Context Embeddings for Efficient Answer Generation in RAG

Retrieval-Augmented Generation (RAG) allows overcoming the limited knowledge of LLMs by extending the input with external information. As a consequence, the contextual inputs to the model become much longer which slows down decoding time directly translating to the time a user has to wait for an answer. We address this challenge by presenting COCOM, an effective context compression method, reducing long contexts to only a handful of Context Embeddings speeding up the generation time by a large margin. Our method allows for different compression rates trading off decoding time for answer quality. Compared to earlier methods, COCOM allows for handling multiple contexts more effectively, significantly reducing decoding time for long inputs. Our method demonstrates a speed-up of up to 5.69 $\times$ while achieving higher performance compared to existing efficient context compression methods.

BERGEN: A Benchmarking Library for Retrieval-Augmented Generation

Retrieval-Augmented Generation allows to enhance Large Language Models with external knowledge. In response to the recent popularity of generative LLMs, many RAG approaches have been proposed, which involve an intricate number of different configurations such as evaluation datasets, collections, metrics, retrievers, and LLMs. Inconsistent benchmarking poses a major challenge in comparing approaches and understanding the impact of each component in the pipeline. In this work, we study best practices that lay the groundwork for a systematic evaluation of RAG and present BERGEN, an end-to-end library for reproducible research standardizing RAG experiments. In an extensive study focusing on QA, we benchmark different state-of-the-art retrievers, rerankers, and LLMs. Additionally, we analyze existing RAG metrics and datasets. Our open-source library BERGEN is available under \url{https://github.com/naver/bergen}.

Retrieval-augmented generation in multilingual settings

Retrieval-augmented generation (RAG) has recently emerged as a promising solution for incorporating up-to-date or domain-specific knowledge into large language models (LLMs) and improving LLM factuality, but is predominantly studied in English-only settings. In this work, we consider RAG in the multilingual setting (mRAG), i.e. with user queries and the datastore in 13 languages, and investigate which components and with which adjustments are needed to build a well-performing mRAG pipeline, that can be used as a strong baseline in future works. Our findings highlight that despite the availability of high-quality off-the-shelf multilingual retrievers and generators, task-specific prompt engineering is needed to enable generation in user languages. Moreover, current evaluation metrics need adjustments for multilingual setting, to account for variations in spelling named entities. The main limitations to be addressed in future works include frequent code-switching in non-Latin alphabet languages, occasional fluency errors, wrong reading of the provided documents, or irrelevant retrieval. We release the code for the resulting mRAG baseline pipeline at https://github.com/naver/bergen.

SPLATE: Sparse Late Interaction Retrieval

The late interaction paradigm introduced with ColBERT stands out in the neural Information Retrieval space, offering a compelling effectiveness-efficiency trade-off across many benchmarks. Efficient late interaction retrieval is based on an optimized multi-step strategy, where an approximate search first identifies a set of candidate documents to re-rank exactly. In this work, we introduce SPLATE, a simple and lightweight adaptation of the ColBERTv2 model which learns an ``MLM adapter'', mapping its frozen token embeddings to a sparse vocabulary space with a partially learned SPLADE module. This allows us to perform the candidate generation step in late interaction pipelines with traditional sparse retrieval techniques, making it particularly appealing for running ColBERT in CPU environments. Our SPLATE ColBERTv2 pipeline achieves the same effectiveness as the PLAID ColBERTv2 engine by re-ranking 50 documents that can be retrieved under 10ms.

A Thorough Comparison of Cross-Encoders and LLMs for Reranking SPLADE

We present a comparative study between cross-encoder and LLMs rerankers in the context of re-ranking effective SPLADE retrievers. We conduct a large evaluation on TREC Deep Learning datasets and out-of-domain datasets such as BEIR and LoTTE. In the first set of experiments, we show how cross-encoder rerankers are hard to distinguish when it comes to re-rerank SPLADE on MS MARCO. Observations shift in the out-of-domain scenario, where both the type of model and the number of documents to re-rank have an impact on effectiveness. Then, we focus on listwise rerankers based on Large Language Models -- especially GPT-4. While GPT-4 demonstrates impressive (zero-shot) performance, we show that traditional cross-encoders remain very competitive. Overall, our findings aim to to provide a more nuanced perspective on the recent excitement surrounding LLM-based re-rankers -- by positioning them as another factor to consider in balancing effectiveness and efficiency in search systems.

