ProtoNER: Few shot Incremental Learning for Named Entity Recognition using Prototypical Networks

Key value pair (KVP) extraction or Named Entity Recognition(NER) from visually rich documents has been an active area of research in document understanding and data extraction domain. Several transformer based models such as LayoutLMv2, LayoutLMv3, and LiLT have emerged achieving state of the art results. However, addition of even a single new class to the existing model requires (a) re-annotation of entire training dataset to include this new class and (b) retraining the model again. Both of these issues really slow down the deployment of updated model. \\ We present \textbf{ProtoNER}: Prototypical Network based end-to-end KVP extraction model that allows addition of new classes to an existing model while requiring minimal number of newly annotated training samples. The key contributions of our model are: (1) No dependency on dataset used for initial training of the model, which alleviates the need to retain original training dataset for longer duration as well as data re-annotation which is very time consuming task, (2) No intermediate synthetic data generation which tends to add noise and results in model's performance degradation, and (3) Hybrid loss function which allows model to retain knowledge about older classes as well as learn about newly added classes.\\ Experimental results show that ProtoNER finetuned with just 30 samples is able to achieve similar results for the newly added classes as that of regular model finetuned with 2600 samples.

FLIPS: Federated Learning using Intelligent Participant Selection

This paper presents the design and implementation of FLIPS, a middleware system to manage data and participant heterogeneity in federated learning (FL) training workloads. In particular, we examine the benefits of label distribution clustering on participant selection in federated learning. FLIPS clusters parties involved in an FL training job based on the label distribution of their data apriori, and during FL training, ensures that each cluster is equitably represented in the participants selected. FLIPS can support the most common FL algorithms, including FedAvg, FedProx, FedDyn, FedOpt and FedYogi. To manage platform heterogeneity and dynamic resource availability, FLIPS incorporates a straggler management mechanism to handle changing capacities in distributed, smart community applications. Privacy of label distributions, clustering and participant selection is ensured through a trusted execution environment (TEE). Our comprehensive empirical evaluation compares FLIPS with random participant selection, as well as two other "smart" selection mechanisms - Oort and gradient clustering using two real-world datasets, two different non-IID distributions and three common FL algorithms (FedYogi, FedProx and FedAvg). We demonstrate that FLIPS significantly improves convergence, achieving higher accuracy by 17 - 20 % with 20 - 60 % lower communication costs, and these benefits endure in the presence of straggler participants.

GVdoc: Graph-based Visual Document Classification

The robustness of a model for real-world deployment is decided by how well it performs on unseen data and distinguishes between in-domain and out-of-domain samples. Visual document classifiers have shown impressive performance on in-distribution test sets. However, they tend to have a hard time correctly classifying and differentiating out-of-distribution examples. Image-based classifiers lack the text component, whereas multi-modality transformer-based models face the token serialization problem in visual documents due to their diverse layouts. They also require a lot of computing power during inference, making them impractical for many real-world applications. We propose, GVdoc, a graph-based document classification model that addresses both of these challenges. Our approach generates a document graph based on its layout, and then trains a graph neural network to learn node and graph embeddings. Through experiments, we show that our model, even with fewer parameters, outperforms state-of-the-art models on out-of-distribution data while retaining comparable performance on the in-distribution test set.

Position Masking for Improved Layout-Aware Document Understanding

Natural language processing for document scans and PDFs has the potential to enormously improve the efficiency of business processes. Layout-aware word embeddings such as LayoutLM have shown promise for classification of and information extraction from such documents. This paper proposes a new pre-training task called that can improve performance of layout-aware word embeddings that incorporate 2-D position embeddings. We compare models pre-trained with only language masking against models pre-trained with both language masking and position masking, and we find that position masking improves performance by over 5% on a form understanding task.

Separation of Powers in Federated Learning

Federated Learning (FL) enables collaborative training among mutually distrusting parties. Model updates, rather than training data, are concentrated and fused in a central aggregation server. A key security challenge in FL is that an untrustworthy or compromised aggregation process might lead to unforeseeable information leakage. This challenge is especially acute due to recently demonstrated attacks that have reconstructed large fractions of training data from ostensibly "sanitized" model updates. In this paper, we introduce TRUDA, a new cross-silo FL system, employing a trustworthy and decentralized aggregation architecture to break down information concentration with regard to a single aggregator. Based on the unique computational properties of model-fusion algorithms, all exchanged model updates in TRUDA are disassembled at the parameter-granularity and re-stitched to random partitions designated for multiple TEE-protected aggregators. Thus, each aggregator only has a fragmentary and shuffled view of model updates and is oblivious to the model architecture. Our new security mechanisms can fundamentally mitigate training reconstruction attacks, while still preserving the final accuracy of trained models and keeping performance overheads low.

