Abstract:Federated Learning (FL) allows collaborative training while ensuring data privacy across distributed edge devices, making it a popular solution for privacy-sensitive applications. However, FL faces significant challenges due to statistical heterogeneity, particularly domain heterogeneity, which impedes the global mode's convergence. In this study, we introduce a new framework to address this challenge by improving the generalization ability of the FL global model under domain heterogeneity, using prototype augmentation. Specifically, we introduce FedAPC (Federated Augmented Prototype Contrastive Learning), a prototype-based FL framework designed to enhance feature diversity and model robustness. FedAPC leverages prototypes derived from the mean features of augmented data to capture richer representations. By aligning local features with global prototypes, we enable the model to learn meaningful semantic features while reducing overfitting to any specific domain. Experimental results on the Office-10 and Digits datasets illustrate that our framework outperforms SOTA baselines, demonstrating superior performance.
Abstract:The rise of large language models (LLMs), such as ChatGPT, DeepSeek, and Grok-3, has reshaped the artificial intelligence landscape. As prominent examples of foundational models (FMs) built on LLMs, these models exhibit remarkable capabilities in generating human-like content, bringing us closer to achieving artificial general intelligence (AGI). However, their large-scale nature, sensitivity to privacy concerns, and substantial computational demands present significant challenges to personalized customization for end users. To bridge this gap, this paper presents the vision of artificial personalized intelligence (API), focusing on adapting these powerful models to meet the specific needs and preferences of users while maintaining privacy and efficiency. Specifically, this paper proposes personalized federated intelligence (PFI), which integrates the privacy-preserving advantages of federated learning (FL) with the zero-shot generalization capabilities of FMs, enabling personalized, efficient, and privacy-protective deployment at the edge. We first review recent advances in both FL and FMs, and discuss the potential of leveraging FMs to enhance federated systems. We then present the key motivations behind realizing PFI and explore promising opportunities in this space, including efficient PFI, trustworthy PFI, and PFI empowered by retrieval-augmented generation (RAG). Finally, we outline key challenges and future research directions for deploying FM-powered FL systems at the edge with improved personalization, computational efficiency, and privacy guarantees. Overall, this survey aims to lay the groundwork for the development of API as a complement to AGI, with a particular focus on PFI as a key enabling technique.
Abstract:This paper aims to improve the robustness of a small global model while maintaining clean accuracy under adversarial attacks and non-IID challenges in federated learning. By leveraging the concise knowledge embedded in the class probabilities from a pre-trained model for both clean and adversarial image classification, we propose a Pre-trained Model-guided Adversarial Federated Learning (PM-AFL) training paradigm. This paradigm integrates vanilla mixture and adversarial mixture knowledge distillation to effectively balance accuracy and robustness while promoting local models to learn from diverse data. Specifically, for clean accuracy, we adopt a dual distillation strategy where the class probabilities of randomly paired images and their blended versions are aligned between the teacher model and the local models. For adversarial robustness, we use a similar distillation approach but replace clean samples on the local side with adversarial examples. Moreover, considering the bias between local and global models, we also incorporate a consistency regularization term to ensure that local adversarial predictions stay aligned with their corresponding global clean ones. These strategies collectively enable local models to absorb diverse knowledge from the teacher model while maintaining close alignment with the global model, thereby mitigating overfitting to local optima and enhancing the generalization of the global model. Experiments demonstrate that the PM-AFL-based paradigm outperforms other methods that integrate defense strategies by a notable margin.
Abstract:Federated Learning (FL) has emerged as a decentralized machine learning technique, allowing clients to train a global model collaboratively without sharing private data. However, most FL studies ignore the crucial challenge of heterogeneous domains where each client has a distinct feature distribution, which is common in real-world scenarios. Prototype learning, which leverages the mean feature vectors within the same classes, has become a prominent solution for federated learning under domain skew. However, existing federated prototype learning methods only consider inter-domain prototypes on the server and overlook intra-domain characteristics. In this work, we introduce a novel federated prototype learning method, namely I$^2$PFL, which incorporates $\textbf{I}$ntra-domain and $\textbf{I}$nter-domain $\textbf{P}$rototypes, to mitigate domain shifts and learn a generalized global model across multiple domains in federated learning. To construct intra-domain prototypes, we propose feature alignment with MixUp-based augmented prototypes to capture the diversity of local domains and enhance the generalization of local features. Additionally, we introduce a reweighting mechanism for inter-domain prototypes to generate generalized prototypes to provide inter-domain knowledge and reduce domain skew across multiple clients. Extensive experiments on the Digits, Office-10, and PACS datasets illustrate the superior performance of our method compared to other baselines.
Abstract:Federated learning (FL) facilitates a privacy-preserving neural network training paradigm through collaboration between edge clients and a central server. One significant challenge is that the distributed data is not independently and identically distributed (non-IID), typically including both intra-domain and inter-domain heterogeneity. However, recent research is limited to simply using averaged signals as a form of regularization and only focusing on one aspect of these non-IID challenges. Given these limitations, this paper clarifies these two non-IID challenges and attempts to introduce cluster representation to address them from both local and global perspectives. Specifically, we propose a dual-clustered feature contrast-based FL framework with dual focuses. First, we employ clustering on the local representations of each client, aiming to capture intra-class information based on these local clusters at a high level of granularity. Then, we facilitate cross-client knowledge sharing by pulling the local representation closer to clusters shared by clients with similar semantics while pushing them away from clusters with dissimilar semantics. Second, since the sizes of local clusters belonging to the same class may differ for each client, we further utilize clustering on the global side and conduct averaging to create a consistent global signal for guiding each local training in a contrastive manner. Experimental results on multiple datasets demonstrate that our proposal achieves comparable or superior performance gain under intra-domain and inter-domain heterogeneity.
