Abstract:LLMs can perform seemingly planning-intensive tasks, like writing coherent stories or functioning code, without explicitly verbalizing a plan; however, the extent to which they implicitly plan is unknown. In this paper, we define latent planning as occurring when LLMs possess internal planning representations that (1) cause the generation of a specific future token or concept, and (2) shape preceding context to license said future token or concept. We study the Qwen-3 family (0.6B-14B) on simple planning tasks, finding that latent planning ability increases with scale. Models that plan possess features that represent a planned-for word like "accountant", and cause them to output "an" rather than "a"; moreover, even the less-successful Qwen-3 4B-8B have nascent planning mechanisms. On the more complex task of completing rhyming couplets, we find that models often identify a rhyme ahead of time, but even large models seldom plan far ahead. However, we can elicit some planning that increases with scale when steering models towards planned words in prose. In sum, we offer a framework for measuring planning and mechanistic evidence of how models' planning abilities grow with scale.
Abstract:Recent work shows that LLMs can sometimes detect when steering vectors are injected into their residual stream and identify the injected concept, a phenomenon cited as evidence of "introspective awareness." But what mechanisms underlie this capability, and do they reflect genuine introspective circuitry or more shallow heuristics? We investigate these questions in open-source models and establish three main findings. First, introspection is behaviorally robust: detection achieves moderate true positive rates with 0% false positives across diverse prompts. We also find this capability emerges specifically from post-training rather than pretraining. Second, introspection is not reducible to a single linear confound: anomaly detection relies on distributed MLP computation across multiple directions, implemented by evidence carrier and gate features. Third, models possess greater introspective capability than is elicited by default: ablating refusal directions improves detection by 53pp and a trained steering vector by 75pp. Overall, our results suggest that introspective awareness is behaviorally robust, grounded in nontrivial internal anomaly detection, and likely could be substantially improved in future models. Code: https://github.com/safety-research/introspection-mechanisms.
Abstract:Language models can perceive visual properties of text despite receiving only sequences of tokens-we mechanistically investigate how Claude 3.5 Haiku accomplishes one such task: linebreaking in fixed-width text. We find that character counts are represented on low-dimensional curved manifolds discretized by sparse feature families, analogous to biological place cells. Accurate predictions emerge from a sequence of geometric transformations: token lengths are accumulated into character count manifolds, attention heads twist these manifolds to estimate distance to the line boundary, and the decision to break the line is enabled by arranging estimates orthogonally to create a linear decision boundary. We validate our findings through causal interventions and discover visual illusions--character sequences that hijack the counting mechanism. Our work demonstrates the rich sensory processing of early layers, the intricacy of attention algorithms, and the importance of combining feature-based and geometric views of interpretability.




Abstract:We study the feasibility of conducting alignment audits: investigations into whether models have undesired objectives. As a testbed, we train a language model with a hidden objective. Our training pipeline first teaches the model about exploitable errors in RLHF reward models (RMs), then trains the model to exploit some of these errors. We verify via out-of-distribution evaluations that the model generalizes to exhibit whatever behaviors it believes RMs rate highly, including ones not reinforced during training. We leverage this model to study alignment audits in two ways. First, we conduct a blind auditing game where four teams, unaware of the model's hidden objective or training, investigate it for concerning behaviors and their causes. Three teams successfully uncovered the model's hidden objective using techniques including interpretability with sparse autoencoders (SAEs), behavioral attacks, and training data analysis. Second, we conduct an unblinded follow-up study of eight techniques for auditing the model, analyzing their strengths and limitations. Overall, our work provides a concrete example of using alignment audits to discover a model's hidden objective and proposes a methodology for practicing and validating progress in alignment auditing.