CSO-LLM: Class Subspace Orthogonalization for Post-Training Backdoor Detection and Trigger Inversion in LLMs

While post-training backdoor detection and trigger inversion schemes have been developed for AIs used e.g. for images, there is a paucity of such methods for LLMs. First, the LLM input space is discrete, with up to 150,000^k k-tuples to consider with k the token-length of a putative trigger. Second, one must blacklist tokens typical of the putative target response (class) of an attack, as such tokens may give false detection signals. However, a comprehensive blacklist is not available, in general, for a given domain. We develop a highly effective detection and inversion framework for LLMs treated as classifiers. Central to our approach is class subspace orthogonalization (CSO), a novel plug-and-play paradigm for backdoor detection that serves two fundamental roles when applied to LLMs: i) it enhances both sensitivity and specificity of a baseline detector; ii) it provides a form of implicit blacklisting, as it penalizes against inclusion, in a candidate trigger, of tokens that induce signal perturbations "in the direction of" the putative target class of an attack. One version of our detector performs continuous optimization in token embedding space, while a companion trigger-inversion and detection method performs greedy accretion in discrete token space. Our methods give both strong detection performance and accurate inversion of ground-truth triggers on several LLM classification domains, and for several different LLM architectures.

Inverting Trojans in LLMs

While effective backdoor detection and inversion schemes have been developed for AIs used e.g. for images, there are challenges in "porting" these methods to LLMs. First, the LLM input space is discrete, which precludes gradient-based search over this space, central to many backdoor inversion methods. Second, there are ~30,000^k k-tuples to consider, k the token-length of a putative trigger. Third, for LLMs there is the need to blacklist tokens that have strong marginal associations with the putative target response (class) of an attack, as such tokens give false detection signals. However, good blacklists may not exist for some domains. We propose a LLM trigger inversion approach with three key components: i) discrete search, with putative triggers greedily accreted, starting from a select list of singletons; ii) implicit blacklisting, achieved by evaluating the average cosine similarity, in activation space, between a candidate trigger and a small clean set of samples from the putative target class; iii) detection when a candidate trigger elicits high misclassifications, and with unusually high decision confidence. Unlike many recent works, we demonstrate that our approach reliably detects and successfully inverts ground-truth backdoor trigger phrases.