Exploiting LLMs' Reasoning Capability to Infer Implicit Concepts in Legal Information Retrieval

Statutory law retrieval is a typical problem in legal language processing, that has various practical applications in law engineering. Modern deep learning-based retrieval methods have achieved significant results for this problem. However, retrieval systems relying on semantic and lexical correlations often exhibit limitations, particularly when handling queries that involve real-life scenarios, or use the vocabulary that is not specific to the legal domain. In this work, we focus on overcoming this weaknesses by utilizing the logical reasoning capabilities of large language models (LLMs) to identify relevant legal terms and facts related to the situation mentioned in the query. The proposed retrieval system integrates additional information from the term--based expansion and query reformulation to improve the retrieval accuracy. The experiments on COLIEE 2022 and COLIEE 2023 datasets show that extra knowledge from LLMs helps to improve the retrieval result of both lexical and semantic ranking models. The final ensemble retrieval system outperformed the highest results among all participating teams in the COLIEE 2022 and 2023 competitions.

Enhancing Legal Document Retrieval: A Multi-Phase Approach with Large Language Models

Large language models with billions of parameters, such as GPT-3.5, GPT-4, and LLaMA, are increasingly prevalent. Numerous studies have explored effective prompting techniques to harness the power of these LLMs for various research problems. Retrieval, specifically in the legal data domain, poses a challenging task for the direct application of Prompting techniques due to the large number and substantial length of legal articles. This research focuses on maximizing the potential of prompting by placing it as the final phase of the retrieval system, preceded by the support of two phases: BM25 Pre-ranking and BERT-based Re-ranking. Experiments on the COLIEE 2023 dataset demonstrate that integrating prompting techniques on LLMs into the retrieval system significantly improves retrieval accuracy. However, error analysis reveals several existing issues in the retrieval system that still need resolution.