Neural Conditional Transport Maps

We present a neural framework for learning conditional optimal transport (OT) maps between probability distributions. Our approach introduces a conditioning mechanism capable of processing both categorical and continuous conditioning variables simultaneously. At the core of our method lies a hypernetwork that generates transport layer parameters based on these inputs, creating adaptive mappings that outperform simpler conditioning methods. Comprehensive ablation studies demonstrate the superior performance of our method over baseline configurations. Furthermore, we showcase an application to global sensitivity analysis, offering high performance in computing OT-based sensitivity indices. This work advances the state-of-the-art in conditional optimal transport, enabling broader application of optimal transport principles to complex, high-dimensional domains such as generative modeling and black-box model explainability.

The Mean Dimension of Neural Networks -- What causes the interaction effects?

Owen and Hoyt recently showed that the effective dimension offers key structural information about the input-output mapping underlying an artificial neural network. Along this line of research, this work proposes an estimation procedure that allows the calculation of the mean dimension from a given dataset, without resampling from external distributions. The design yields total indices when features are independent and a variant of total indices when features are correlated. We show that this variant possesses the zero independence property. With synthetic datasets, we analyse how the mean dimension evolves layer by layer and how the activation function impacts the magnitude of interactions. We then use the mean dimension to study some of the most widely employed convolutional architectures for image recognition (LeNet, ResNet, DenseNet). To account for pixel correlations, we propose calculating the mean dimension after the addition of an inverse PCA layer that allows one to work on uncorrelated PCA-transformed features, without the need to retrain the neural network. We use the generalized total indices to produce heatmaps for post-hoc explanations, and we employ the mean dimension on the PCA-transformed features for cross comparisons of the artificial neural networks structures. Results provide several insights on the difference in magnitude of interactions across the architectures, as well as indications on how the mean dimension evolves during training.