Semi-Blind Channel Estimation and Hybrid Receiver Beamforming in the Tera-Hertz Multi-User Massive MIMO Uplink

We develop a pragmatic multi-user (MU) massive multiple-input multiple-output (MIMO) channel model tailored to the THz band, encompassing factors such as molecular absorption, reflection losses and multipath diffused ray components. Next, we propose a novel semi-blind based channel state information (CSI) acquisition technique i.e. MU whitening decorrelation semi-blind (MU-WD-SB) that exploits the second order statistics corresponding to the unknown data symbols along with pilot vectors. A constrained Cramer-Rao Lower Bound (C-CRLB) is derived to bound the normalized mean square error (NMSE) performance of the proposed semi-blind learning technique. Our proposed scheme efficiently reduces the training overheads while enhancing the overall accuracy of the channel learning process. Furthermore, a novel hybrid receiver combiner framework is devised for MU THz massive MIMO systems, leveraging multiple measurement vector based sparse Bayesian learning (MMV-SBL) that relies on the estimated CSI acquired through our proposed semi-blind technique relying on low resolution analog-to-digital converters (ADCs). Finally, we propose an optimal hybrid combiner based on MMV-SBL, which directly reduces the MU interference. Extensive simulations are conducted to evaluate the performance gain of the proposed MU-WD-SB scheme over conventional training-based and other semi-blind learning techniques for a practical THz channel obtained from the high-resolution transmission (HITRAN) database. The metrics considered for quantifying the improvements include the NMSE, bit error rate (BER) and spectral-efficiency (SE).

Terahertz Beamforming and Group Sparse Channel Estimation Relying on Low-Resolution ADCs in MU Hybrid MIMO systems

A unified beamforming and channel estimation framework relying on Bayesian learning is conceived. Recognizing the limitations imposed by low-resolution analog-to-digital converter (ADCs) and frequency-dependent propagation effects occurring in the Terahertz (THz) band, we formulate a dual-wideband channel model incorporating root raised cosine (RRC) pulse shaping. To address the non-linear distortions introduced by low-resolution ADCs, Bussgang decomposition is employed, leading to a tractable linearized inference process. By leveraging the shared sparsity inherent in a multi-user (MU) scenario of THz systems, we propose a Hierarchical Bayesian Group-sparse Regression (HBG-SR) based channel learning technique that exploits the group-sparse structure of THz band channels. The estimated dominant angle-of-arrival/ angle-of-departure (AoA/AoD) indices are then exploited for appropriately configuring the true-time-delay (TTD) elements in the hybrid transceiver, enabling precise beam alignment across subcarriers and the effective compensation of the beam-squint effect occurring in wideband THz systems. Extensive simulation results validate the efficiency of the proposed channel estimator and the TTD-aided beamforming architecture, highlighting their robustness and performance gains under practical wideband THz system constraints.

Two-Stage Hybrid Transceiver Design Relying on Low-Resolution ADCs in Partially Connected MU Terahertz (THz) MIMO Systems

A two-stage hybrid transceiver is designed by considering a partially connected architecture at the base station (BS) for a low-resolution multi-user (MU) THz massive multiple input multiple output (MIMO) system. Due to its high bandwidth coupled with a high number of antennas, the THz band suffers from the deleterious spatial-wideband and frequency-wideband effects jointly termed as the dual-wideband effect. To address this undesired phenomenon, we rigorously model the THz MIMO channel at each subarray corresponding to each user by incorporating the absorption, reflection, and free-space losses. Subsequently, a novel beamforming technique is proposed that employs only a few true time delay (TTD) lines for eliminating the beam-split effect, which is the manifestation of the spatial-wideband effect in the frequency domain. Our simulation results demonstrate a performance improvement of around 13% in terms of spectral efficiency over the existing state-of-the-art techniques.

Amalgamated CHIRP and OFDM for ISAC

Integrated Sensing and Communication (ISAC) requires the development of a waveform capable of efficiently supporting both communication and sensing functionalities. This paper proposes a novel waveform that combines the benefits of both the orthogonal frequency division multiplexing (OFDM) and the chirp waveforms to improve both the communication and sensing performance within an ISAC framework. Hence, a new architecture is proposed that utilizes the conventional communication framework while leveraging the parameters sensed at the receiver (Rx) for enhancing the communication performance. We demonstrate that the affine addition of OFDM and chirp signals results in a near constant-envelope OFDM waveform, which effectively reduces the peak-to-average power ratio (PAPR), a key limitation of traditional OFDM systems. Using the OFDM framework for sensing in the conventional fashion requires the allocation of some resources for sensing, which in turn reduces communication performance. As a remedy, the proposed affine amalgam facilitates sensing through the chirp waveform without consuming communication resources, thereby preserving communication efficiency. Furthermore, a novel technique of integrating the chirp signal into the OFDM framework at the slot-level is proposed to enhance the accuracy of range estimation. The results show that the OFDM signal incorporated with chirp has better autocorrelation properties, improved root mean square error (RMSE) of range and velocity, and lower PAPR. Finally, we characterize the trade-off between communications and sensing performance.

