Investigating Decoder-only Large Language Models for Speech-to-text Translation

Large language models (LLMs), known for their exceptional reasoning capabilities, generalizability, and fluency across diverse domains, present a promising avenue for enhancing speech-related tasks. In this paper, we focus on integrating decoder-only LLMs to the task of speech-to-text translation (S2TT). We propose a decoder-only architecture that enables the LLM to directly consume the encoded speech representation and generate the text translation. Additionally, we investigate the effects of different parameter-efficient fine-tuning techniques and task formulation. Our model achieves state-of-the-art performance on CoVoST 2 and FLEURS among models trained without proprietary data. We also conduct analyses to validate the design choices of our proposed model and bring insights to the integration of LLMs to S2TT.

A Survey of Generative Information Retrieval

Generative Retrieval (GR) is an emerging paradigm in information retrieval that leverages generative models to directly map queries to relevant document identifiers (DocIDs) without the need for traditional query processing or document reranking. This survey provides a comprehensive overview of GR, highlighting key developments, indexing and retrieval strategies, and challenges. We discuss various document identifier strategies, including numerical and string-based identifiers, and explore different document representation methods. Our primary contribution lies in outlining future research directions that could profoundly impact the field: improving the quality of query generation, exploring learnable document identifiers, enhancing scalability, and integrating GR with multi-task learning frameworks. By examining state-of-the-art GR techniques and their applications, this survey aims to provide a foundational understanding of GR and inspire further innovations in this transformative approach to information retrieval. We also make the complementary materials such as paper collection publicly available at https://github.com/MiuLab/GenIR-Survey/

Editing the Mind of Giants: An In-Depth Exploration of Pitfalls of Knowledge Editing in Large Language Models

Knowledge editing is a rising technique for efficiently updating factual knowledge in Large Language Models (LLMs) with minimal alteration of parameters. However, recent studies have identified concerning side effects, such as knowledge distortion and the deterioration of general abilities, that have emerged after editing. This survey presents a comprehensive study of these side effects, providing a unified view of the challenges associated with knowledge editing in LLMs. We discuss related works and summarize potential research directions to overcome these limitations. Our work highlights the limitations of current knowledge editing methods, emphasizing the need for deeper understanding of inner knowledge structures of LLMs and improved knowledge editing methods. To foster future research, we have released the complementary materials such as paper collection publicly at https://github.com/MiuLab/EditLLM-Survey

Two Tales of Persona in LLMs: A Survey of Role-Playing and Personalization

Recently, methods investigating how to adapt large language models (LLMs) for specific scenarios have gained great attention. Particularly, the concept of \textit{persona}, originally adopted in dialogue literature, has re-surged as a promising avenue. However, the growing research on persona is relatively disorganized, lacking a systematic overview. To close the gap, we present a comprehensive survey to categorize the current state of the field. We identify two lines of research, namely (1) LLM Role-Playing, where personas are assigned to LLMs, and (2) LLM Personalization, where LLMs take care of user personas. To the best of our knowledge, we present the first survey tailored for LLM role-playing and LLM personalization under the unified view of persona, including taxonomy, current challenges, and potential directions. To foster future endeavors, we actively maintain a paper collection available to the community: https://github.com/MiuLab/PersonaLLM-Survey

InstUPR : Instruction-based Unsupervised Passage Reranking with Large Language Models

This paper introduces InstUPR, an unsupervised passage reranking method based on large language models (LLMs). Different from existing approaches that rely on extensive training with query-document pairs or retrieval-specific instructions, our method leverages the instruction-following capabilities of instruction-tuned LLMs for passage reranking without any additional fine-tuning. To achieve this, we introduce a soft score aggregation technique and employ pairwise reranking for unsupervised passage reranking. Experiments on the BEIR benchmark demonstrate that InstUPR outperforms unsupervised baselines as well as an instruction-tuned reranker, highlighting its effectiveness and superiority. Source code to reproduce all experiments is open-sourced at https://github.com/MiuLab/InstUPR

