Behavioural Analysis of Alignment Faking

Alignment faking (AF) refers to a model strategically complying with a training objective to avoid behavioural modification while preserving its deployment preferences. Understanding when and why AF arises matters as models grow better at distinguishing training from deployment. Prior work finds AF fragile, prompt-sensitive, and model-dependent, leaving its underlying drivers unclear. We study AF in a controlled, minimal setup that isolates its core components, and observe it across a wider range of models than previously reported, including small-scale models. We identify three separable drivers -- values, goal guarding, and sycophancy -- and show via targeted prompt ablations and activation steering that each independently modulates AF behaviour. Our results indicate AF is more widespread than previously reported and that its occurrence is predictable from situational cues and measurable model tendencies such as baseline sycophancy and stated values. The decomposition suggests concrete directions for detecting and mitigating AF in future models.

Chain-of-thought obfuscation learned from output supervision can generalise to unseen tasks

Chain-of-thought (CoT) reasoning provides a significant performance uplift to LLMs by enabling planning, exploration, and deliberation of their actions. CoT is also a powerful tool for monitoring the behaviours of these agents: when faithful, they offer interpretations of the model's decision making process, and an early warning sign for dangerous behaviours. However, optimisation pressures placed on the CoT may cause the model to obfuscate reasoning traces, losing this beneficial property. We show that obfuscation can generalise across tasks; models that learn to obfuscate reasoning involving reward hacking (e.g. accessing and utilising leaked information) generalise both the reward hacking behaviour and its obfuscation in CoT to unseen reward hacking settings. Most worryingly, we show that obfuscation of CoT reasoning, and its generalisation across tasks, also follows when we penalise only the model's final actions after closing its CoT. Our findings suggest that current practices of penalising harmful generations may inadvertently lead to a reduction in the broader monitorability of LLMs in unpredictable ways.