Does It Make Sense to Speak of Introspection in Large Language Models?

Large language models (LLMs) exhibit compelling linguistic behaviour, and sometimes offer self-reports, that is to say statements about their own nature, inner workings, or behaviour. In humans, such reports are often attributed to a faculty of introspection and are typically linked to consciousness. This raises the question of how to interpret self-reports produced by LLMs, given their increasing linguistic fluency and cognitive capabilities. To what extent (if any) can the concept of introspection be meaningfully applied to LLMs? Here, we present and critique two examples of apparent introspective self-report from LLMs. In the first example, an LLM attempts to describe the process behind its own "creative" writing, and we argue this is not a valid example of introspection. In the second example, an LLM correctly infers the value of its own temperature parameter, and we argue that this can be legitimately considered a minimal example of introspection, albeit one that is (presumably) not accompanied by conscious experience.

On the generalization of language models from in-context learning and finetuning: a controlled study

Large language models exhibit exciting capabilities, yet can show surprisingly narrow generalization from finetuning -- from failing to generalize to simple reversals of relations they are trained on, to missing logical deductions that can be made from trained information. These failures to generalize from fine-tuning can hinder practical application of these models. However, language models' in-context learning shows different inductive biases, and can generalize better in some of these cases. Here, we explore these differences in generalization between in-context- and fine-tuning-based learning. To do so, we constructed several novel datasets to evaluate and improve models' ability to generalize from finetuning data. The datasets are constructed to isolate the knowledge in the dataset from that in pretraining, to create clean tests of generalization. We expose pretrained large models to controlled subsets of the information in these datasets -- either in context, or through fine-tuning -- and evaluate their performance on test sets that require various types of generalization. We find overall that in data-matched settings, in-context learning can generalize more flexibly than fine-tuning (though we also find some qualifications of prior findings, such as cases when fine-tuning can generalize to reversals embedded in a larger structure of knowledge). We build on these findings to propose a method to enable improved generalization from fine-tuning: adding in-context inferences to finetuning data. We show that this method improves generalization across various splits of our datasets and other benchmarks. Our results have implications for understanding the inductive biases of different modes of learning in language models, and practically improving their performance.

Palatable Conceptions of Disembodied Being: Terra Incognita in the Space of Possible Minds

Is it possible to articulate a conception of consciousness that is compatible with the exotic characteristics of contemporary, disembodied AI systems, and that can stand up to philosophical scrutiny? How would subjective time and selfhood show up for an entity that conformed to such a conception? Trying to answer these questions, even metaphorically, stretches the language of consciousness to breaking point. Ultimately, the attempt yields something like emptiness, in the Buddhist sense, and helps to undermine our dualistic inclinations towards subjectivity and selfhood.

Multi-turn Evaluation of Anthropomorphic Behaviours in Large Language Models

The tendency of users to anthropomorphise large language models (LLMs) is of growing interest to AI developers, researchers, and policy-makers. Here, we present a novel method for empirically evaluating anthropomorphic LLM behaviours in realistic and varied settings. Going beyond single-turn static benchmarks, we contribute three methodological advances in state-of-the-art (SOTA) LLM evaluation. First, we develop a multi-turn evaluation of 14 anthropomorphic behaviours. Second, we present a scalable, automated approach by employing simulations of user interactions. Third, we conduct an interactive, large-scale human subject study (N=1101) to validate that the model behaviours we measure predict real users' anthropomorphic perceptions. We find that all SOTA LLMs evaluated exhibit similar behaviours, characterised by relationship-building (e.g., empathy and validation) and first-person pronoun use, and that the majority of behaviours only first occur after multiple turns. Our work lays an empirical foundation for investigating how design choices influence anthropomorphic model behaviours and for progressing the ethical debate on the desirability of these behaviours. It also showcases the necessity of multi-turn evaluations for complex social phenomena in human-AI interaction.

Transformers Use Causal World Models in Maze-Solving Tasks

Recent studies in interpretability have explored the inner workings of transformer models trained on tasks across various domains, often discovering that these networks naturally develop surprisingly structured representations. When such representations comprehensively reflect the task domain's structure, they are commonly referred to as ``World Models'' (WMs). In this work, we discover such WMs in transformers trained on maze tasks. In particular, by employing Sparse Autoencoders (SAEs) and analysing attention patterns, we examine the construction of WMs and demonstrate consistency between the circuit analysis and the SAE feature-based analysis. We intervene upon the isolated features to confirm their causal role and, in doing so, find asymmetries between certain types of interventions. Surprisingly, we find that models are able to reason with respect to a greater number of active features than they see during training, even if attempting to specify these in the input token sequence would lead the model to fail. Futhermore, we observe that varying positional encodings can alter how WMs are encoded in a model's residual stream. By analyzing the causal role of these WMs in a toy domain we hope to make progress toward an understanding of emergent structure in the representations acquired by Transformers, leading to the development of more interpretable and controllable AI systems.

