Geometrically-Shaped Multi-Dimensional Modulation Formats in Coherent Optical Transmission Systems

Shaping modulation formats in multi-dimensional (MD) space is an effective approach to harvest spectral efficiency gains in both the additive white Gaussian noise (AWGN) channel and the optical fiber channel. In the first part of this paper, existing MD geometrically-shaped modulations for fiber optical communications are reviewed. It is shown that large gains can be obtained by exploiting correlation in the dimensions or/and by increasing the cardinality of the modulation format. Practical limitations and challenges are also discussed together with efficient solutions. In the second part, we extend the recently proposed four-dimensional (4D) modulation format family based on the constraint of orthant-symmetry to high spectrum efficiencies up to 10 bit/4D-sym by maximizing generalized mutual information for AWGN channel. Reach increases of up to 25% for a multi-span optical fiber transmission system are reported. Lastly,with the help of a recently introduced nonlinear interference (NLI) model, an optimization for designing nonlinear-tolerant 4D modulation formats is introduced for a single-span optical fiber system. Simulation results show that the proposed NLI model-based 4D modulation format could increase the effective SNRs by 0.25 dB with respect to the AWGN channel-optimal 4D modulation format.

Shaped Four-Dimensional Modulation Formats for Optical Fiber Communication Systems

We review the design of multidimensional modulations by maximizing generalized mutual information and compare the maximum transmission reach of recently introduced 4D formats. A model-based optimization for nonlinear-tolerant 4D modulations is also discussed.

Low-Complexity Geometrical Shaping for 4D Modulation Formats via Amplitude Coding

Signal shaping is vital to approach Shannon's capacity, yet it is challenging to implement at very high speeds. For example, probabilistic shaping often requires arithmetic coding to realize the target distribution. Geometric shaping requires look-up tables to store the constellation points. In this paper, we propose a four-dimensional amplitude coding (4D-AC) geometrical shaper architecture. The proposed architecture can generate in real time geometrically shaped 4D formats via simple logic circuit operations and two conventional quadrature amplitude modulation (QAM) modulators. This paper describes the 4D-AC used in generating approximated versions of two recently proposed 4D orthant symmetric modulation formats with spectral efficiencies of 6 bit/4D-sym and 7 bit/4D-sym, respectively. Numerical results show losses below 0.05 dB when compared against the baseline formats.