SPLADE-v3: New baselines for SPLADE

A companion to the release of the latest version of the SPLADE library. We describe changes to the training structure and present our latest series of models -- SPLADE-v3. We compare this new version to BM25, SPLADE++, as well as re-rankers, and showcase its effectiveness via a meta-analysis over more than 40 query sets. SPLADE-v3 further pushes the limit of SPLADE models: it is statistically significantly more effective than both BM25 and SPLADE++, while comparing well to cross-encoder re-rankers. Specifically, it gets more than 40 MRR@10 on the MS MARCO dev set, and improves by 2% the out-of-domain results on the BEIR benchmark.

Benchmarking Middle-Trained Language Models for Neural Search

Middle training methods aim to bridge the gap between the Masked Language Model (MLM) pre-training and the final finetuning for retrieval. Recent models such as CoCondenser, RetroMAE, and LexMAE argue that the MLM task is not sufficient enough to pre-train a transformer network for retrieval and hence propose various tasks to do so. Intrigued by those novel methods, we noticed that all these models used different finetuning protocols, making it hard to assess the benefits of middle training. We propose in this paper a benchmark of CoCondenser, RetroMAE, and LexMAE, under the same finetuning conditions. We compare both dense and sparse approaches under various finetuning protocols and middle training on different collections (MS MARCO, Wikipedia or Tripclick). We use additional middle training baselines, such as a standard MLM finetuning on the retrieval collection, optionally augmented by a CLS predicting the passage term frequency. For the sparse approach, our study reveals that there is almost no statistical difference between those methods: the more effective the finetuning procedure is, the less difference there is between those models. For the dense approach, RetroMAE using MS MARCO as middle-training collection shows excellent results in almost all the settings. Finally, we show that middle training on the retrieval collection, thus adapting the language model to it, is a critical factor. Overall, a better experimental setup should be adopted to evaluate middle training methods. Code available at https://github.com/naver/splade/tree/benchmarch-SIGIR23

Parameter-Efficient Sparse Retrievers and Rerankers using Adapters

Parameter-Efficient transfer learning with Adapters have been studied in Natural Language Processing (NLP) as an alternative to full fine-tuning. Adapters are memory-efficient and scale well with downstream tasks by training small bottle-neck layers added between transformer layers while keeping the large pretrained language model (PLMs) frozen. In spite of showing promising results in NLP, these methods are under-explored in Information Retrieval. While previous studies have only experimented with dense retriever or in a cross lingual retrieval scenario, in this paper we aim to complete the picture on the use of adapters in IR. First, we study adapters for SPLADE, a sparse retriever, for which adapters not only retain the efficiency and effectiveness otherwise achieved by finetuning, but are memory-efficient and orders of magnitude lighter to train. We observe that Adapters-SPLADE not only optimizes just 2\% of training parameters, but outperforms fully fine-tuned counterpart and existing parameter-efficient dense IR models on IR benchmark datasets. Secondly, we address domain adaptation of neural retrieval thanks to adapters on cross-domain BEIR datasets and TripClick. Finally, we also consider knowledge sharing between rerankers and first stage rankers. Overall, our study complete the examination of adapters for neural IR

An Experimental Study on Pretraining Transformers from Scratch for IR

Finetuning Pretrained Language Models (PLM) for IR has been de facto the standard practice since their breakthrough effectiveness few years ago. But, is this approach well understood? In this paper, we study the impact of the pretraining collection on the final IR effectiveness. In particular, we challenge the current hypothesis that PLM shall be trained on a large enough generic collection and we show that pretraining from scratch on the collection of interest is surprisingly competitive with the current approach. We benchmark first-stage ranking rankers and cross-encoders for reranking on the task of general passage retrieval on MSMARCO, Mr-Tydi for Arabic, Japanese and Russian, and TripClick for specific domain. Contrary to popular belief, we show that, for finetuning first-stage rankers, models pretrained solely on their collection have equivalent or better effectiveness compared to more general models. However, there is a slight effectiveness drop for rerankers pretrained only on the target collection. Overall, our study sheds a new light on the role of the pretraining collection and should make our community ponder on building specialized models by pretraining from scratch. Last but not least, doing so could enable better control of efficiency, data bias and replicability, which are key research questions for the IR community.

Comparing Machine Learning Approaches for Table Recognition in Historical Register Books

We present in this paper experiments on Table Recognition in hand-written registry books. We first explain how the problem of row and column detection is modeled, and then compare two Machine Learning approaches (Conditional Random Field and Graph Convolutional Network) for detecting these table elements. Evaluation was conducted on death records provided by the Archive of the Diocese of Passau. Both methods show similar results, a 89 F1 score, a quality which allows for Information Extraction. Software and dataset are open source/data.