Large Language Models for Stemming: Promises, Pitfalls and Failures

Text stemming is a natural language processing technique that is used to reduce words to their base form, also known as the root form. The use of stemming in IR has been shown to often improve the effectiveness of keyword-matching models such as BM25. However, traditional stemming methods, focusing solely on individual terms, overlook the richness of contextual information. Recognizing this gap, in this paper, we investigate the promising idea of using large language models (LLMs) to stem words by leveraging its capability of context understanding. With this respect, we identify three avenues, each characterised by different trade-offs in terms of computational cost, effectiveness and robustness : (1) use LLMs to stem the vocabulary for a collection, i.e., the set of unique words that appear in the collection (vocabulary stemming), (2) use LLMs to stem each document separately (contextual stemming), and (3) use LLMs to extract from each document entities that should not be stemmed, then use vocabulary stemming to stem the rest of the terms (entity-based contextual stemming). Through a series of empirical experiments, we compare the use of LLMs for stemming with that of traditional lexical stemmers such as Porter and Krovetz for English text. We find that while vocabulary stemming and contextual stemming fail to achieve higher effectiveness than traditional stemmers, entity-based contextual stemming can achieve a higher effectiveness than using Porter stemmer alone, under specific conditions.

Leveraging LLMs for Unsupervised Dense Retriever Ranking

This paper introduces a novel unsupervised technique that utilizes large language models (LLMs) to determine the most suitable dense retriever for a specific test(target) corpus. Selecting the appropriate dense retriever is vital for numerous IR applications that employ these retrievers, trained on public datasets, to encode or conduct searches within a new private target corpus. The effectiveness of a dense retriever can significantly diminish when applied to a target corpus that diverges in domain or task from the original training set. The problem becomes more pronounced in cases where the target corpus is unlabeled, e.g. in zero-shot scenarios, rendering direct evaluation of the model's effectiveness on the target corpus unattainable. Therefore, the unsupervised selection of an optimally pre-trained dense retriever, especially under conditions of domain shift, emerges as a critical challenge. Existing methodologies for ranking dense retrievers fall short in addressing these domain shift scenarios. To tackle this, our method capitalizes on LLMs to create pseudo-relevant queries, labels, and reference lists by analyzing a subset of documents from the target corpus. This allows for the ranking of dense retrievers based on their performance with these pseudo-relevant signals. Significantly, this strategy is the first to depend exclusively on the target corpus data, removing the necessity for training data and test labels. We assessed the effectiveness of our approach by compiling a comprehensive pool of cutting-edge dense retrievers and comparing our method against traditional dense retriever selection benchmarks. The findings reveal that our proposed solution surpasses the existing benchmarks in both the selection and ranking of dense retrievers.

Zero-shot Generative Large Language Models for Systematic Review Screening Automation

Systematic reviews are crucial for evidence-based medicine as they comprehensively analyse published research findings on specific questions. Conducting such reviews is often resource- and time-intensive, especially in the screening phase, where abstracts of publications are assessed for inclusion in a review. This study investigates the effectiveness of using zero-shot large language models~(LLMs) for automatic screening. We evaluate the effectiveness of eight different LLMs and investigate a calibration technique that uses a predefined recall threshold to determine whether a publication should be included in a systematic review. Our comprehensive evaluation using five standard test collections shows that instruction fine-tuning plays an important role in screening, that calibration renders LLMs practical for achieving a targeted recall, and that combining both with an ensemble of zero-shot models saves significant screening time compared to state-of-the-art approaches.

ReSLLM: Large Language Models are Strong Resource Selectors for Federated Search

Federated search, which involves integrating results from multiple independent search engines, will become increasingly pivotal in the context of Retrieval-Augmented Generation pipelines empowering LLM-based applications such as chatbots. These systems often distribute queries among various search engines, ranging from specialized (e.g., PubMed) to general (e.g., Google), based on the nature of user utterances. A critical aspect of federated search is resource selection - the selection of appropriate resources prior to issuing the query to ensure high-quality and rapid responses, and contain costs associated with calling the external search engines. However, current SOTA resource selection methodologies primarily rely on feature-based learning approaches. These methods often involve the labour intensive and expensive creation of training labels for each resource. In contrast, LLMs have exhibited strong effectiveness as zero-shot methods across NLP and IR tasks. We hypothesise that in the context of federated search LLMs can assess the relevance of resources without the need for extensive predefined labels or features. In this paper, we propose ReSLLM. Our ReSLLM method exploits LLMs to drive the selection of resources in federated search in a zero-shot setting. In addition, we devise an unsupervised fine tuning protocol, the Synthetic Label Augmentation Tuning (SLAT), where the relevance of previously logged queries and snippets from resources is predicted using an off-the-shelf LLM and then in turn used to fine-tune ReSLLM with respect to resource selection. Our empirical evaluation and analysis details the factors influencing the effectiveness of LLMs in this context. The results showcase the merits of ReSLLM for resource selection: not only competitive effectiveness in the zero-shot setting, but also obtaining large when fine-tuned using SLAT-protocol.

TPRF: A Transformer-based Pseudo-Relevance Feedback Model for Efficient and Effective Retrieval

This paper considers Pseudo-Relevance Feedback (PRF) methods for dense retrievers in a resource constrained environment such as that of cheap cloud instances or embedded systems (e.g., smartphones and smartwatches), where memory and CPU are limited and GPUs are not present. For this, we propose a transformer-based PRF method (TPRF), which has a much smaller memory footprint and faster inference time compared to other deep language models that employ PRF mechanisms, with a marginal effectiveness loss. TPRF learns how to effectively combine the relevance feedback signals from dense passage representations. Specifically, TPRF provides a mechanism for modelling relationships and weights between the query and the relevance feedback signals. The method is agnostic to the specific dense representation used and thus can be generally applied to any dense retriever.