Adversarial training in communication constrained federated learning

Federated learning enables model training over a distributed corpus of agent data. However, the trained model is vulnerable to adversarial examples, designed to elicit misclassification. We study the feasibility of using adversarial training (AT) in the federated learning setting. Furthermore, we do so assuming a fixed communication budget and non-iid data distribution between participating agents. We observe a significant drop in both natural and adversarial accuracies when AT is used in the federated setting as opposed to centralized training. We attribute this to the number of epochs of AT performed locally at the agents, which in turn effects (i) drift between local models; and (ii) convergence time (measured in number of communication rounds). Towards this end, we propose FedDynAT, a novel algorithm for performing AT in federated setting. Through extensive experimentation we show that FedDynAT significantly improves both natural and adversarial accuracy, as well as model convergence time by reducing the model drift.

MYSTIKO : : Cloud-Mediated, Private, Federated Gradient Descent

Federated learning enables multiple, distributed participants (potentially on different clouds) to collaborate and train machine/deep learning models by sharing parameters/gradients. However, sharing gradients, instead of centralizing data, may not be as private as one would expect. Reverse engineering attacks on plaintext gradients have been demonstrated to be practically feasible. Existing solutions for differentially private federated learning, while promising, lead to less accurate models and require nontrivial hyperparameter tuning. In this paper, we examine the use of additive homomorphic encryption (specifically the Paillier cipher) to design secure federated gradient descent techniques that (i) do not require addition of statistical noise or hyperparameter tuning, (ii) does not alter the final accuracy or utility of the final model, (iii) ensure that the plaintext model parameters/gradients of a participant are never revealed to any other participant or third party coordinator involved in the federated learning job, (iv) minimize the trust placed in any third party coordinator and (v) are efficient, with minimal overhead, and cost effective.

IBM Federated Learning: an Enterprise Framework White Paper V0.1

Federated Learning (FL) is an approach to conduct machine learning without centralizing training data in a single place, for reasons of privacy, confidentiality or data volume. However, solving federated machine learning problems raises issues above and beyond those of centralized machine learning. These issues include setting up communication infrastructure between parties, coordinating the learning process, integrating party results, understanding the characteristics of the training data sets of different participating parties, handling data heterogeneity, and operating with the absence of a verification data set. IBM Federated Learning provides infrastructure and coordination for federated learning. Data scientists can design and run federated learning jobs based on existing, centralized machine learning models and can provide high-level instructions on how to run the federation. The framework applies to both Deep Neural Networks as well as ``traditional'' approaches for the most common machine learning libraries. {\proj} enables data scientists to expand their scope from centralized to federated machine learning, minimizing the learning curve at the outset while also providing the flexibility to deploy to different compute environments and design custom fusion algorithms.

Effective Elastic Scaling of Deep Learning Workloads

The increased use of deep learning (DL) in academia, government and industry has, in turn, led to the popularity of on-premise and cloud-hosted deep learning platforms, whose goals are to enable organizations utilize expensive resources effectively, and to share said resources among multiple teams in a fair and effective manner. In this paper, we examine the elastic scaling of Deep Learning (DL) jobs over large-scale training platforms and propose a novel resource allocation strategy for DL training jobs, resulting in improved job run time performance as well as increased cluster utilization. We begin by analyzing DL workloads and exploit the fact that DL jobs can be run with a range of batch sizes without affecting their final accuracy. We formulate an optimization problem that explores a dynamic batch size allocation to individual DL jobs based on their scaling efficiency, when running on multiple nodes. We design a fast dynamic programming based optimizer to solve this problem in real-time to determine jobs that can be scaled up/down, and use this optimizer in an autoscaler to dynamically change the allocated resources and batch sizes of individual DL jobs. We demonstrate empirically that our elastic scaling algorithm can complete up to $\approx 2 \times$ as many jobs as compared to a strong baseline algorithm that also scales the number of GPUs but does not change the batch size. We also demonstrate that the average completion time with our algorithm is up to $\approx 10 \times$ faster than that of the baseline.

Improving the affordability of robustness training for DNNs

Projected Gradient Descent (PGD) based adversarial training has become one of the most prominent methods for building robust deep neural network models. However, the computational complexity associated with this approach, due to the maximization of the loss function when finding adversaries, is a longstanding problem and may be prohibitive when using larger and more complex models. In this paper, we propose a modification of the PGD method for adversarial training and demonstrate that models can be trained much more efficiently without any loss in accuracy on natural and adversarial samples. We argue that the initial phase of adversarial training is redundant and can be replaced with natural training thereby increasing the computational efficiency significantly. We support our argument with insights on the nature of the adversaries and their relative strength during the training process. We show that our proposed method can reduce the training time to up to 38\% of the original training time with comparable model accuracy and generalization on various strengths of adversarial attacks.