Abstract:Retrieval-augmented generation (RAG) enhances factual grounding by integrating retrieval mechanisms with generative models but introduces new attack surfaces, particularly through backdoor attacks. While prior research has largely focused on disinformation threats, fairness vulnerabilities remain underexplored. Unlike conventional backdoors that rely on direct trigger-to-target mappings, fairness-driven attacks exploit the interaction between retrieval and generation models, manipulating semantic relationships between target groups and social biases to establish a persistent and covert influence on content generation. This paper introduces BiasRAG, a systematic framework that exposes fairness vulnerabilities in RAG through a two-phase backdoor attack. During the pre-training phase, the query encoder is compromised to align the target group with the intended social bias, ensuring long-term persistence. In the post-deployment phase, adversarial documents are injected into knowledge bases to reinforce the backdoor, subtly influencing retrieved content while remaining undetectable under standard fairness evaluations. Together, BiasRAG ensures precise target alignment over sensitive attributes, stealthy execution, and resilience. Empirical evaluations demonstrate that BiasRAG achieves high attack success rates while preserving contextual relevance and utility, establishing a persistent and evolving threat to fairness in RAG.
Abstract:Retrieval-Augmented Generation (RAG) enhances large language models (LLMs) by retrieving relevant documents from external sources to improve factual accuracy and verifiability. However, this reliance introduces new attack surfaces within the retrieval pipeline, beyond the LLM itself. While prior RAG attacks have exposed such vulnerabilities, they largely rely on manipulating user queries, which is often infeasible in practice due to fixed or protected user inputs. This narrow focus overlooks a more realistic and stealthy vector: instructional prompts, which are widely reused, publicly shared, and rarely audited. Their implicit trust makes them a compelling target for adversaries to manipulate RAG behavior covertly. We introduce a novel attack for Adversarial Instructional Prompt (AIP) that exploits adversarial instructional prompts to manipulate RAG outputs by subtly altering retrieval behavior. By shifting the attack surface to the instructional prompts, AIP reveals how trusted yet seemingly benign interface components can be weaponized to degrade system integrity. The attack is crafted to achieve three goals: (1) naturalness, to evade user detection; (2) utility, to encourage use of prompts; and (3) robustness, to remain effective across diverse query variations. We propose a diverse query generation strategy that simulates realistic linguistic variation in user queries, enabling the discovery of prompts that generalize across paraphrases and rephrasings. Building on this, a genetic algorithm-based joint optimization is developed to evolve adversarial prompts by balancing attack success, clean-task utility, and stealthiness. Experimental results show that AIP achieves up to 95.23% ASR while preserving benign functionality. These findings uncover a critical and previously overlooked vulnerability in RAG systems, emphasizing the need to reassess the shared instructional prompts.
Abstract:Federated continual learning (FCL) learns incremental tasks over time from confidential datasets distributed across clients. This paper focuses on rehearsal-free FCL, which has severe forgetting issues when learning new tasks due to the lack of access to historical task data. To address this issue, we propose Fed-CPrompt based on prompt learning techniques to obtain task-specific prompts in a communication-efficient way. Fed-CPrompt introduces two key components, asynchronous prompt learning, and contrastive continual loss, to handle asynchronous task arrival and heterogeneous data distributions in FCL, respectively. Extensive experiments demonstrate the effectiveness of Fed-CPrompt in achieving SOTA rehearsal-free FCL performance.