D-STAR: Dual Simultaneously Transmitting and Reflecting Reconfigurable Intelligent Surfaces for Joint Uplink/Downlink Transmission

The joint uplink/downlink (JUD) design of simultaneously transmitting and reflecting reconfigurable intelligent surfaces (STAR-RIS) is conceived in support of both uplink (UL) and downlink (DL) users. Furthermore, the dual STAR-RISs (D-STAR) concept is conceived as a promising architecture for 360-degree full-plane service coverage including users located between the base station (BS) and the D-STAR and beyond. The corresponding regions are termed as primary (P) and secondary (S) regions. The primary STAR-RIS (STAR-P) plays an important role in terms of tackling the P-region inter-user interference, the self-interference (SI) from the BS and from the reflective as well as refractive UL users imposed on the DL receiver. By contrast, the secondary STAR-RIS (STAR-S) aims for mitigating the S-region interferences. The non-linear and non-convex rate-maximization problem formulated is solved by alternating optimization amongst the decomposed convex sub-problems of the BS beamformer, and the D-STAR amplitude as well as phase shift configurations. We also propose a D-STAR based active beamforming and passive STAR-RIS amplitude/phase (DBAP) optimization scheme to solve the respective sub-problems by Lagrange dual with Dinkelbach transformation, alternating direction method of multipliers (ADMM) with successive convex approximation (SCA), and penalty convex-concave procedure (PCCP). Our simulation results reveal that the proposed D-STAR architecture outperforms the conventional single RIS, single STAR-RIS, and half-duplex networks. The proposed DBAP in D-STAR outperforms the state-of-the-art solutions in the open literature.

Robust Active and Passive Beamforming for RIS-Assisted Full-Duplex Systems under Imperfect CSI

The sixth-generation (6G) wireless technology recognizes the potential of reconfigurable intelligent surfaces (RIS) as an effective technique for intelligently manipulating channel paths through reflection to serve desired users. Full-duplex (FD) systems, enabling simultaneous transmission and reception from a base station (BS), offer the theoretical advantage of doubled spectrum efficiency. However, the presence of strong self-interference (SI) in FD systems significantly degrades performance, which can be mitigated by leveraging the capabilities of RIS. Moreover, accurately obtaining channel state information (CSI) from RIS poses a critical challenge. Our objective is to maximize downlink (DL) user data rates while ensuring quality-of-service (QoS) for uplink (UL) users under imperfect CSI from reflected channels. To address this, we introduce the robust active BS and passive RIS beamforming (RAPB) scheme for RIS-FD, accounting for both SI and imperfect CSI. RAPB incorporates distributionally robust design, conditional value-at-risk (CVaR), and penalty convex-concave programming (PCCP) techniques. Additionally, RAPB extends to active and passive beamforming (APB) with perfect channel estimation. Simulation results demonstrate the UL/DL rate improvements achieved considering various levels of imperfect CSI. The proposed RAPB/APB schemes validate their effectiveness across different RIS deployment and RIS/BS configurations. Benefited from robust beamforming, RAPB outperforms existing methods in terms of non-robustness, deployment without RIS, conventional successive convex approximation, and half-duplex systems.