PoisonedRAG: Knowledge Poisoning Attacks to Retrieval-Augmented Generation of Large Language Models

Large language models (LLMs) have achieved remarkable success due to their exceptional generative capabilities. Despite their success, they also have inherent limitations such as a lack of up-to-date knowledge and hallucination. Retrieval-Augmented Generation (RAG) is a state-of-the-art technique to mitigate those limitations. In particular, given a question, RAG retrieves relevant knowledge from a knowledge database to augment the input of the LLM. For instance, the retrieved knowledge could be a set of top-k texts that are most semantically similar to the given question when the knowledge database contains millions of texts collected from Wikipedia. As a result, the LLM could utilize the retrieved knowledge as the context to generate an answer for the given question. Existing studies mainly focus on improving the accuracy or efficiency of RAG, leaving its security largely unexplored. We aim to bridge the gap in this work. Particularly, we propose PoisonedRAG , a set of knowledge poisoning attacks to RAG, where an attacker could inject a few poisoned texts into the knowledge database such that the LLM generates an attacker-chosen target answer for an attacker-chosen target question. We formulate knowledge poisoning attacks as an optimization problem, whose solution is a set of poisoned texts. Depending on the background knowledge (e.g., black-box and white-box settings) of an attacker on the RAG, we propose two solutions to solve the optimization problem, respectively. Our results on multiple benchmark datasets and LLMs show our attacks could achieve 90% attack success rates when injecting 5 poisoned texts for each target question into a database with millions of texts. We also evaluate recent defenses and our results show they are insufficient to defend against our attacks, highlighting the need for new defenses.

Prompt Injection Attacks and Defenses in LLM-Integrated Applications

Large Language Models (LLMs) are increasingly deployed as the backend for a variety of real-world applications called LLM-Integrated Applications. Multiple recent works showed that LLM-Integrated Applications are vulnerable to prompt injection attacks, in which an attacker injects malicious instruction/data into the input of those applications such that they produce results as the attacker desires. However, existing works are limited to case studies. As a result, the literature lacks a systematic understanding of prompt injection attacks and their defenses. We aim to bridge the gap in this work. In particular, we propose a general framework to formalize prompt injection attacks. Existing attacks, which are discussed in research papers and blog posts, are special cases in our framework. Our framework enables us to design a new attack by combining existing attacks. Moreover, we also propose a framework to systematize defenses against prompt injection attacks. Using our frameworks, we conduct a systematic evaluation on prompt injection attacks and their defenses with 10 LLMs and 7 tasks. We hope our frameworks can inspire future research in this field. Our code is available at https://github.com/liu00222/Open-Prompt-Injection.