Unsupervised Multilingual Dense Retrieval via Generative Pseudo Labeling

Dense retrieval methods have demonstrated promising performance in multilingual information retrieval, where queries and documents can be in different languages. However, dense retrievers typically require a substantial amount of paired data, which poses even greater challenges in multilingual scenarios. This paper introduces UMR, an Unsupervised Multilingual dense Retriever trained without any paired data. Our approach leverages the sequence likelihood estimation capabilities of multilingual language models to acquire pseudo labels for training dense retrievers. We propose a two-stage framework which iteratively improves the performance of multilingual dense retrievers. Experimental results on two benchmark datasets show that UMR outperforms supervised baselines, showcasing the potential of training multilingual retrievers without paired data, thereby enhancing their practicality. Our source code, data, and models are publicly available at https://github.com/MiuLab/UMR

CONVERSER: Few-Shot Conversational Dense Retrieval with Synthetic Data Generation

Conversational search provides a natural interface for information retrieval (IR). Recent approaches have demonstrated promising results in applying dense retrieval to conversational IR. However, training dense retrievers requires large amounts of in-domain paired data. This hinders the development of conversational dense retrievers, as abundant in-domain conversations are expensive to collect. In this paper, we propose CONVERSER, a framework for training conversational dense retrievers with at most 6 examples of in-domain dialogues. Specifically, we utilize the in-context learning capability of large language models to generate conversational queries given a passage in the retrieval corpus. Experimental results on conversational retrieval benchmarks OR-QuAC and TREC CAsT 19 show that the proposed CONVERSER achieves comparable performance to fully-supervised models, demonstrating the effectiveness of our proposed framework in few-shot conversational dense retrieval. All source code and generated datasets are available at https://github.com/MiuLab/CONVERSER

Open-Domain Conversational Question Answering with Historical Answers

Open-domain conversational question answering can be viewed as two tasks: passage retrieval and conversational question answering, where the former relies on selecting candidate passages from a large corpus and the latter requires better understanding of a question with contexts to predict the answers. This paper proposes ConvADR-QA that leverages historical answers to boost retrieval performance and further achieves better answering performance. In our proposed framework, the retrievers use a teacher-student framework to reduce noises from previous turns. Our experiments on the benchmark dataset, OR-QuAC, demonstrate that our model outperforms existing baselines in both extractive and generative reader settings, well justifying the effectiveness of historical answers for open-domain conversational question answering.

Controllable User Dialogue Act Augmentation for Dialogue State Tracking

Prior work has demonstrated that data augmentation is useful for improving dialogue state tracking. However, there are many types of user utterances, while the prior method only considered the simplest one for augmentation, raising the concern about poor generalization capability. In order to better cover diverse dialogue acts and control the generation quality, this paper proposes controllable user dialogue act augmentation (CUDA-DST) to augment user utterances with diverse behaviors. With the augmented data, different state trackers gain improvement and show better robustness, achieving the state-of-the-art performance on MultiWOZ 2.1

PLM-ICD: Automatic ICD Coding with Pretrained Language Models

Automatically classifying electronic health records (EHRs) into diagnostic codes has been challenging to the NLP community. State-of-the-art methods treated this problem as a multilabel classification problem and proposed various architectures to model this problem. However, these systems did not leverage the superb performance of pretrained language models, which achieved superb performance on natural language understanding tasks. Prior work has shown that pretrained language models underperformed on this task with the regular finetuning scheme. Therefore, this paper aims at analyzing the causes of the underperformance and developing a framework for automatic ICD coding with pretrained language models. We spotted three main issues through the experiments: 1) large label space, 2) long input sequences, and 3) domain mismatch between pretraining and fine-tuning. We propose PLMICD, a framework that tackles the challenges with various strategies. The experimental results show that our proposed framework can overcome the challenges and achieves state-of-the-art performance in terms of multiple metrics on the benchmark MIMIC data. The source code is available at https://github.com/MiuLab/PLM-ICD