OCFR 2022: Competition on Occluded Face Recognition From Synthetically Generated Structure-Aware Occlusions

This work summarizes the IJCB Occluded Face Recognition Competition 2022 (IJCB-OCFR-2022) embraced by the 2022 International Joint Conference on Biometrics (IJCB 2022). OCFR-2022 attracted a total of 3 participating teams, from academia. Eventually, six valid submissions were submitted and then evaluated by the organizers. The competition was held to address the challenge of face recognition in the presence of severe face occlusions. The participants were free to use any training data and the testing data was built by the organisers by synthetically occluding parts of the face images using a well-known dataset. The submitted solutions presented innovations and performed very competitively with the considered baseline. A major output of this competition is a challenging, realistic, and diverse, and publicly available occluded face recognition benchmark with well defined evaluation protocols.

QuantFace: Towards Lightweight Face Recognition by Synthetic Data Low-bit Quantization

Deep learning-based face recognition models follow the common trend in deep neural networks by utilizing full-precision floating-point networks with high computational costs. Deploying such networks in use-cases constrained by computational requirements is often infeasible due to the large memory required by the full-precision model. Previous compact face recognition approaches proposed to design special compact architectures and train them from scratch using real training data, which may not be available in a real-world scenario due to privacy concerns. We present in this work the QuantFace solution based on low-bit precision format model quantization. QuantFace reduces the required computational cost of the existing face recognition models without the need for designing a particular architecture or accessing real training data. QuantFace introduces privacy-friendly synthetic face data to the quantization process to mitigate potential privacy concerns and issues related to the accessibility to real training data. Through extensive evaluation experiments on seven benchmarks and four network architectures, we demonstrate that QuantFace can successfully reduce the model size up to 5x while maintaining, to a large degree, the verification performance of the full-precision model without accessing real training datasets.

SFace: Privacy-friendly and Accurate Face Recognition using Synthetic Data

Recent deep face recognition models proposed in the literature utilized large-scale public datasets such as MS-Celeb-1M and VGGFace2 for training very deep neural networks, achieving state-of-the-art performance on mainstream benchmarks. Recently, many of these datasets, e.g., MS-Celeb-1M and VGGFace2, are retracted due to credible privacy and ethical concerns. This motivates this work to propose and investigate the feasibility of using a privacy-friendly synthetically generated face dataset to train face recognition models. Towards this end, we utilize a class-conditional generative adversarial network to generate class-labeled synthetic face images, namely SFace. To address the privacy aspect of using such data to train a face recognition model, we provide extensive evaluation experiments on the identity relation between the synthetic dataset and the original authentic dataset used to train the generative model. Our reported evaluation proved that associating an identity of the authentic dataset to one with the same class label in the synthetic dataset is hardly possible. We also propose to train face recognition on our privacy-friendly dataset, SFace, using three different learning strategies, multi-class classification, label-free knowledge transfer, and combined learning of multi-class classification and knowledge transfer. The reported evaluation results on five authentic face benchmarks demonstrated that the privacy-friendly synthetic dataset has high potential to be used for training face recognition models, achieving, for example, a verification accuracy of 91.87\% on LFW using multi-class classification and 99.13\% using the combined learning strategy.

Intra and Cross-spectrum Iris Presentation Attack Detection in the NIR and Visible Domains Using Attention-based and Pixel-wise Supervised Learning

Iris Presentation Attack Detection (PAD) is essential to secure iris recognition systems. Recent iris PAD solutions achieved good performance by leveraging deep learning techniques. However, most results were reported under intra-database scenarios and it is unclear if such solutions can generalize well across databases and capture spectra. These PAD methods run the risk of overfitting because of the binary label supervision during the network training, which serves global information learning but weakens the capture of local discriminative features. This chapter presents a novel attention-based deep pixel-wise binary supervision (A-PBS) method. A-PBS utilizes pixel-wise supervision to capture the fine-grained pixel/patch-level cues and attention mechanism to guide the network to automatically find regions where most contribute to an accurate PAD decision. Extensive experiments are performed on six NIR and one visible-light iris databases to show the effectiveness and robustness of proposed A-PBS methods. We additionally conduct extensive experiments under intra-/cross-database and intra-/cross-spectrum for detailed analysis. The results of our experiments indicates the generalizability of the A-PBS iris PAD approach.

On the (Limited) Generalization of MasterFace Attacks and Its Relation to the Capacity of Face Representations

A MasterFace is a face image that can successfully match against a large portion of the population. Since their generation does not require access to the information of the enrolled subjects, MasterFace attacks represent a potential security risk for widely-used face recognition systems. Previous works proposed methods for generating such images and demonstrated that these attacks can strongly compromise face recognition. However, previous works followed evaluation settings consisting of older recognition models, limited cross-dataset and cross-model evaluations, and the use of low-scale testing data. This makes it hard to state the generalizability of these attacks. In this work, we comprehensively analyse the generalizability of MasterFace attacks in empirical and theoretical investigations. The empirical investigations include the use of six state-of-the-art FR models, cross-dataset and cross-model evaluation protocols, and utilizing testing datasets of significantly higher size and variance. The results indicate a low generalizability when MasterFaces are training on a different face recognition model than the one used for testing. In these cases, the attack performance is similar to zero-effort imposter attacks. In the theoretical investigations, we define and estimate the face capacity and the maximum MasterFace coverage under the assumption that identities in the face space are well separated. The current trend of increasing the fairness and generalizability in face recognition indicates that the vulnerability of future systems might further decrease. Future works might analyse the utility of MasterFaces for understanding and enhancing the robustness of face recognition models.

