Federated Out-of-Distribution Generalization: A Causal Augmentation View

Federated learning aims to collaboratively model by integrating multi-source information to obtain a model that can generalize across all client data. Existing methods often leverage knowledge distillation or data augmentation to mitigate the negative impact of data bias across clients. However, the limited performance of teacher models on out-of-distribution samples and the inherent quality gap between augmented and original data hinder their effectiveness and they typically fail to leverage the advantages of incorporating rich contextual information. To address these limitations, this paper proposes a Federated Causal Augmentation method, termed FedCAug, which employs causality-inspired data augmentation to break the spurious correlation between attributes and categories. Specifically, it designs a causal region localization module to accurately identify and decouple the background and objects in the image, providing rich contextual information for causal data augmentation. Additionally, it designs a causality-inspired data augmentation module that integrates causal features and within-client context to generate counterfactual samples. This significantly enhances data diversity, and the entire process does not require any information sharing between clients, thereby contributing to the protection of data privacy. Extensive experiments conducted on three datasets reveal that FedCAug markedly reduces the model's reliance on background to predict sample labels, achieving superior performance compared to state-of-the-art methods.

Global Intervention and Distillation for Federated Out-of-Distribution Generalization

Attribute skew in federated learning leads local models to focus on learning non-causal associations, guiding them towards inconsistent optimization directions, which inevitably results in performance degradation and unstable convergence. Existing methods typically leverage data augmentation to enhance sample diversity or employ knowledge distillation to learn invariant representations. However, the instability in the quality of generated data and the lack of domain information limit their performance on unseen samples. To address these issues, this paper presents a global intervention and distillation method, termed FedGID, which utilizes diverse attribute features for backdoor adjustment to break the spurious association between background and label. It includes two main modules, where the global intervention module adaptively decouples objects and backgrounds in images, injects background information into random samples to intervene in the sample distribution, which links backgrounds to all categories to prevent the model from treating background-label associations as causal. The global distillation module leverages a unified knowledge base to guide the representation learning of client models, preventing local models from overfitting to client-specific attributes. Experimental results on three datasets demonstrate that FedGID enhances the model's ability to focus on the main subjects in unseen data and outperforms existing methods in collaborative modeling.