Explainable Generative AI (GenXAI): A Survey, Conceptualization, and Research Agenda

Generative AI (GenAI) marked a shift from AI being able to recognize to AI being able to generate solutions for a wide variety of tasks. As the generated solutions and applications become increasingly more complex and multi-faceted, novel needs, objectives, and possibilities have emerged for explainability (XAI). In this work, we elaborate on why XAI has gained importance with the rise of GenAI and its challenges for explainability research. We also unveil novel and emerging desiderata that explanations should fulfill, covering aspects such as verifiability, interactivity, security, and cost. To this end, we focus on surveying existing works. Furthermore, we provide a taxonomy of relevant dimensions that allows us to better characterize existing XAI mechanisms and methods for GenAI. We discuss different avenues to ensure XAI, from training data to prompting. Our paper offers a short but concise technical background of GenAI for non-technical readers, focusing on text and images to better understand novel or adapted XAI techniques for GenAI. However, due to the vast array of works on GenAI, we decided to forego detailed aspects of XAI related to evaluation and usage of explanations. As such, the manuscript interests both technically oriented people and other disciplines, such as social scientists and information systems researchers. Our research roadmap provides more than ten directions for future investigation.

Understanding and Leveraging the Learning Phases of Neural Networks

The learning dynamics of deep neural networks are not well understood. The information bottleneck (IB) theory proclaimed separate fitting and compression phases. But they have since been heavily debated. We comprehensively analyze the learning dynamics by investigating a layer's reconstruction ability of the input and prediction performance based on the evolution of parameters during training. We empirically show the existence of three phases using common datasets and architectures such as ResNet and VGG: (i) near constant reconstruction loss, (ii) decrease, and (iii) increase. We also derive an empirically grounded data model and prove the existence of phases for single-layer networks. Technically, our approach leverages classical complexity analysis. It differs from IB by relying on measuring reconstruction loss rather than information theoretic measures to relate information of intermediate layers and inputs. Our work implies a new best practice for transfer learning: We show empirically that the pre-training of a classifier should stop well before its performance is optimal.

Negotiating with LLMS: Prompt Hacks, Skill Gaps, and Reasoning Deficits

Large language models LLMs like ChatGPT have reached the 100 Mio user barrier in record time and might increasingly enter all areas of our life leading to a diverse set of interactions between those Artificial Intelligence models and humans. While many studies have discussed governance and regulations deductively from first-order principles, few studies provide an inductive, data-driven lens based on observing dialogues between humans and LLMs especially when it comes to non-collaborative, competitive situations that have the potential to pose a serious threat to people. In this work, we conduct a user study engaging over 40 individuals across all age groups in price negotiations with an LLM. We explore how people interact with an LLM, investigating differences in negotiation outcomes and strategies. Furthermore, we highlight shortcomings of LLMs with respect to their reasoning capabilities and, in turn, susceptiveness to prompt hacking, which intends to manipulate the LLM to make agreements that are against its instructions or beyond any rationality. We also show that the negotiated prices humans manage to achieve span a broad range, which points to a literacy gap in effectively interacting with LLMs.

Explainable Artificial Intelligence (XAI) 2.0: A Manifesto of Open Challenges and Interdisciplinary Research Directions

As systems based on opaque Artificial Intelligence (AI) continue to flourish in diverse real-world applications, understanding these black box models has become paramount. In response, Explainable AI (XAI) has emerged as a field of research with practical and ethical benefits across various domains. This paper not only highlights the advancements in XAI and its application in real-world scenarios but also addresses the ongoing challenges within XAI, emphasizing the need for broader perspectives and collaborative efforts. We bring together experts from diverse fields to identify open problems, striving to synchronize research agendas and accelerate XAI in practical applications. By fostering collaborative discussion and interdisciplinary cooperation, we aim to propel XAI forward, contributing to its continued success. Our goal is to put forward a comprehensive proposal for advancing XAI. To achieve this goal, we present a manifesto of 27 open problems categorized into nine categories. These challenges encapsulate the complexities and nuances of XAI and offer a road map for future research. For each problem, we provide promising research directions in the hope of harnessing the collective intelligence of interested stakeholders.

Improving classifier decision boundaries using nearest neighbors

Neural networks are not learning optimal decision boundaries. We show that decision boundaries are situated in areas of low training data density. They are impacted by few training samples which can easily lead to overfitting. We provide a simple algorithm performing a weighted average of the prediction of a sample and its nearest neighbors' (computed in latent space) leading to a minor favorable outcomes for a variety of important measures for neural networks. In our evaluation, we employ various self-trained and pre-trained convolutional neural networks to show that our approach improves (i) resistance to label noise, (ii) robustness against adversarial attacks, (iii) classification accuracy, and to some degree even (iv) interpretability. While improvements are not necessarily large in all four areas, our approach is conceptually simple, i.e., improvements come without any modification to network architecture, training procedure or dataset. Furthermore, they are in stark contrast to prior works that often require trade-offs among the four objectives or provide valuable, but non-actionable insights.

