Abstract:Modern multimodal foundation models (MFMs) have made rapid progress on tasks requiring integrated perception across speech, vision, and language, including emotion recognition. However, it remains unclear whether they recognize speech and facial emotion through shared affective functional units or modality-specific pathways. We explore emotion-sensitive neurons (ESNs), sparse decoder neurons selectively associated with emotion categories, in three MFMs: Gemma-4-12B-it, MiniCPM-o-4.5, and Qwen2.5-Omni-7B. Using speech emotion recognition and facial expression recognition as complementary probes, we identify acoustic and visual ESNs. Visual ESNs are causally meaningful: deactivating them selectively impairs recognition of the associated facial emotion, whereas steering their activations selectively enhances recognition of that emotion relative to other emotion categories. Acoustic and visual ESNs further show emotion-matched overlap and similar layer-wise distributions, indicating partial structural alignment between affective representations across speech and faces. Finally, cross-modal interventions reveal bidirectional causal transfer: ESNs identified from one modality produce emotion-specific effects when applied to the other. Our findings provide one of the first cross-modality activation-level analyses of affective functional units in MFMs, suggesting that speech and facial emotion recognition partially converge onto sparse decoder-level components that can be localized and manipulated without training.
Abstract:This study investigates whether speech-based depression detection models learn depression-related acoustic biomarkers or instead rely on speaker identity cues. Using the DAIC-WOZ dataset, we propose a data-splitting strategy that controls speaker overlap between training and test sets while keeping the training size constant, and evaluate three models of varying complexity. Results show that speaker overlap significantly boosts performance, whereas accuracy drops sharply on unseen speakers. Even with a Domain-Adversarial Neural Network, a substantial performance gap remains. These findings indicate that depression-related features extracted by current speech models are highly entangled with speaker identity. Conventional evaluation protocols may therefore overestimate generalization and clinical utility, highlighting the need for strictly speaker-independent evaluation.