How to Forget Clients in Federated Online Learning to Rank?

Data protection legislation like the European Union's General Data Protection Regulation (GDPR) establishes the \textit{right to be forgotten}: a user (client) can request contributions made using their data to be removed from learned models. In this paper, we study how to remove the contributions made by a client participating in a Federated Online Learning to Rank (FOLTR) system. In a FOLTR system, a ranker is learned by aggregating local updates to the global ranking model. Local updates are learned in an online manner at a client-level using queries and implicit interactions that have occurred within that specific client. By doing so, each client's local data is not shared with other clients or with a centralised search service, while at the same time clients can benefit from an effective global ranking model learned from contributions of each client in the federation. In this paper, we study an effective and efficient unlearning method that can remove a client's contribution without compromising the overall ranker effectiveness and without needing to retrain the global ranker from scratch. A key challenge is how to measure whether the model has unlearned the contributions from the client $c^*$ that has requested removal. For this, we instruct $c^*$ to perform a poisoning attack (add noise to this client updates) and then we measure whether the impact of the attack is lessened when the unlearning process has taken place. Through experiments on four datasets, we demonstrate the effectiveness and efficiency of the unlearning strategy under different combinations of parameter settings.

A Reproducibility Study of Goldilocks: Just-Right Tuning of BERT for TAR

Screening documents is a tedious and time-consuming aspect of high-recall retrieval tasks, such as compiling a systematic literature review, where the goal is to identify all relevant documents for a topic. To help streamline this process, many Technology-Assisted Review (TAR) methods leverage active learning techniques to reduce the number of documents requiring review. BERT-based models have shown high effectiveness in text classification, leading to interest in their potential use in TAR workflows. In this paper, we investigate recent work that examined the impact of further pre-training epochs on the effectiveness and efficiency of a BERT-based active learning pipeline. We first report that we could replicate the original experiments on two specific TAR datasets, confirming some of the findings: importantly, that further pre-training is critical to high effectiveness, but requires attention in terms of selecting the correct training epoch. We then investigate the generalisability of the pipeline on a different TAR task, that of medical systematic reviews. In this context, we show that there is no need for further pre-training if a domain-specific BERT backbone is used within the active learning pipeline. This finding provides practical implications for using the studied active learning pipeline within domain-specific TAR tasks.

Team IELAB at TREC Clinical Trial Track 2023: Enhancing Clinical Trial Retrieval with Neural Rankers and Large Language Models

We describe team ielab from CSIRO and The University of Queensland's approach to the 2023 TREC Clinical Trials Track. Our approach was to use neural rankers but to utilise Large Language Models to overcome the issue of lack of training data for such rankers. Specifically, we employ ChatGPT to generate relevant patient descriptions for randomly selected clinical trials from the corpus. This synthetic dataset, combined with human-annotated training data from previous years, is used to train both dense and sparse retrievers based on PubmedBERT. Additionally, a cross-encoder re-ranker is integrated into the system. To further enhance the effectiveness of our approach, we prompting GPT-4 as a TREC annotator to provide judgments on our run files. These judgments are subsequently employed to re-rank the results. This architecture tightly integrates strong PubmedBERT-based rankers with the aid of SOTA Large Language Models, demonstrating a new approach to clinical trial retrieval.

Open-source Large Language Models are Strong Zero-shot Query Likelihood Models for Document Ranking

In the field of information retrieval, Query Likelihood Models (QLMs) rank documents based on the probability of generating the query given the content of a document. Recently, advanced large language models (LLMs) have emerged as effective QLMs, showcasing promising ranking capabilities. This paper focuses on investigating the genuine zero-shot ranking effectiveness of recent LLMs, which are solely pre-trained on unstructured text data without supervised instruction fine-tuning. Our findings reveal the robust zero-shot ranking ability of such LLMs, highlighting that additional instruction fine-tuning may hinder effectiveness unless a question generation task is present in the fine-tuning dataset. Furthermore, we introduce a novel state-of-the-art ranking system that integrates LLM-based QLMs with a hybrid zero-shot retriever, demonstrating exceptional effectiveness in both zero-shot and few-shot scenarios. We make our codebase publicly available at https://github.com/ielab/llm-qlm.

A Setwise Approach for Effective and Highly Efficient Zero-shot Ranking with Large Language Models

Large Language Models (LLMs) demonstrate impressive effectiveness in zero-shot document ranking tasks. Pointwise, Pairwise, and Listwise prompting approaches have been proposed for LLM-based zero-shot ranking. Our study begins by thoroughly evaluating these existing approaches within a consistent experimental framework, considering factors like model size, token consumption, latency, among others. This first-of-its-kind comparative evaluation of these approaches allows us to identify the trade-offs between effectiveness and efficiency inherent in each approach. We find that while Pointwise approaches score high on efficiency, they suffer from poor effectiveness. Conversely, Pairwise approaches demonstrate superior effectiveness but incur high computational overhead. To further enhance the efficiency of LLM-based zero-shot ranking, we propose a novel Setwise prompting approach. Our approach reduces the number of LLM inferences and the amount of prompt token consumption during the ranking procedure, significantly improving the efficiency of LLM-based zero-shot ranking. We test our method using the TREC DL datasets and the BEIR zero-shot document ranking benchmark. The empirical results indicate that our approach considerably reduces computational costs while also retaining high zero-shot ranking effectiveness.