Abstract:Alignment techniques often inadvertently induce sycophancy in LLMs. While prior studies studied this behaviour in direct-answer settings, the role of Chain-of-Thought (CoT) reasoning remains under-explored: does it serve as a logical constraint that mitigates sycophancy, or a tool for post-hoc rationalization that masks it? We evaluate a range of models across objective and subjective tasks to investigate the issue. Results show that reasoning generally reduces sycophancy in final decisions but also masks sycophancy in some samples, where models construct deceptive justifications through logical inconsistencies, calculation errors, and one-sided arguments etc. Furthermore, LLMs are more prone to sycophancy in subjective tasks and under authority-bias. Our mechanistic analysis on three open-source models reveals that the tendency of sycophancy is dynamic during the reasoning process rather than being pre-determined at the input stage.
Abstract:Autoregressive Large Language Models (LLMs) demonstrate exceptional performance in language understanding and generation. However, their application in text embedding tasks has been relatively slow, along with the analysis of their semantic representation in probing tasks, due to the constraints of the unidirectional attention mechanism. This paper aims to explore whether such constraints can be overcome by enabling bidirectional attention in LLMs. We tested different variants of the Llama architecture through additional training steps, progressively enabling bidirectional attention and unsupervised/supervised contrastive learning.
Abstract:Classifiers are an important and defining feature of the Chinese language, and their correct prediction is key to numerous educational applications. Yet, whether the most popular Large Language Models (LLMs) possess proper knowledge the Chinese classifiers is an issue that has largely remain unexplored in the Natural Language Processing (NLP) literature. To address such a question, we employ various masking strategies to evaluate the LLMs' intrinsic ability, the contribution of different sentence elements, and the working of the attention mechanisms during prediction. Besides, we explore fine-tuning for LLMs to enhance the classifier performance. Our findings reveal that LLMs perform worse than BERT, even with fine-tuning. The prediction, as expected, greatly benefits from the information about the following noun, which also explains the advantage of models with a bidirectional attention mechanism such as BERT.