Adaptive Multi-band Modulation for Robust and Low-complexity Faster-than-Nyquist Non-Orthogonal FDM IM-DD System

Faster-than-Nyquist non-orthogonal frequency-division multiplexing (FTN-NOFDM) is robust against the steep frequency roll-off by saving signal bandwidth. Among the FTN-NOFDM techniques, the non-orthogonal matrix precoding (NOM-p) based FTN has high compatibility with the conventional orthogonal frequency division multiplexing (OFDM), in terms of the advanced digital signal processing already used in OFDM. In this work, by dividing the single band into multiple sub-bands in the NOM-p-based FTN-NOFDM system, we propose a novel FTN-NOFDM scheme with adaptive multi-band modulation. The proposed scheme assigns different quadrature amplitude modulation (QAM) levels to different sub-bands, effectively utilizing the low-pass-like channel and reducing the complexity. The impacts of sub-band number and bandwidth compression factor on the bit-error-rate (BER) performance and implementation complexity are experimentally analyzed with a 32.23-Gb/s and 20-km intensity modulation-direct detection (IM-DD) optical transmission system. Results show that the proposed scheme with proper sub-band numbers can lower BER and greatly reduce the complexity compared to the conventional single-band way.

CRLB Approaching Pilot-aided Phase and Channel Estimation Algorithm in MIMO Systems with Phase Noise and Quasi-Static Channel Fading

This paper derives a novel pilot-aided phase and channel estimation algorithm for multiple-input multiple-output (MIMO) systems with phase noise and quasi-static channel fading. Our novel approach allows, for the first time, carrier phase estimation and recovery to be performed before full channel estimation. This in turn enables the channel estimation to be calculated using the whole frame, significantly improving its accuracy. The proposed algorithm is a sequential combination of several linear algorithms, which greatly reduces the computational complexity. Moreover, we also derive, for the first time, the Cramer-Rao lower bound (CRLB) for a MIMO system, where phase noise is estimated using only angular information. Our numerical results show that the performance of our phase estimation algorithm is close to the proposed CRLB. Moreover, when compared with the conventional Kalman based algorithms, our proposed algorithm significantly improves the system BER performance.