Bayesian Learning Aided Simultaneous Sparse Estimation of Dual-Wideband THz Channels in Multi-User Hybrid MIMO Systems

This work conceives the Bayesian Group-Sparse Regression (BGSR) for the estimation of a spatial and frequency wideband, i.e., a dual wideband channel in Multi-User (MU) THz hybrid MIMO scenarios. We develop a practical dual wideband THz channel model that incorporates absorption losses, reflection losses, diffused ray modeling and angles of arrival/departure (AoAs/AoDs) using a Gaussian Mixture Model (GMM). Furthermore, a low-resolution analog-to-digital converter (ADC) is employed at each RF chain, which is crucial for wideband THz massive MIMO systems to reduce power consumption and hardware complexity, given the high sampling rates and large number of antennas involved. The quantized MU THz MIMO model is linearized using the popular Bussgang decomposition followed by BGSR based channel learning framework that results in sparsity across different subcarriers, where each subcarrier has its unique dictionary matrix. Next, the Bayesian Cramér Rao Bound (BCRB) is devised for bounding the normalized mean square error (NMSE) performance. Extensive simulations were performed to assess the performance improvements achieved by the proposed BGSR method compared to other sparse estimation techniques. The metrics considered for quantifying the performance improvements include the NMSE and bit error rate (BER).

Joint Angle and Velocity-Estimation for Target Localization in Bistatic mmWave MIMO Radar in the Presence of Clutter

Sparse Bayesian learning (SBL)-aided target localization is conceived for a bistatic mmWave MIMO radar system in the presence of unknown clutter, followed by the development of an angle-Doppler (AD)-domain representation of the target-plus-clutter echo model for accurate target parameter estimation. The proposed algorithm exploits the three-dimensional (3D) sparsity arising in the AD domain of the scattering scene and employs the powerful SBL framework for the estimation of target parameters, such as the angle-of-departure (AoD), angle-of-arrival (AoA) and velocity. To handle a practical scenario where the actual target parameters typically deviate from their finite-resolution grid, a super-resolution-based improved off-grid SBL framework is developed for recursively updating the parameter grid, thereby progressively refining the estimates. We also determine the Cram\'er-Rao bound (CRB) and Bayesian CRB for target parameter estimation in order to benchmark the estimation performance. Our simulation results corroborate the superior performance of the proposed approach in comparison to the existing algorithms, and also their ability to approach the bounds derived.

Spectral Efficiency Maximization for mmWave MIMO-Aided Integrated Sensing and Communication Under Practical Constraints

A hybrid transmit precoder (TPC) and receive combiner (RC) pair is conceived for millimeter wave (mmWave) multiple input multiple output (MIMO) integrated sensing and communication (ISAC) systems. The proposed design considers a practical mean squared error (MSE) constraint between the desired and the achieved beampatterns constructed for identifying radar targets (RTs). To achieve optimal performance, we formulate an optimization problem relying on sum spectral efficiency (SE) maximization of the communication users (CUs), while satisfying certain radar beampattern similarity (RBPS), total transmit power, and constant modulus constraints, where the latter are attributed to the hybrid mmWave MIMO architecture. Since the aforementioned problem is non-convex and intractable, a sequential approach is proposed wherein the TPCs are designed first, followed by the RCs. To deal with the non-convex MSE and constant modulus constraints in the TPC design problem, we propose a majorization and minimization (MM) based Riemannian conjugate gradient (RCG) method, which restricts the tolerable MSE of the beampattern to within a predefined limit. Moreover, the least squares and the zero-forcing methods are adopted for maximizing the sum-SE and for mitigating the multiuser interference (MUI), respectively. Furthermore, to design the RC at each CU, we propose a linear MM-based blind combiner (LMBC) scheme that does not rely on the knowledge of the TPC at the CUs and has a low complexity. To achieve user fairness, we further extend the proposed sequential approach for maximizing the geometric mean (GM) of the CU's rate. Simulation results are presented, which show the superior performance of the proposed hybrid TPC and RC in comparison to the state-of-the-art designs in the mmWave MIMO ISAC systems under consideration.

