One-Shot Federated Clustering of Non-Independent Completely Distributed Data

Federated Learning (FL) that extracts data knowledge while protecting the privacy of multiple clients has achieved remarkable results in distributed privacy-preserving IoT systems, including smart traffic flow monitoring, smart grid load balancing, and so on. Since most data collected from edge devices are unlabeled, unsupervised Federated Clustering (FC) is becoming increasingly popular for exploring pattern knowledge from complex distributed data. However, due to the lack of label guidance, the common Non-Independent and Identically Distributed (Non-IID) issue of clients have greatly challenged FC by posing the following problems: How to fuse pattern knowledge (i.e., cluster distribution) from Non-IID clients; How are the cluster distributions among clients related; and How does this relationship connect with the global knowledge fusion? In this paper, a more tricky but overlooked phenomenon in Non-IID is revealed, which bottlenecks the clustering performance of the existing FC approaches. That is, different clients could fragment a cluster, and accordingly, a more generalized Non-IID concept, i.e., Non-ICD (Non-Independent Completely Distributed), is derived. To tackle the above FC challenges, a new framework named GOLD (Global Oriented Local Distribution Learning) is proposed. GOLD first finely explores the potential incomplete local cluster distributions of clients, then uploads the distribution summarization to the server for global fusion, and finally performs local cluster enhancement under the guidance of the global distribution. Extensive experiments, including significance tests, ablation studies, scalability evaluations, qualitative results, etc., have been conducted to show the superiority of GOLD.

One-Shot Hierarchical Federated Clustering

Driven by the growth of Web-scale decentralized services, Federated Clustering (FC) aims to extract knowledge from heterogeneous clients in an unsupervised manner while preserving the clients' privacy, which has emerged as a significant challenge due to the lack of label guidance and the Non-Independent and Identically Distributed (non-IID) nature of clients. In real scenarios such as personalized recommendation and cross-device user profiling, the global cluster may be fragmented and distributed among different clients, and the clusters may exist at different granularities or even nested. Although Hierarchical Clustering (HC) is considered promising for exploring such distributions, the sophisticated recursive clustering process makes it more computationally expensive and vulnerable to privacy exposure, thus relatively unexplored under the federated learning scenario. This paper introduces an efficient one-shot hierarchical FC framework that performs client-end distribution exploration and server-end distribution aggregation through one-way prototype-level communication from clients to the server. A fine partition mechanism is developed to generate successive clusterlets to describe the complex landscape of the clients' clusters. Then, a multi-granular learning mechanism on the server is proposed to fuse the clusterlets, even when they have inconsistent granularities generated from different clients. It turns out that the complex cluster distributions across clients can be efficiently explored, and extensive experiments comparing state-of-the-art methods on ten public datasets demonstrate the superiority of the proposed method.

Bridging the Semantic Gap for Categorical Data Clustering via Large Language Models

Categorical data are prevalent in domains such as healthcare, marketing, and bioinformatics, where clustering serves as a fundamental tool for pattern discovery. A core challenge in categorical data clustering lies in measuring similarity among attribute values that lack inherent ordering or distance. Without appropriate similarity measures, values are often treated as equidistant, creating a semantic gap that obscures latent structures and degrades clustering quality. Although existing methods infer value relationships from within-dataset co-occurrence patterns, such inference becomes unreliable when samples are limited, leaving the semantic context of the data underexplored. To bridge this gap, we present ARISE (Attention-weighted Representation with Integrated Semantic Embeddings), which draws on external semantic knowledge from Large Language Models (LLMs) to construct semantic-aware representations that complement the metric space of categorical data for accurate clustering. That is, LLM is adopted to describe attribute values for representation enhancement, and the LLM-enhanced embeddings are combined with the original data to explore semantically prominent clusters. Experiments on eight benchmark datasets demonstrate consistent improvements over seven representative counterparts, with gains of 19-27%. Code is available at https://github.com/develop-yang/ARISE