Abstract:Multimodal federated learning (MFL) has emerged as a decentralized machine learning paradigm, allowing multiple clients with different modalities to collaborate on training a machine learning model across diverse data sources without sharing their private data. However, challenges, such as data heterogeneity and severely missing modalities, pose crucial hindrances to the robustness of MFL, significantly impacting the performance of global model. The absence of a modality introduces misalignment during the local training phase, stemming from zero-filling in the case of clients with missing modalities. Consequently, achieving robust generalization in global model becomes imperative, especially when dealing with clients that have incomplete data. In this paper, we propose Multimodal Federated Cross Prototype Learning (MFCPL), a novel approach for MFL under severely missing modalities by conducting the complete prototypes to provide diverse modality knowledge in modality-shared level with the cross-modal regularization and modality-specific level with cross-modal contrastive mechanism. Additionally, our approach introduces the cross-modal alignment to provide regularization for modality-specific features, thereby enhancing overall performance, particularly in scenarios involving severely missing modalities. Through extensive experiments on three multimodal datasets, we demonstrate the effectiveness of MFCPL in mitigating these challenges and improving the overall performance.
Abstract:Semantic communication has emerged as a pillar for the next generation of communication systems due to its capabilities in alleviating data redundancy. Most semantic communication systems are built using advanced deep learning models whose performance heavily depends on data availability. These studies assume that an abundance of training data is available, which is unrealistic. In practice, data is mainly created on the user side. Due to privacy and security concerns, the transmission of data is restricted, which is necessary for conventional centralized training schemes. To address this challenge, we explore semantic communication in federated learning (FL) setting that utilizes user data without leaking privacy. Additionally, we design our system to tackle the communication overhead by reducing the quantity of information delivered in each global round. In this way, we can save significant bandwidth for resource-limited devices and reduce overall network traffic. Finally, we propose a mechanism to aggregate the global model from the clients, called FedLol. Extensive simulation results demonstrate the efficacy of our proposed technique compared to baseline methods.
Abstract:Federated learning (FL) enables a decentralized machine learning paradigm for multiple clients to collaboratively train a generalized global model without sharing their private data. Most existing works simply propose typical FL systems for single-modal data, thus limiting its potential on exploiting valuable multimodal data for future personalized applications. Furthermore, the majority of FL approaches still rely on the labeled data at the client side, which is limited in real-world applications due to the inability of self-annotation from users. In light of these limitations, we propose a novel multimodal FL framework that employs a semi-supervised learning approach to leverage the representations from different modalities. Bringing this concept into a system, we develop a distillation-based multimodal embedding knowledge transfer mechanism, namely FedMEKT, which allows the server and clients to exchange the joint knowledge of their learning models extracted from a small multimodal proxy dataset. Our FedMEKT iteratively updates the generalized global encoders with the joint embedding knowledge from the participating clients. Thereby, to address the modality discrepancy and labeled data constraint in existing FL systems, our proposed FedMEKT comprises local multimodal autoencoder learning, generalized multimodal autoencoder construction, and generalized classifier learning. Through extensive experiments on three multimodal human activity recognition datasets, we demonstrate that FedMEKT achieves superior global encoder performance on linear evaluation and guarantees user privacy for personal data and model parameters while demanding less communication cost than other baselines.
Abstract:As a distributed machine learning technique, federated learning (FL) requires clients to collaboratively train a shared model with an edge server without leaking their local data. However, the heterogeneous data distribution among clients often leads to a decrease in model performance. To tackle this issue, this paper introduces a prototype-based regularization strategy to address the heterogeneity in the data distribution. Specifically, the regularization process involves the server aggregating local prototypes from distributed clients to generate a global prototype, which is then sent back to the individual clients to guide their local training. The experimental results on MNIST and Fashion-MNIST show that our proposal achieves improvements of 3.3% and 8.9% in average test accuracy, respectively, compared to the most popular baseline FedAvg. Furthermore, our approach has a fast convergence rate in heterogeneous settings.
Abstract:Federated learning-assisted edge intelligence enables privacy protection in modern intelligent services. However, not Independent and Identically Distributed (non-IID) distribution among edge clients can impair the local model performance. The existing single prototype-based strategy represents a sample by using the mean of the feature space. However, feature spaces are usually not clustered, and a single prototype may not represent a sample well. Motivated by this, this paper proposes a multi-prototype federated contrastive learning approach (MP-FedCL) which demonstrates the effectiveness of using a multi-prototype strategy over a single-prototype under non-IID settings, including both label and feature skewness. Specifically, a multi-prototype computation strategy based on \textit{k-means} is first proposed to capture different embedding representations for each class space, using multiple prototypes ($k$ centroids) to represent a class in the embedding space. In each global round, the computed multiple prototypes and their respective model parameters are sent to the edge server for aggregation into a global prototype pool, which is then sent back to all clients to guide their local training. Finally, local training for each client minimizes their own supervised learning tasks and learns from shared prototypes in the global prototype pool through supervised contrastive learning, which encourages them to learn knowledge related to their own class from others and reduces the absorption of unrelated knowledge in each global iteration. Experimental results on MNIST, Digit-5, Office-10, and DomainNet show that our method outperforms multiple baselines, with an average test accuracy improvement of about 4.6\% and 10.4\% under feature and label non-IID distributions, respectively.