Large Language Models for Mathematicians

Large language models (LLMs) such as ChatGPT have received immense interest for their general-purpose language understanding and, in particular, their ability to generate high-quality text or computer code. For many professions, LLMs represent an invaluable tool that can speed up and improve the quality of work. In this note, we discuss to what extent they can aid professional mathematicians. We first provide a mathematical description of the transformer model used in all modern language models. Based on recent studies, we then outline best practices and potential issues and report on the mathematical abilities of language models. Finally, we shed light on the potential of LMMs to change how mathematicians work.

Optimal learning of high-dimensional classification problems using deep neural networks

We study the problem of learning classification functions from noiseless training samples, under the assumption that the decision boundary is of a certain regularity. We establish universal lower bounds for this estimation problem, for general classes of continuous decision boundaries. For the class of locally Barron-regular decision boundaries, we find that the optimal estimation rates are essentially independent of the underlying dimension and can be realized by empirical risk minimization methods over a suitable class of deep neural networks. These results are based on novel estimates of the $L^1$ and $L^\infty$ entropies of the class of Barron-regular functions.

Deep Microlocal Reconstruction for Limited-Angle Tomography

We present a deep learning-based algorithm to jointly solve a reconstruction problem and a wavefront set extraction problem in tomographic imaging. The algorithm is based on a recently developed digital wavefront set extractor as well as the well-known microlocal canonical relation for the Radon transform. We use the wavefront set information about x-ray data to improve the reconstruction by requiring that the underlying neural networks simultaneously extract the correct ground truth wavefront set and ground truth image. As a necessary theoretical step, we identify the digital microlocal canonical relations for deep convolutional residual neural networks. We find strong numerical evidence for the effectiveness of this approach.

The Modern Mathematics of Deep Learning

We describe the new field of mathematical analysis of deep learning. This field emerged around a list of research questions that were not answered within the classical framework of learning theory. These questions concern: the outstanding generalization power of overparametrized neural networks, the role of depth in deep architectures, the apparent absence of the curse of dimensionality, the surprisingly successful optimization performance despite the non-convexity of the problem, understanding what features are learned, why deep architectures perform exceptionally well in physical problems, and which fine aspects of an architecture affect the behavior of a learning task in which way. We present an overview of modern approaches that yield partial answers to these questions. For selected approaches, we describe the main ideas in more detail.

Neural network approximation and estimation of classifiers with classification boundary in a Barron class

We prove bounds for the approximation and estimation of certain classification functions using ReLU neural networks. Our estimation bounds provide a priori performance guarantees for empirical risk minimization using networks of a suitable size, depending on the number of training samples available. The obtained approximation and estimation rates are independent of the dimension of the input, showing that the curse of dimension can be overcome in this setting; in fact, the input dimension only enters in the form of a polynomial factor. Regarding the regularity of the target classification function, we assume the interfaces between the different classes to be locally of Barron-type. We complement our results by studying the relations between various Barron-type spaces that have been proposed in the literature. These spaces differ substantially more from each other than the current literature suggests.

Numerical Solution of the Parametric Diffusion Equation by Deep Neural Networks

We perform a comprehensive numerical study of the effect of approximation-theoretical results for neural networks on practical learning problems in the context of numerical analysis. As the underlying model, we study the machine-learning-based solution of parametric partial differential equations. Here, approximation theory predicts that the performance of the model should depend only very mildly on the dimension of the parameter space and is determined by the intrinsic dimension of the solution manifold of the parametric partial differential equation. We use various methods to establish comparability between test-cases by minimizing the effect of the choice of test-cases on the optimization and sampling aspects of the learning problem. We find strong support for the hypothesis that approximation-theoretical effects heavily influence the practical behavior of learning problems in numerical analysis.

Approximation in $L^p(μ)$ with deep ReLU neural networks

We discuss the expressive power of neural networks which use the non-smooth ReLU activation function $\varrho(x) = \max\{0,x\}$ by analyzing the approximation theoretic properties of such networks. The existing results mainly fall into two categories: approximation using ReLU networks with a fixed depth, or using ReLU networks whose depth increases with the approximation accuracy. After reviewing these findings, we show that the results concerning networks with fixed depth--- which up to now only consider approximation in $L^p(\lambda)$ for the Lebesgue measure $\lambda$--- can be generalized to approximation in $L^p(\mu)$, for any finite Borel measure $\mu$. In particular, the generalized results apply in the usual setting of statistical learning theory, where one is interested in approximation in $L^2(\mathbb{P})$, with the probability measure $\mathbb{P}$ describing the distribution of the data.

A Theoretical Analysis of Deep Neural Networks and Parametric PDEs

We derive upper bounds on the complexity of ReLU neural networks approximating the solution maps of parametric partial differential equations. In particular, without any knowledge of its concrete shape, we use the inherent low-dimensionality of the solution manifold to obtain approximation rates which are significantly superior to those provided by classical approximation results. We use this low dimensionality to guarantee the existence of a reduced basis. Then, for a large variety of parametric partial differential equations, we construct neural networks that yield approximations of the parametric maps not suffering from a curse of dimension and essentially only depending on the size of the reduced basis.

Error bounds for approximations with deep ReLU neural networks in $W^{s,p}$ norms

We analyze approximation rates of deep ReLU neural networks for Sobolev-regular functions with respect to weaker Sobolev norms. First, we construct, based on a calculus of ReLU networks, artificial neural networks with ReLU activation functions that achieve certain approximation rates. Second, we establish lower bounds for the approximation by ReLU neural networks for classes of Sobolev-regular functions. Our results extend recent advances in the approximation theory of ReLU networks to the regime that is most relevant for applications in the numerical analysis of partial differential equations.

Extraction of digital wavefront sets using applied harmonic analysis and deep neural networks

Microlocal analysis provides deep insight into singularity structures and is often crucial for solving inverse problems, predominately, in imaging sciences. Of particular importance is the analysis of wavefront sets and the correct extraction of those. In this paper, we introduce the first algorithmic approach to extract the wavefront set of images, which combines data-based and model-based methods. Based on a celebrated property of the shearlet transform to unravel information on the wavefront set, we extract the wavefront set of an image by first applying a discrete shearlet transform and then feeding local patches of this transform to a deep convolutional neural network trained on labeled data. The resulting algorithm outperforms all competing algorithms in edge-orientation and ramp-orientation detection.