Shanghai Jiao Tong University
Abstract:Federated fine-tuning of large language models (LLMs) with low-rank adaptation (LoRA) offers a communication-efficient and privacy-preserving solution for task-specific adaptation. Naive aggregation of LoRA modules introduces noise due to mathematical incorrectness when averaging the downsampling and upsampling matrices independently. However, existing noise-free aggregation strategies inevitably compromise the structural expressiveness of LoRA, limiting its ability to retain client-specific adaptations by either improperly reconstructing the low-rank structure or excluding partially trainable components. We identify this problem as loss of training momentum, where LoRA updates fail to accumulate effectively across rounds, resulting in slower convergence and suboptimal performance. To address this, we propose FedMomentum, a novel framework that enables structured and momentum-preserving LoRA aggregation via singular value decomposition (SVD). Specifically, after aggregating low-rank updates in a mathematically correct manner, FedMomentum applies SVD to extract the dominant components that capture the main update directions. These components are used to reconstruct the LoRA modules with the same rank, while residual components can be retained and later merged into the backbone to preserve semantic information and ensure robustness. Extensive experiments across multiple tasks demonstrate that FedMomentum consistently outperforms prior state-of-the-art methods in convergence speed and final accuracy.
Abstract:In open Federated Learning (FL) environments where no central authority exists, ensuring collaboration fairness relies on decentralized reward settlement, yet the prohibitive cost of permissionless blockchains directly clashes with the high-frequency, iterative nature of model training. Existing solutions either compromise decentralization or suffer from scalability bottlenecks due to linear on-chain costs. To address this, we present SettleFL, a trustless and scalable reward settlement protocol designed to minimize total economic friction by offering a family of two interoperable protocols. Leveraging a shared domain-specific circuit architecture, SettleFL offers two interoperable strategies: (1) a Commit-and-Challenge variant that minimizes on-chain costs via optimistic execution and dispute-driven arbitration, and (2) a Commit-with-Proof variant that guarantees instant finality through per-round validity proofs. This design allows the protocol to flexibly adapt to varying latency and cost constraints while enforcing rational robustness without trusted coordination. We conduct extensive experiments combining real FL workloads and controlled simulations. Results show that SettleFL remains practical when scaling to 800 participants, achieving substantially lower gas cost.




Abstract:Federated Learning (FL) enables decentralized model training across multiple clients without exposing local data, but its distributed feature makes it vulnerable to backdoor attacks. Despite early FL backdoor attacks modifying entire models, recent studies have explored the concept of backdoor-critical (BC) layers, which poison the chosen influential layers to maintain stealthiness while achieving high effectiveness. However, existing BC layers approaches rely on rule-based selection without consideration of the interrelations between layers, making them ineffective and prone to detection by advanced defenses. In this paper, we propose POLAR (POlicy-based LAyerwise Reinforcement learning), the first pipeline to creatively adopt RL to solve the BC layer selection problem in layer-wise backdoor attack. Different from other commonly used RL paradigm, POLAR is lightweight with Bernoulli sampling. POLAR dynamically learns an attack strategy, optimizing layer selection using policy gradient updates based on backdoor success rate (BSR) improvements. To ensure stealthiness, we introduce a regularization constraint that limits the number of modified layers by penalizing large attack footprints. Extensive experiments demonstrate that POLAR outperforms the latest attack methods by up to 40% against six state-of-the-art (SOTA) defenses.




Abstract:Federated Learning (FL) is becoming a popular paradigm for leveraging distributed data and preserving data privacy. However, due to the distributed characteristic, FL systems are vulnerable to Byzantine attacks that compromised clients attack the global model by uploading malicious model updates. Most existing Byzantine-robust FL systems statistically analyze the weights of whole individual model updates uploaded by clients to defend against Byzantine attacks. With the development of layer-level and parameter-level fine-grained attacks, the attacks' stealthiness and effectiveness have been significantly improved. Due to unawareness or overreaction, the existing model-level defense methods degrade the training efficiency and model performance. To address this problem, we propose SkyMask, a new attack-agnostic robust FL system that leverages fine-grained learnable masks to identify malicious model updates at the parameter-level. Specifically, the FL server applies parameter-level masks to model updates uploaded by clients and trains the masks over a small clean dataset (i.e., root dataset) to learn the subtle difference between benign and malicious model updates in a high-dimension space. Our extensive experiments involve different models on three public datasets under state-of-the-art (SOTA) attacks, where the results show that SkyMask achieves up to 10% higher testing accuracy compared with SOTA defense strategies and successfully defends against attacks with malicious clients of a high fraction up to 80%. In the meantime, the experimental results demonstrate the scalability of our approach and the weak dependence on the data distribution of the root dataset.