey is intended for researchers and practitioners in the field of human analysis.

An Overview of Privacy-enhancing Technologies in Biometric Recognition

Privacy-enhancing technologies are technologies that implement fundamental data protection principles. With respect to biometric recognition, different types of privacy-enhancing technologies have been introduced for protecting stored biometric data which are generally classified as sensitive. In this regard, various taxonomies and conceptual categorizations have been proposed and standardization activities have been carried out. However, these efforts have mainly been devoted to certain sub-categories of privacy-enhancing technologies and therefore lack generalization. This work provides an overview of concepts of privacy-enhancing technologies for biometrics in a unified framework. Key aspects and differences between existing concepts are highlighted in detail at each processing step. Fundamental properties and limitations of existing approaches are discussed and related to data protection techniques and principles. Moreover, scenarios and methods for the assessment of privacy-enhancing technologies for biometrics are presented. This paper is meant as a point of entry to the field of biometric data protection and is directed towards experienced researchers as well as non-experts.

Fun Selfie Filters in Face Recognition: Impact Assessment and Removal

This work investigates the impact of fun selfie filters, which are frequently used to modify selfies, on face recognition systems. Based on a qualitative assessment and classification of freely available mobile applications, ten relevant fun selfie filters are selected to create a database. To this end, the selected filters are automatically applied to face images of public face image databases. Different state-of-the-art methods are used to evaluate the influence of fun selfie filters on the performance of face detection using dlib, RetinaFace, and a COTS method, sample quality estimated by FaceQNet and MagFace, and recognition accuracy employing ArcFace and a COTS algorithm. The obtained results indicate that selfie filters negatively affect face recognition modules, especially if fun selfie filters cover a large region of the face, where the mouth, nose, and eyes are covered. To mitigate such unwanted effects, a GAN-based selfie filter removal algorithm is proposed which consists of a segmentation module, a perceptual network, and a generation module. In a cross-database experiment the application of the presented selfie filter removal technique has shown to significantly improve the biometric performance of the underlying face recognition systems.