Towards LLM-based Autograding for Short Textual Answers

Grading of exams is an important, labor intensive, subjective, repetitive and frequently challenging task. The feasibility of autograding textual responses has greatly increased thanks to the availability of large language models (LLMs) such as ChatGPT and because of the substantial influx of data brought about by digitalization. However, entrusting AI models with decision-making roles raises ethical considerations, mainly stemming from potential biases and issues related to generating false information. Thus, in this manuscript we provide an evaluation of a large language model for the purpose of autograding, while also highlighting how LLMs can support educators in validating their grading procedures. Our evaluation is targeted towards automatic short textual answers grading (ASAG), spanning various languages and examinations from two distinct courses. Our findings suggest that while "out-of-the-box" LLMs provide a valuable tool to provide a complementary perspective, their readiness for independent automated grading remains a work in progress, necessitating human oversight.

Implementing Smart Contracts: The case of NFT-rental with pay-per-like

Non-fungible tokens(NFTs) are on the rise. They can represent artworks exhibited for marketing purposes on webpages of companies or online stores -- analogously to physical artworks. Lending of NFTs is an attractive form of passive income for owners but comes with risks (e.g., items are not returned) and costs for escrow agents. Similarly, renters have difficulties in anticipating the impact of artworks, e.g., how spectators of NFTs perceive them. To address these challenges, we introduce an NFT rental solution based on a pay-per-like pricing model using blockchain technology, i.e., smart contracts based on the Ethereum chain. We find that blockchain solutions enjoy many advantages also reported for other applications, but interestingly, we also observe dark sides of (large) blockchain fees. Blockchain solutions appear unfair to niche artists and potentially hamper cultural diversity. Furthermore, a trust-cost tradeoff arises to handle fraud caused by manipulation from parties outside the blockchain. All code for the solution is publicly available at: https://github.com/asopi/rental-project

SoK: Pragmatic Assessment of Machine Learning for Network Intrusion Detection

Machine Learning (ML) has become a valuable asset to solve many real-world tasks. For Network Intrusion Detection (NID), however, scientific advances in ML are still seen with skepticism by practitioners. This disconnection is due to the intrinsically limited scope of research papers, many of which primarily aim to demonstrate new methods ``outperforming'' prior work -- oftentimes overlooking the practical implications for deploying the proposed solutions in real systems. Unfortunately, the value of ML for NID depends on a plethora of factors, such as hardware, that are often neglected in scientific literature. This paper aims to reduce the practitioners' skepticism towards ML for NID by "changing" the evaluation methodology adopted in research. After elucidating which "factors" influence the operational deployment of ML in NID, we propose the notion of "pragmatic assessment", which enable practitioners to gauge the real value of ML methods for NID. Then, we show that the state-of-research hardly allows one to estimate the value of ML for NID. As a constructive step forward, we carry out a pragmatic assessment. We re-assess existing ML methods for NID, focusing on the classification of malicious network traffic, and consider: hundreds of configuration settings; diverse adversarial scenarios; and four hardware platforms. Our large and reproducible evaluations enable estimating the quality of ML for NID. We also validate our claims through a user-study with security practitioners.

Efficient and Flexible Topic Modeling using Pretrained Embeddings and Bag of Sentences

Pre-trained language models have led to a new state-of-the-art in many NLP tasks. However, for topic modeling, statistical generative models such as LDA are still prevalent, which do not easily allow incorporating contextual word vectors. They might yield topics that do not align very well with human judgment. In this work, we propose a novel topic modeling and inference algorithm. We suggest a bag of sentences (BoS) approach using sentences as the unit of analysis. We leverage pre-trained sentence embeddings by combining generative process models with clustering. We derive a fast inference algorithm based on expectation maximization, hard assignments, and an annealing process. Our evaluation shows that our method yields state-of-the art results with relatively little computational demands. Our methods is more flexible compared to prior works leveraging word embeddings, since it provides the possibility to customize topic-document distributions using priors. Code is at \url{https://github.com/JohnTailor/BertSenClu}.

A Survey of Deep Learning: From Activations to Transformers

Deep learning has made tremendous progress in the last decade. A key success factor is the large amount of architectures, layers, objectives, and optimization techniques that have emerged in recent years. They include a myriad of variants related to attention, normalization, skip connection, transformer and self-supervised learning schemes -- to name a few. We provide a comprehensive overview of the most important, recent works in these areas to those who already have a basic understanding of deep learning. We hope that a holistic and unified treatment of influential, recent works helps researchers to form new connections between diverse areas of deep learning.