Multi Modal Facial Expression Recognition with Transformer-Based Fusion Networks and Dynamic Sampling

Facial expression recognition is an essential task for various applications, including emotion detection, mental health analysis, and human-machine interactions. In this paper, we propose a multi-modal facial expression recognition method that exploits audio information along with facial images to provide a crucial clue to differentiate some ambiguous facial expressions. Specifically, we introduce a Modal Fusion Module (MFM) to fuse audio-visual information, where image and audio features are extracted from Swin Transformer. Additionally, we tackle the imbalance problem in the dataset by employing dynamic data resampling. Our model has been evaluated in the Affective Behavior in-the-wild (ABAW) challenge of CVPR 2023.

Toward Fair Facial Expression Recognition with Improved Distribution Alignment

We present a novel approach to mitigate bias in facial expression recognition (FER) models. Our method aims to reduce sensitive attribute information such as gender, age, or race, in the embeddings produced by FER models. We employ a kernel mean shrinkage estimator to estimate the kernel mean of the distributions of the embeddings associated with different sensitive attribute groups, such as young and old, in the Hilbert space. Using this estimation, we calculate the maximum mean discrepancy (MMD) distance between the distributions and incorporate it in the classifier loss along with an adversarial loss, which is then minimized through the learning process to improve the distribution alignment. Our method makes sensitive attributes less recognizable for the model, which in turn promotes fairness. Additionally, for the first time, we analyze the notion of attractiveness as an important sensitive attribute in FER models and demonstrate that FER models can indeed exhibit biases towards more attractive faces. To prove the efficacy of our model in reducing bias regarding different sensitive attributes (including the newly proposed attractiveness attribute), we perform several experiments on two widely used datasets, CelebA and RAF-DB. The results in terms of both accuracy and fairness measures outperform the state-of-the-art in most cases, demonstrating the effectiveness of the proposed method.

Adv-Inpainting: Generating Natural and Transferable Adversarial Patch via Attention-guided Feature Fusion

The rudimentary adversarial attacks utilize additive noise to attack facial recognition (FR) models. However, because manipulating the total face is impractical in the physical setting, most real-world FR attacks are based on adversarial patches, which limit perturbations to a small area. Previous adversarial patch attacks often resulted in unnatural patterns and clear boundaries that were easily noticeable. In this paper, we argue that generating adversarial patches with plausible content can result in stronger transferability than using additive noise or directly sampling from the latent space. To generate natural-looking and highly transferable adversarial patches, we propose an innovative two-stage coarse-to-fine attack framework called Adv-Inpainting. In the first stage, we propose an attention-guided StyleGAN (Att-StyleGAN) that adaptively combines texture and identity features based on the attention map to generate high-transferable and natural adversarial patches. In the second stage, we design a refinement network with a new boundary variance loss to further improve the coherence between the patch and its surrounding area. Experiment results demonstrate that Adv-Inpainting is stealthy and can produce adversarial patches with stronger transferability and improved visual quality than previous adversarial patch attacks.

A Covariate-Adjusted Homogeneity Test with Application to Facial Recognition Accuracy Assessment

Ordinal scores occur commonly in medical imaging studies and in black-box forensic studies \citep{Phillips:2018}. To assess the accuracy of raters in the studies, one needs to estimate the receiver operating characteristic (ROC) curve while accounting for covariates of raters. In this paper, we propose a covariate-adjusted homogeneity test to determine differences in accuracy among multiple rater groups. We derived the theoretical results of the proposed test and conducted extensive simulation studies to evaluate the finite sample performance of the proposed test. Our proposed test is applied to a face recognition study to identify statistically significant differences among five participant groups.

Neuromorphic Event-based Facial Expression Recognition

Recently, event cameras have shown large applicability in several computer vision fields especially concerning tasks that require high temporal resolution. In this work, we investigate the usage of such kind of data for emotion recognition by presenting NEFER, a dataset for Neuromorphic Event-based Facial Expression Recognition. NEFER is composed of paired RGB and event videos representing human faces labeled with the respective emotions and also annotated with face bounding boxes and facial landmarks. We detail the data acquisition process as well as providing a baseline method for RGB and event data. The collected data captures subtle micro-expressions, which are hard to spot with RGB data, yet emerge in the event domain. We report a double recognition accuracy for the event-based approach, proving the effectiveness of a neuromorphic approach for analyzing fast and hardly detectable expressions and the emotions they conceal.

