Global Capacity Measures for Deep ReLU Networks via Path Sampling

Classical results on the statistical complexity of linear models have commonly identified the norm of the weights $\|w\|$ as a fundamental capacity measure. Generalizations of this measure to the setting of deep networks have been varied, though a frequently identified quantity is the product of weight norms of each layer. In this work, we show that for a large class of networks possessing a positive homogeneity property, similar bounds may be obtained instead in terms of the norm of the product of weights. Our proof technique generalizes a recently proposed sampling argument, which allows us to demonstrate the existence of sparse approximants of positive homogeneous networks. This yields covering number bounds, which can be converted to generalization bounds for multi-class classification that are comparable to, and in certain cases improve upon, existing results in the literature. Finally, we investigate our sampling procedure empirically, which yields results consistent with our theory.

CTRL: A Conditional Transformer Language Model for Controllable Generation

Large-scale language models show promising text generation capabilities, but users cannot easily control particular aspects of the generated text. We release CTRL, a 1.63 billion-parameter conditional transformer language model, trained to condition on control codes that govern style, content, and task-specific behavior. Control codes were derived from structure that naturally co-occurs with raw text, preserving the advantages of unsupervised learning while providing more explicit control over text generation. These codes also allow CTRL to predict which parts of the training data are most likely given a sequence. This provides a potential method for analyzing large amounts of data via model-based source attribution. We have released multiple full-sized, pretrained versions of CTRL at https://github.com/salesforce/ctrl.

Pretrained AI Models: Performativity, Mobility, and Change

The paradigm of pretrained deep learning models has recently emerged in artificial intelligence practice, allowing deployment in numerous societal settings with limited computational resources, but also embedding biases and enabling unintended negative uses. In this paper, we treat pretrained models as objects of study and discuss the ethical impacts of their sociological position. We discuss how pretrained models are developed and compared under the common task framework, but that this may make self-regulation inadequate. Further how pretrained models may have a performative effect on society that exacerbates biases. We then discuss how pretrained models move through actor networks as a kind of computationally immutable mobile, but that users also act as agents of technological change by reinterpreting them via fine-tuning and transfer. We further discuss how users may use pretrained models in malicious ways, drawing a novel connection between the responsible innovation and user-centered innovation literatures. We close by discussing how this sociological understanding of pretrained models can inform AI governance frameworks for fairness, accountability, and transparency.

Neural Text Summarization: A Critical Evaluation

Text summarization aims at compressing long documents into a shorter form that conveys the most important parts of the original document. Despite increased interest in the community and notable research effort, progress on benchmark datasets has stagnated. We critically evaluate key ingredients of the current research setup: datasets, evaluation metrics, and models, and highlight three primary shortcomings: 1) automatically collected datasets leave the task underconstrained and may contain noise detrimental to training and evaluation, 2) current evaluation protocol is weakly correlated with human judgment and does not account for important characteristics such as factual correctness, 3) models overfit to layout biases of current datasets and offer limited diversity in their outputs.

XLDA: Cross-Lingual Data Augmentation for Natural Language Inference and Question Answering

While natural language processing systems often focus on a single language, multilingual transfer learning has the potential to improve performance, especially for low-resource languages. We introduce XLDA, cross-lingual data augmentation, a method that replaces a segment of the input text with its translation in another language. XLDA enhances performance of all 14 tested languages of the cross-lingual natural language inference (XNLI) benchmark. With improvements of up to $4.8\%$, training with XLDA achieves state-of-the-art performance for Greek, Turkish, and Urdu. XLDA is in contrast to, and performs markedly better than, a more naive approach that aggregates examples in various languages in a way that each example is solely in one language. On the SQuAD question answering task, we see that XLDA provides a $1.0\%$ performance increase on the English evaluation set. Comprehensive experiments suggest that most languages are effective as cross-lingual augmentors, that XLDA is robust to a wide range of translation quality, and that XLDA is even more effective for randomly initialized models than for pretrained models.

Unifying Question Answering and Text Classification via Span Extraction

Even as pre-trained language encoders such as BERT are shared across many tasks, the output layers of question answering and text classification models are significantly different. Span decoders are frequently used for question answering and fixed-class, classification layers for text classification. We show that this distinction is not necessary, and that both can be unified as span extraction. A unified, span-extraction approach leads to superior or comparable performance in multi-task learning, low-data and supplementary supervised pretraining experiments on several text classification and question answering benchmarks.

Coarse-grain Fine-grain Coattention Network for Multi-evidence Question Answering

End-to-end neural models have made significant progress in question answering, however recent studies show that these models implicitly assume that the answer and evidence appear close together in a single document. In this work, we propose the Coarse-grain Fine-grain Coattention Network (CFC), a new question answering model that combines information from evidence across multiple documents. The CFC consists of a coarse-grain module that interprets documents with respect to the query then finds a relevant answer, and a fine-grain module which scores each candidate answer by comparing its occurrences across all of the documents with the query. We design these modules using hierarchies of coattention and self-attention, which learn to emphasize different parts of the input. On the Qangaroo WikiHop multi-evidence question answering task, the CFC obtains a new state-of-the-art result of 70.6% on the blind test set, outperforming the previous best by 3% accuracy despite not using pretrained contextual encoders.

A Closer Look at Deep Learning Heuristics: Learning rate restarts, Warmup and Distillation

The convergence rate and final performance of common deep learning models have significantly benefited from heuristics such as learning rate schedules, knowledge distillation, skip connections, and normalization layers. In the absence of theoretical underpinnings, controlled experiments aimed at explaining these strategies can aid our understanding of deep learning landscapes and the training dynamics. Existing approaches for empirical analysis rely on tools of linear interpolation and visualizations with dimensionality reduction, each with their limitations. Instead, we revisit such analysis of heuristics through the lens of recently proposed methods for loss surface and representation analysis, viz., mode connectivity and canonical correlation analysis (CCA), and hypothesize reasons for the success of the heuristics. In particular, we explore knowledge distillation and learning rate heuristics of (cosine) restarts and warmup using mode connectivity and CCA. Our empirical analysis suggests that: (a) the reasons often quoted for the success of cosine annealing are not evidenced in practice; (b) that the effect of learning rate warmup is to prevent the deeper layers from creating training instability; and (c) that the latent knowledge shared by the teacher is primarily disbursed to the deeper layers.

Identifying Generalization Properties in Neural Networks

While it has not yet been proven, empirical evidence suggests that model generalization is related to local properties of the optima which can be described via the Hessian. We connect model generalization with the local property of a solution under the PAC-Bayes paradigm. In particular, we prove that model generalization ability is related to the Hessian, the higher-order "smoothness" terms characterized by the Lipschitz constant of the Hessian, and the scales of the parameters. Guided by the proof, we propose a metric to score the generalization capability of the model, as well as an algorithm that optimizes the perturbed model accordingly.