Privacy-friendly Synthetic Data for the Development of Face Morphing Attack Detectors

The main question this work aims at answering is: can morphing attack detection (MAD) solutions be successfully developed based on synthetic data?. Towards that, this work introduces the first synthetic-based MAD development dataset, namely the Synthetic Morphing Attack Detection Development dataset (SMDD). This dataset is utilized successfully to train three MAD backbones where it proved to lead to high MAD performance, even on completely unknown attack types. Additionally, an essential aspect of this work is the detailed legal analyses of the challenges of using and sharing real biometric data, rendering our proposed SMDD dataset extremely essential. The SMDD dataset, consisting of 30,000 attack and 50,000 bona fide samples, is made publicly available for research purposes.

CR-FIQA: Face Image Quality Assessment by Learning Sample Relative Classifiability

The quality of face images significantly influences the performance of underlying face recognition algorithms. Face image quality assessment (FIQA) estimates the utility of the captured image in achieving reliable and accurate recognition performance. In this work, we propose a novel learning paradigm that learns internal network observations during the training process. Based on that, our proposed CR-FIQA uses this paradigm to estimate the face image quality of a sample by predicting its relative classifiability. This classifiability is measured based on the allocation of the training sample feature representation in angular space with respect to its class center and the nearest negative class center. We experimentally illustrate the correlation between the face image quality and the sample relative classifiability. As such property is only observable for the training dataset, we propose to learn this property from the training dataset and utilize it to predict the quality measure on unseen samples. This training is performed simultaneously while optimizing the class centers by an angular margin penalty-based softmax loss used for face recognition model training. Through extensive evaluation experiments on eight benchmarks and four face recognition models, we demonstrate the superiority of our proposed CR-FIQA over state-of-the-art (SOTA) FIQA algorithms.

Mask-invariant Face Recognition through Template-level Knowledge Distillation

The emergence of the global COVID-19 pandemic poses new challenges for biometrics. Not only are contactless biometric identification options becoming more important, but face recognition has also recently been confronted with the frequent wearing of masks. These masks affect the performance of previous face recognition systems, as they hide important identity information. In this paper, we propose a mask-invariant face recognition solution (MaskInv) that utilizes template-level knowledge distillation within a training paradigm that aims at producing embeddings of masked faces that are similar to those of non-masked faces of the same identities. In addition to the distilled knowledge, the student network benefits from additional guidance by margin-based identity classification loss, ElasticFace, using masked and non-masked faces. In a step-wise ablation study on two real masked face databases and five mainstream databases with synthetic masks, we prove the rationalization of our MaskInv approach. Our proposed solution outperforms previous state-of-the-art (SOTA) academic solutions in the recent MFRC-21 challenge in both scenarios, masked vs masked and masked vs non-masked, and also outperforms the previous solution on the MFR2 dataset. Furthermore, we demonstrate that the proposed model can still perform well on unmasked faces with only a minor loss in verification performance. The code, the trained models, as well as the evaluation protocol on the synthetically masked data are publicly available: https://github.com/fdbtrs/Masked-Face-Recognition-KD.

Explainability of the Implications of Supervised and Unsupervised Face Image Quality Estimations Through Activation Map Variation Analyses in Face Recognition Models

It is challenging to derive explainability for unsupervised or statistical-based face image quality assessment (FIQA) methods. In this work, we propose a novel set of explainability tools to derive reasoning for different FIQA decisions and their face recognition (FR) performance implications. We avoid limiting the deployment of our tools to certain FIQA methods by basing our analyses on the behavior of FR models when processing samples with different FIQA decisions. This leads to explainability tools that can be applied for any FIQA method with any CNN-based FR solution using activation mapping to exhibit the network's activation derived from the face embedding. To avoid the low discrimination between the general spatial activation mapping of low and high-quality images in FR models, we build our explainability tools in a higher derivative space by analyzing the variation of the FR activation maps of image sets with different quality decisions. We demonstrate our tools and analyze the findings on four FIQA methods, by presenting inter and intra-FIQA method analyses. Our proposed tools and the analyses based on them point out, among other conclusions, that high-quality images typically cause consistent low activation on the areas outside of the central face region, while low-quality images, despite general low activation, have high variations of activation in such areas. Our explainability tools also extend to analyzing single images where we show that low-quality images tend to have an FR model spatial activation that strongly differs from what is expected from a high-quality image where this difference also tends to appear more in areas outside of the central face region and does correspond to issues like extreme poses and facial occlusions. The implementation of the proposed tools is accessible here [link].