MAE-DFER: Efficient Masked Autoencoder for Self-supervised Dynamic Facial Expression Recognition

Dynamic facial expression recognition (DFER) is essential to the development of intelligent and empathetic machines. Prior efforts in this field mainly fall into supervised learning paradigm, which is restricted by the limited labeled data in existing datasets. Inspired by recent unprecedented success of masked autoencoders (e.g., VideoMAE), this paper proposes MAE-DFER, a novel self-supervised method which leverages large-scale self-supervised pre-training on abundant unlabeled data to advance the development of DFER. Since the vanilla Vision Transformer (ViT) employed in VideoMAE requires substantial computation during fine-tuning, MAE-DFER develops an efficient local-global interaction Transformer (LGI-Former) as the encoder. LGI-Former first constrains self-attention in local spatiotemporal regions and then utilizes a small set of learnable representative tokens to achieve efficient local-global information exchange, thus avoiding the expensive computation of global space-time self-attention in ViT. Moreover, in addition to the standalone appearance content reconstruction in VideoMAE, MAE-DFER also introduces explicit facial motion modeling to encourage LGI-Former to excavate both static appearance and dynamic motion information. Extensive experiments on six datasets show that MAE-DFER consistently outperforms state-of-the-art supervised methods by significant margins, verifying that it can learn powerful dynamic facial representations via large-scale self-supervised pre-training. Besides, it has comparable or even better performance than VideoMAE, while largely reducing the computational cost (about 38\% FLOPs). We believe MAE-DFER has paved a new way for the advancement of DFER and can inspire more relavant research in this field and even other related tasks. Codes and models are publicly available at https://github.com/sunlicai/MAE-DFER.

PAtt-Lite: Lightweight Patch and Attention MobileNet for Challenging Facial Expression Recognition

Facial Expression Recognition (FER) is a machine learning problem that deals with recognizing human facial expressions. While existing work has achieved performance improvements in recent years, FER in the wild and under challenging conditions remains a challenge. In this paper, a lightweight patch and attention network based on MobileNetV1, referred to as PAtt-Lite, is proposed to improve FER performance under challenging conditions. A truncated ImageNet-pre-trained MobileNetV1 is utilized as the backbone feature extractor of the proposed method. In place of the truncated layers is a patch extraction block that is proposed for extracting significant local facial features to enhance the representation from MobileNetV1, especially under challenging conditions. An attention classifier is also proposed to improve the learning of these patched feature maps from the extremely lightweight feature extractor. The experimental results on public benchmark databases proved the effectiveness of the proposed method. PAtt-Lite achieved state-of-the-art results on CK+, RAF-DB, FER2013, FERPlus, and the challenging conditions subsets for RAF-DB and FERPlus. The source code for the proposed method will be available at https://github.com/JLREx/PAtt-Lite.

Privacy-Preserving Remote Heart Rate Estimation from Facial Videos

Remote Photoplethysmography (rPPG) is the process of estimating PPG from facial videos. While this approach benefits from contactless interaction, it is reliant on videos of faces, which often constitutes an important privacy concern. Recent research has revealed that deep learning techniques are vulnerable to attacks, which can result in significant data breaches making deep rPPG estimation even more sensitive. To address this issue, we propose a data perturbation method that involves extraction of certain areas of the face with less identity-related information, followed by pixel shuffling and blurring. Our experiments on two rPPG datasets (PURE and UBFC) show that our approach reduces the accuracy of facial recognition algorithms by over 60%, with minimal impact on rPPG extraction. We also test our method on three facial recognition datasets (LFW, CALFW, and AgeDB), where our approach reduced performance by nearly 50%. Our findings demonstrate the potential of our approach as an effective privacy-preserving solution for rPPG estimation.

Using Augmented Face Images to Improve Facial Recognition Tasks

We present a framework that uses GAN-augmented images to complement certain specific attributes, usually underrepresented, for machine learning model training. This allows us to improve inference quality over those attributes for the facial recognition tasks.

ReSup: Reliable Label Noise Suppression for Facial Expression Recognition

Because of the ambiguous and subjective property of the facial expression recognition (FER) task, the label noise is widely existing in the FER dataset. For this problem, in the training phase, current FER methods often directly predict whether the label of the input image is noised or not, aiming to reduce the contribution of the noised data in training. However, we argue that this kind of method suffers from the low reliability of such noise data decision operation. It makes that some mistakenly abounded clean data are not utilized sufficiently and some mistakenly kept noised data disturbing the model learning process. In this paper, we propose a more reliable noise-label suppression method called ReSup (Reliable label noise Suppression for FER). First, instead of directly predicting noised or not, ReSup makes the noise data decision by modeling the distribution of noise and clean labels simultaneously according to the disagreement between the prediction and the target. Specifically, to achieve optimal distribution modeling, ReSup models the similarity distribution of all samples. To further enhance the reliability of our noise decision results, ReSup uses two networks to jointly achieve noise suppression. Specifically, ReSup utilize the property that two networks are less likely to make the same mistakes, making two networks swap decisions and tending to trust decisions with high agreement. Extensive experiments on three popular benchmarks show that the proposed method significantly outperforms state-of-the-art noisy label FER methods by 3.01% on FERPlus becnmarks. Code: https://github.com/purpleleaves007/FERDenoise