A Systematic Study of Pseudo-Relevance Feedback with LLMs

Pseudo-relevance feedback (PRF) methods built on large language models (LLMs) can be organized along two key design dimensions: the feedback source, which is where the feedback text is derived from and the feedback model, which is how the given feedback text is used to refine the query representation. However, the independent role that each dimension plays is unclear, as both are often entangled in empirical evaluations. In this paper, we address this gap by systematically studying how the choice of feedback source and feedback model impact PRF effectiveness through controlled experimentation. Across 13 low-resource BEIR tasks with five LLM PRF methods, our results show: (1) the choice of feedback model can play a critical role in PRF effectiveness; (2) feedback derived solely from LLM-generated text provides the most cost-effective solution; and (3) feedback derived from the corpus is most beneficial when utilizing candidate documents from a strong first-stage retriever. Together, our findings provide a better understanding of which elements in the PRF design space are most important.

NanoKnow: How to Know What Your Language Model Knows

How do large language models (LLMs) know what they know? Answering this question has been difficult because pre-training data is often a "black box" -- unknown or inaccessible. The recent release of nanochat -- a family of small LLMs with fully open pre-training data -- addresses this as it provides a transparent view into where a model's parametric knowledge comes from. Towards the goal of understanding how knowledge is encoded by LLMs, we release NanoKnow, a benchmark dataset that partitions questions from Natural Questions and SQuAD into splits based on whether their answers are present in nanochat's pre-training corpus. Using these splits, we can now properly disentangle the sources of knowledge that LLMs rely on when producing an output. To demonstrate NanoKnow's utility, we conduct experiments using eight nanochat checkpoints. Our findings show: (1) closed-book accuracy is strongly influenced by answer frequency in the pre-training data, (2) providing external evidence can mitigate this frequency dependence, (3) even with external evidence, models are more accurate when answers were seen during pre-training, demonstrating that parametric and external knowledge are complementary, and (4) non-relevant information is harmful, with accuracy decreasing based on both the position and the number of non-relevant contexts. We release all NanoKnow artifacts at https://github.com/castorini/NanoKnow.

Study on LLMs for Promptagator-Style Dense Retriever Training

Promptagator demonstrated that Large Language Models (LLMs) with few-shot prompts can be used as task-specific query generators for fine-tuning domain-specialized dense retrieval models. However, the original Promptagator approach relied on proprietary and large-scale LLMs which users may not have access to or may be prohibited from using with sensitive data. In this work, we study the impact of open-source LLMs at accessible scales ($\leq$14B parameters) as an alternative. Our results demonstrate that open-source LLMs as small as 3B parameters can serve as effective Promptagator-style query generators. We hope our work will inform practitioners with reliable alternatives for synthetic data generation and give insights to maximize fine-tuning results for domain-specific applications.

Don't "Overthink" Passage Reranking: Is Reasoning Truly Necessary?

With the growing success of reasoning models across complex natural language tasks, researchers in the Information Retrieval (IR) community have begun exploring how similar reasoning capabilities can be integrated into passage rerankers built on Large Language Models (LLMs). These methods typically employ an LLM to produce an explicit, step-by-step reasoning process before arriving at a final relevance prediction. But, does reasoning actually improve reranking accuracy? In this paper, we dive deeper into this question, studying the impact of the reasoning process by comparing reasoning-based pointwise rerankers (ReasonRR) to standard, non-reasoning pointwise rerankers (StandardRR) under identical training conditions, and observe that StandardRR generally outperforms ReasonRR. Building on this observation, we then study the importance of reasoning to ReasonRR by disabling its reasoning process (ReasonRR-NoReason), and find that ReasonRR-NoReason is surprisingly more effective than ReasonRR. Examining the cause of this result, our findings reveal that reasoning-based rerankers are limited by the LLM's reasoning process, which pushes it toward polarized relevance scores and thus fails to consider the partial relevance of passages, a key factor for the accuracy of pointwise rerankers.

Zero-Shot Dense Retrieval with Embeddings from Relevance Feedback

Building effective dense retrieval systems remains difficult when relevance supervision is not available. Recent work has looked to overcome this challenge by using a Large Language Model (LLM) to generate hypothetical documents that can be used to find the closest real document. However, this approach relies solely on the LLM to have domain-specific knowledge relevant to the query, which may not be practical. Furthermore, generating hypothetical documents can be inefficient as it requires the LLM to generate a large number of tokens for each query. To address these challenges, we introduce Real Document Embeddings from Relevance Feedback (ReDE-RF). Inspired by relevance feedback, ReDE-RF proposes to re-frame hypothetical document generation as a relevance estimation task, using an LLM to select which documents should be used for nearest neighbor search. Through this re-framing, the LLM no longer needs domain-specific knowledge but only needs to judge what is relevant. Additionally, relevance estimation only requires the LLM to output a single token, thereby improving search latency. Our experiments show that ReDE-RF consistently surpasses state-of-the-art zero-shot dense retrieval methods across a wide range of low-resource retrieval datasets while also making significant improvements in latency per-query.