Still "Talking About Large Language Models": Some Clarifications

My paper "Talking About Large Language Models" has more than once been interpreted as advocating a reductionist stance towards large language models. But the paper was not intended that way, and I do not endorse such positions. This short note situates the paper in the context of a larger philosophical project that is concerned with the (mis)use of words rather than metaphysics, in the spirit of Wittgenstein's later writing.

The broader spectrum of in-context learning

The ability of language models to learn a task from a few examples in context has generated substantial interest. Here, we provide a perspective that situates this type of supervised few-shot learning within a much broader spectrum of meta-learned in-context learning. Indeed, we suggest that any distribution of sequences in which context non-trivially decreases loss on subsequent predictions can be interpreted as eliciting a kind of in-context learning. We suggest that this perspective helps to unify the broad set of in-context abilities that language models exhibit $\unicode{x2014}$ such as adapting to tasks from instructions or role play, or extrapolating time series. This perspective also sheds light on potential roots of in-context learning in lower-level processing of linguistic dependencies (e.g. coreference or parallel structures). Finally, taking this perspective highlights the importance of generalization, which we suggest can be studied along several dimensions: not only the ability to learn something novel, but also flexibility in learning from different presentations, and in applying what is learned. We discuss broader connections to past literature in meta-learning and goal-conditioned agents, and other perspectives on learning and adaptation. We close by suggesting that research on in-context learning should consider this broader spectrum of in-context capabilities and types of generalization.

Existential Conversations with Large Language Models: Content, Community, and Culture

Contemporary conversational AI systems based on large language models (LLMs) can engage users on a wide variety of topics, including philosophy, spirituality, and religion. Suitably prompted, LLMs can be coaxed into discussing such existentially significant matters as their own putative consciousness and the role of artificial intelligence in the fate of the Cosmos. Here we examine two lengthy conversations of this type. We trace likely sources, both ancient and modern, for the extensive repertoire of images, myths, metaphors, and conceptual esoterica that the language model draws on during these conversations, and foreground the contemporary communities and cultural movements that deploy related motifs, especially in their online activity. Finally, we consider the larger societal impacts of such engagements with LLMs.

The Propensity for Density in Feed-forward Models

Does the process of training a neural network to solve a task tend to use all of the available weights even when the task could be solved with fewer weights? To address this question we study the effects of pruning fully connected, convolutional and residual models while varying their widths. We find that the proportion of weights that can be pruned without degrading performance is largely invariant to model size. Increasing the width of a model has little effect on the density of the pruned model relative to the increase in absolute size of the pruned network. In particular, we find substantial prunability across a large range of model sizes, where our biggest model is 50 times as wide as our smallest model. We explore three hypotheses that could explain these findings.

A Mechanism-Based Approach to Mitigating Harms from Persuasive Generative AI

Recent generative AI systems have demonstrated more advanced persuasive capabilities and are increasingly permeating areas of life where they can influence decision-making. Generative AI presents a new risk profile of persuasion due the opportunity for reciprocal exchange and prolonged interactions. This has led to growing concerns about harms from AI persuasion and how they can be mitigated, highlighting the need for a systematic study of AI persuasion. The current definitions of AI persuasion are unclear and related harms are insufficiently studied. Existing harm mitigation approaches prioritise harms from the outcome of persuasion over harms from the process of persuasion. In this paper, we lay the groundwork for the systematic study of AI persuasion. We first put forward definitions of persuasive generative AI. We distinguish between rationally persuasive generative AI, which relies on providing relevant facts, sound reasoning, or other forms of trustworthy evidence, and manipulative generative AI, which relies on taking advantage of cognitive biases and heuristics or misrepresenting information. We also put forward a map of harms from AI persuasion, including definitions and examples of economic, physical, environmental, psychological, sociocultural, political, privacy, and autonomy harm. We then introduce a map of mechanisms that contribute to harmful persuasion. Lastly, we provide an overview of approaches that can be used to mitigate against process harms of persuasion, including prompt engineering for manipulation classification and red teaming. Future work will operationalise these mitigations and study the interaction between different types of mechanisms of persuasion.