A Self-attention Knowledge Domain Adaptation Network for Commercial Lithium-ion Batteries State-of-health Estimation under Shallow Cycles

Accurate state-of-health (SOH) estimation is critical to guarantee the safety, efficiency and reliability of battery-powered applications. Most SOH estimation methods focus on the 0-100\% full state-of-charge (SOC) range that has similar distributions. However, the batteries in real-world applications usually work in the partial SOC range under shallow-cycle conditions and follow different degradation profiles with no labeled data available, thus making SOH estimation challenging. To estimate shallow-cycle battery SOH, a novel unsupervised deep transfer learning method is proposed to bridge different domains using self-attention distillation module and multi-kernel maximum mean discrepancy technique. The proposed method automatically extracts domain-variant features from charge curves to transfer knowledge from the large-scale labeled full cycles to the unlabeled shallow cycles. The CALCE and SNL battery datasets are employed to verify the effectiveness of the proposed method to estimate the battery SOH for different SOC ranges, temperatures, and discharge rates. The proposed method achieves a root-mean-square error within 2\% and outperforms other transfer learning methods for different SOC ranges. When applied to batteries with different operating conditions and from different manufacturers, the proposed method still exhibits superior SOH estimation performance. The proposed method is the first attempt at accurately estimating battery SOH under shallow-cycle conditions without needing a full-cycle characteristic test.

Remaining Useful Life Prediction Using Temporal Deep Degradation Network for Complex Machinery with Attention-based Feature Extraction

The precise estimate of remaining useful life (RUL) is vital for the prognostic analysis and predictive maintenance that can significantly reduce failure rate and maintenance costs. The degradation-related features extracted from the sensor streaming data with neural networks can dramatically improve the accuracy of the RUL prediction. The Temporal deep degradation network (TDDN) model is proposed to make the RUL prediction with the degradation-related features given by the one-dimensional convolutional neural network (1D CNN) feature extraction and attention mechanism. 1D CNN is used to extract the temporal features from the streaming sensor data. Temporal features have monotonic degradation trends from the fluctuating raw sensor streaming data. Attention mechanism can improve the RUL prediction performance by capturing the fault characteristics and the degradation development with the attention weights. The performance of the TDDN model is evaluated on the public C-MAPSS dataset and compared with the existing methods. The results show that the TDDN model can achieve the best RUL prediction accuracy in complex conditions compared to current machine learning models. The degradation-related features extracted from the high-dimension sensor streaming data demonstrate the clear degradation trajectories and degradation stages that enable TDDN to predict the turbofan-engine RUL accurately and efficiently.