Abstract:Federated learning with heterogeneous clients remains a significant challenge for deep learning, primarily due to client drift arising from inconsistent local updates. Existing federated optimization methods typically address this issue through objective-level regularization or update-correction mechanisms. Recent studies, however, suggest that Transformer-based architectures may be inherently more robust than conventional models under heterogeneous federated training. Motivated by this observation, we investigate how different parameter components within the attention mechanism influence federated optimization. Specifically, we decompose the attention module into a query/key block, which determines the attention kernel, and a value block, which performs semantic transformation under the induced kernel. Based on this perspective, we propose FedFrozen, a two-stage federated optimization framework that first performs full-model warm-up training and then freezes the query/key block while continuing to optimize the value block. Under a linear-attention formulation, we show that the warm-up stage can be interpreted as an inexact descent procedure on a regularized kernel-profile objective, while the frozen stage reduces to a restricted value-block optimization problem under a fixed attention kernel. Our analysis further reveals an explicit trade-off that governs the choice of warm-up length. Simulations validate the predicted bias-drift behavior, and real-data experiments demonstrate that FedFrozen improves both the stability and effectiveness of Transformer models in heterogeneous federated learning.
Abstract:Graphical user interface (GUI) agents powered by vision language models (VLMs) are rapidly moving from passive assistance to autonomous operation. However, this unrestricted action space exposes users to severe and irreversible financial, privacy or social harm. Existing safeguards rely on prompt engineering, brittle heuristics and VLM-as-critic lack formal verification and user-tunable guarantees. We propose CORA (COnformal Risk-controlled GUI Agent), a post-policy, pre-action safeguarding framework that provides statistical guarantees on harmful executed actions. CORA reformulates safety as selective action execution: we train a Guardian model to estimate action-conditional risk for each proposed step. Rather than thresholding raw scores, we leverage Conformal Risk Control to calibrate an execute/abstain boundary that satisfies a user-specified risk budget and route rejected actions to a trainable Diagnostician model, which performs multimodal reasoning over rejected actions to recommend interventions (e.g., confirm, reflect, or abort) to minimize user burden. A Goal-Lock mechanism anchors assessment to a clarified, frozen user intent to resist visual injection attacks. To rigorously evaluate this paradigm, we introduce Phone-Harm, a new benchmark of mobile safety violations with step-level harm labels under real-world settings. Experiments on Phone-Harm and public benchmarks against diverse baselines validate that CORA improves the safety--helpfulness--interruption Pareto frontier, offering a practical, statistically grounded safety paradigm for autonomous GUI execution. Code and benchmark are available at cora-agent.github.io.
Abstract:This paper tackles the problem of feature selection in a highly challenging setting: $\mathbb{E}(y | \boldsymbol{x}) = G(\boldsymbol{x}_{\mathcal{S}_0})$, where $\mathcal{S}_0$ is the set of relevant features and $G$ is an unknown, potentially nonlinear function subject to mild smoothness conditions. Our approach begins with feature selection in deep neural networks, then generalizes the results to H{ö}lder smooth functions by exploiting the strong approximation capabilities of neural networks. Unlike conventional optimization-based deep learning methods, we reformulate neural networks as index models and estimate $\mathcal{S}_0$ using the second-order Stein's formula. This gradient-descent-free strategy guarantees feature selection consistency with a sample size requirement of $n = Ω(p^2)$, where $p$ is the feature dimension. To handle high-dimensional scenarios, we further introduce a screening-and-selection mechanism that achieves nonlinear selection consistency when $n = Ω(s \log p)$, with $s$ representing the sparsity level. Additionally, we refit a neural network on the selected features for prediction and establish performance guarantees under a relaxed sparsity assumption. Extensive simulations and real-data analyses demonstrate the strong performance of our method even in the presence of complex feature interactions.