Optimal Hybrid Transmit Beamforming for mm-Wave Integrated Sensing and Communication

A hybrid beamformer (HBF) is designed for integrated sensing and communication (ISAC)-aided millimeter wave (mmWave) systems. The ISAC base station (BS), relying on a limited number of radio frequency (RF) chains, supports multiple communication users (CUs) and simultaneously detects the radar target (RT). To maximize the probability of detection (PD) of the RT, and achieve rate fairness among the CUs, we formulate two problems for the optimization of the RF and baseband (BB) transmit precoders (TPCs): PD-maximization (PD-max) and geometric mean rate-maximization (GMR-max), while ensuring the quality of services (QoS) of the RT and CUs. Both problems are highly non-convex due to the intractable expressions of the PD and GMR and also due to the non-convex unity magnitude constraints imposed on each element of the RF TPC. To solve these problems, we first transform the intractable expressions into their tractable counterparts and propose a power-efficient bisection search and majorization and minimization-based alternating algorithms for the PD-max and GMR-max problems, respectively. Furthermore, both algorithms optimize the BB TPC and RF TPCs in an alternating fashion via the successive convex approximation (SCA) and penalty-based Riemannian conjugate gradient (PRCG) techniques, respectively. Specifically, in the PRCG method, we initially add all the constraints except for the unity magnitude constraint to the objective function as a penalty term and subsequently employ the RCG method for optimizing the RF TPC. Finally, we present our simulation results and compare them to the benchmarks for demonstrating the efficacy of the proposed algorithms.

Joint Hybrid Transceiver and Reflection Matrix Design for RIS-Aided mmWave MIMO Cognitive Radio Systems

In this work, a reconfigurable intelligent surface (RIS)-aided millimeter wave (mmWave) multiple-input multiple-output (MIMO) cognitive radio (CR) downlink operating in the underlay mode is investigated. The cognitive base station (CBS) communicates with multiple secondary users (SUs), each having multiple RF chains in the presence of a primary user (PU). We conceive a joint hybrid transmit precoder (TPC), receiver combiner (RC), and RIS reflection matrix (RM) design, which maximizes the sum spectral efficiency (SE) of the secondary system while maintaining the interference induced at the PU below a specified threshold. To this end, we formulate the sum-SE maximization problem considering the total transmit power (TP), the interference power (IP), and the non-convex unity modulus constraints of the RF TPC, RF RC, and RM. To solve this highly non-convex problem, we propose a two-stage hybrid transceiver design in conjunction with a novel block coordinate descent (BCD)-successive Riemannian conjugate gradient (SRCG) algorithm. We initially decompose the RF TPC, RC, and RM optimization problem into a series of sub-problems and subsequently design pairs of RF TPC and RC vectors, followed by successively optimizing the elements of the RM using the iterative BCD-SRCG algorithm. Furthermore, based on the effective baseband (BB) channel, the BB TPC and BB RC are designed using the proposed direct singular value decomposition (D-SVD) and projection based SVD (P-SVD) methods. Subsequently, the proportional water-filling solution is proposed for optimizing the power, which maximizes the weighted sum-SE of the system. Finally, simulation results are provided to compare our proposed schemes to several benchmarks and quantify the impact of other parameters on the sum-SE of the system.

Energy-Efficient Hybrid Beamforming for Integrated Sensing and Communication Enabled mmWave MIMO Systems

This paper conceives a hybrid beamforming design (HBF) that maximizes the energy efficiency (EE) of an integrated sensing and communication (ISAC)-enabled millimeter wave (mmWave) multiple-input multiple-output (MIMO) system. In the system under consideration, an ISAC base station (BS) with the hybrid MIMO architecture communicates with multiple users and simultaneously detects multiple targets. The proposed scheme seeks to maximize the EE of the system, considering the signal-to-interference and noise ratio (SINR) as the user's quality of service (QoS) and the sensing beampattern gain of the targets as constraints. To solve this non-convex problem, we initially adopt Dinkelbach's method to convert the fractional objective function to subtractive form and subsequently obtain the sub-optimal fully-digital transmit beamformer by leveraging the principle of semi-definite relaxation. Subsequently, we propose a penalty-based manifold optimization scheme in conjunction with an alternating minimization method to determine the baseband (BB) and analog beamformers based on the designed fully-digital transmit beamformer. Finally, simulation results are given to demonstrate the efficacy of our proposed algorithm with respect to the benchmarks.